HomeMy WebLinkAboutMinutes_Pension General_02/02/2009TEQUESTA GENERAL EMPLOYEES PENSION
TRUST FUND
QUARTERLY BOARD OF TRUSTEES MEETING
February 2, 2009
I. Call To Order And Roll Call
The Tequesta General Employees Pension Trust Fund Board of Trustees held a
regular quarterly meeting at the Tequesta Village Hall, 345 Tequesta Drive,
Tequesta, Florida, on Monday, February 2, 2009. The meeting was called to order
at 11:35 a.m. A roll call was taken by Chair Michael Rhodes. Board Members in
attendance at the meeting were: Chair Michael Rhodes, Secretary Carl Hansen,
and Board Member Archie C. Mangum, Jr. Also in attendance were Attorney Bonni
Jensen, Senior Accountant Monica Rahim, Bryan Bacardjiev, Bogdahn Consulting
LLC -Monitor, Mike Dana, Dana Investment Advisors -Investment Manager, and
Finance Director Joann Forsythe who attended representing the Village
Management. Board Member Deanna Mayo, Board Member Michelle Gload, and
Pension Coordinator Lori McWilliams were absent because they were attending the
FPPTA Trustee School.
II. APPROVAL OF AGENDA
MOTION:
Secretary Hansen moved approval of the agenda as submitted. Board Member
Mangum seconded the motion, which carried by unanimous 3-0 vote.
Chair Rhodes indicated he would like to table some items under unfinished business
since not all Board Members were present.
III. APPROVAL OF MINUTES
1. Tequesta General Employees' Pension Trust Fund Board of
Trustees Quarterly Meeting Minutes -November 3, 2008
2. Joint Meeting of Tequesta General Employees' Pension Trust
Fund Board of Trustees and Public Safety Officers Pension Trust
Fund Board of Trustees -Meeting Minutes -December 10, 2008
MOTION:
Secretary Hansen moved approval of the minutes of the November 3, 2008
meeting as submitted. Board Member Mangum seconded the motion, which
carried by unanimous 3-0 vote.
Agenda -General Employees' Pension Trust Fund Board Meeting
February 2, 2009 2
The minutes of the joint meeting of December 10, 2008 had been previously
approved at the joint meeting earlier that morning.
IV. PRESENTATIONS
3. Quarterly Presentation By Monitor
Bryan Bacardjiev, Bogdahn Consulting, LLC, distributed a synopsis showing what
the plan had done over the last quarter, and reviewed his company's presentation
booklet. Mr. Bacardjiev advised intemational and domestic markets had been down
to a level that was unprecedented. Fixed income was the only area that had
produced positive results for the quarter, and the fund was in compliance with all
their requirements.
Chair Rhodes questioned the Salem Trust statement showing a $79,000 difference
from the Bogdahn report in total assets as of December 31, 2008, and asked if there
had been a trade. Mr. Dana advised it could be a timing issue in the reporting. Mr.
Bacardjiev indicated he could find the answer and report back.
Mr. Bacardjiev reported everything had been negative in the equity markets,
although this fund had outperformed the benchmark by 3.5%. The fund had been
helped during the quarter by Dana's very solid fixed income results. Mr. Bacardjiev
advised that many other plans were in the same boat with negative returns, which
was the result of the markets in general.
Chair Rhodes advised he had hoped to receive a critique at this meeting of the
present investment policy statement with written recommendations from Mr. West.
Mr. Bacardjiev indicated he would get with Mr. West to put that together. Chair
Rhodes advised that would include the proposed ordinance language, and whether
to invest in mutual funds. Mr. Bacardjiev reported he had read that mutual funds
were allowed but commingled funds were not, and he needed to see where the
discrepancy was. Chair Rhodes commented the proposed investment policy
wording should be sent to Pension Coordinator McWilliams and Attorney Jensen.
Attorney Jensen noted she had a proposed investment policy from October 24. Mr.
Bacardjiev commented Mr. West may have already completed the proposed policy,
but he would confirm that, and apologized that it had not been available for this
meeting.
4. Presentation by Investment Manager
(This item was not on the agenda since this was not the scheduled
quarter for the Investment Manager's semiannual report.)
Mike Dana, Dana Investment Advisors, recommended breaking out the international
segment so when it outperformed or underperformed, it would not be looked at
Agenda -General Employees' Pension Trust Fund Board Meeting
February 2, 2009 3
relative to the S&P 500. Attorney Jensen expressed her agreement with this
suggestion, and asked that Mr. Bacardjiev include that in the asset allocation. Mr.
Badardjiev advised they had not previously broken it out because of the cost of
doing so when the fund was so small. Mr. Dana commented his firm had the same
concerns with breaking out the cost of multiple meetings on a million dollar account;
however, they had taken on the account and would give it full treatment. The
numbers were accurate, but breaking out those items would provide a fuller picture.
Mr. Bacardjiev assured Chair Rhodes he would provide the information before the
next meeting.
Mr. Dana felt unemployment might rise to 11 %, or more if GM and Ford were lost.
He discussed the banks, and explained that bank problems were starting to get
better. The recession would be over when the consumer started spending. Mr.
Dana commented the stimulus was positive, but might not be large enough. Create
a new widget that people wanted-that would provide jobs. Electric cars were
needed, but not being created fast enough.
Mr. Dana distributed various materials, explained there were opportunities in the
corporate bond market, and since his firm did not time the market, they had done
better in this economy than others. He hoped to see change in the second half of
the year, and commented the stimulus needed to kick in, consumer confidence
needed to come back, and banks needed to lend. Mr. Dana advised there would be
a lot of tests of the equity market, unemployment claims needed to drop, and
housing prices needed to appreciate, all of which would come from a process that
was not yet finished. Housing inventories were starting to drop, but prices still
needed to stabilize. Other factors that would need to happen to bring back the
economy were discussed. Investment strategy going forward would be defensive.
Mr. Dana recommended a product called enhanced income that was an equity
alternative, basically a hedge fund, that he asked the Monitor and Board to review.
This product was doing well in this down market, and he would like to know if it
would fit into the portfolio, and if it was kosher to purchase it for #his plan. It had
consistently paid between 8% and 11 % for some time.
In response to a question from Chair Rhodes about working with Mr. West on the
proposed investment guideline changes, Mr. Dana clarified he would be acquiescing
to Mr. West he did not believe changes should be made to the bond portion of the
portfolio.
Secretary Hansen asked if we would or should get back to the way things were in
2007; Mr. Dana indicated it would take time, and political help was needed because
it was aworld-wide problem, not just a problem of the United States. Protectionism
would not workthe United S#ates must trade with the world. In response to other
questions, Mr. Dana explained they had added an international component to the
portfolio, his goal was to have as close to a positive return as possible, and if they
Agenda -General Employees' Pension Trust Fund Board Meeting
February 2, 2009 4
saw something to buy they would do it, but they were cautious. Secretary Hansen
commented in good times everyone felt fine, but in the down times there might be
something to learn.
Mr. Dana asked that after the monitor looked at adding the enhanced income
product to the portfolio, he would like to send someone to explain it to the Board. He
explained that it had more risk than a bond but less risk than a stock, and was
enough different that the Board needed to know about it. Chair Rhodes indicated
he felt the Board had a responsibility to explore it.
MOTION:
Secretary Hansen moved approval of the report by the Investment Manager.
Board Member Mangum seconded the motion, which carried by unanimous 3-
0vote.
Secretary Hansen asked that the Consent Agenda be considered next.
VI. CONSENT AGENDA
MOTION:
Secretary Hansen moved approval of the Consent Agenda. Board Member
Mangum seconded the motion, which carried by unanimous 3-0 vote.
Therefore the following items were approved:
CONSENT AGENDA
8. Ratification of Invoices Paid Since Last Quarterly Meeting:
Business Services Connection, Inc. for ofFce work -weeks ended
10/17/08 through 1/2/09 - $1,486.63
Business Services Connection, Inc. to attend, record and prepare
minutes of 11/3/08 quarterly meeting - $348.29
Hanson, Perry & Jensen, PA
Legal Fees through 11/15/08 ~ $1,501.84
IRS -Fee for IRS Determination Letter - $1,000.00
9. Payments to be Reviewed and Approved
Business Services Connection, Inc. for recording and preparation of
12/10/08 Joint Meeting minutes - $76.45
Agenda -General Employees' Pension Trust Fund Board Meeting
February 2, 2009 5
Business Services Connection, Inc. for ofFce work -weeks ended
1/9/09 through 1/30/09 - $382.28
Hanson, Perry 8~ Jensen PA -Legal Fees through 1/15/09 - $1,313.50
Bogdahn Consulting, LLC - $2,625.00
Dana Investment Advisors - $1,263.74
Gabriel Roeder Smith and Company
Services through 12/31/08 - $2,418.00
10. Approval of new applicants for participation in Pension Plan: None
11. Approval of withdrawal of contributions: None
12. Statement of Activities
END OF CONSENT AGENDA
VII. BUDGET REPORT
Senior Accountant Rahim reviewed the budget report. There were no questions or
comments.
The Board returned to item V on the agenda:
V. UNFINISHED BUSINESS
4. Consideratiion of expanding investment options as discussed at
the 9/18/08 Special Meeting and the 11/3108 Quarterly Meeting; the
Board requested a written and verbal presentation from Dana
Inves~nent Advisors and a written statement from Mr. West for
this meeting
Chair Rhodes commented the next step would be a recommendation by Bogdahn.
MOTION:
Board Member Mangum moved to table consideration of expanding
investment options to the next meeting. Secretary Hansen seconded the
motion, which carried by unanimous 3-0 vote.
5. Report from HR Director Merlene Reid regarding requested
employee survey
Agenda -General Employees' Pension Trust Fund Board Meeting
February 2, 2009 6
HR Director Reid explained the employee survey had asked if the employee would
like a COLA benefit added to their pension, if the answer had been yes, would the
employee be willing to contribute to this benefit; how much would the employee be
willing to contribute; and whether this would be an incentive to stay with the Village.
Twenty five out of thirty five had responded, and 100% wanted to see the COLA
benefit added. Seventeen were not willing to contribute-of the eight willing to
contribute there were two willing to give 1 %, three willing to give 2%, and three
willing to give 3%. Responses to the question of whether a COLA benefit would
help to retain them were ten yes, twelve no, and three did not know. Director Reid
reviewed ratios and patterns. HR Director Reid was given a copy of the survey
presented at the earlier joint meeting, which surveyed other municipalities, and Chair
Rhodes asked if she were familiar with whether COLA was a component of other
municipalities' plans, especially from the retention perspective. Director Reid
responded she was a member of the Palm Beach County HR Society and she could
obtain that information from them. Just looking at the survey, slightly more than 50%
had COLA. She was unsure what "not mentioned" meant; Chair Rhodes interpreted
it as "none", and advised that Pension Coordinator McWilliams Mad prepared that
survey. Chair Rhodes asked #hat this be tabled to the next meeting since two
members of the Board were not present, and the Board was requesting more
information. Mr. Bacardjiev advised COLA was being dropped from some plans
because of funding requirements, and cautioned this might not be a good time to
add COLA because of the financial impact to the plan. Chair Rhodes indicated that
was a valid consideration.
MOTION:
Board Member Mangum moved to table consideration of adding a COLA
benefit to the next meeting. Secretary Hansen seconded the motion, which
carried by unanimous 3-0 vote.
6. Consideration of approval of the updated Summary Plan
Description with clarification of the meaning of "all tax deferred
items of income". (Tabled from August 4, 2008 and November 3,
2008 quarterly meetings)
Attorney Jensen advised changes had been made in the Summary Plan Description
as the Board had requested, to clarify the definition of °salary". That definition had
included "all tax deferred items of income", which she had changed to now read:
"and amounts paid on a pre-tax basis for employee benefits. Since the question
had been a concern of Board Member Gload, Board Member Mayo, and Pension
Coordinator McWilliams, it was decided to table this item to the next meeting.
MOTION:
Board Member Mangum moved to table approval of the change to the
Summary Plan Description next meeting. Secretary Hansen seconded the
motion, which carried by unanimous 3-0 vote.
Agenda -General Employees' Pension Trust Fund Board Meeting
February 2, 2009 7
7. Consideration of approval of incorporation of the mandatory
Heart Act provision into the pension plan and decision on the buy
back provision. (Tabled at August 4, 2008 quarterly meeting--
skipped at November 3, 2008 meeting due to lack of time)
Attorney Jensen reported some changes had been made to Federal legislation
which she distributed at the August meeting. The Heroes' Earnings and Assistance
Tax. Act of 2008 (HEART Act) provided tax benefits to active military personnel.
Sections that affected this plan included expanded survivor and disability benefits
which required tax qualified plans to provide to the survivors of a participant who
died while performing qualified military service the benefits they would have been
entitled to had they actually returned from that military service, worked to retirement
and then died. This Act also provided benefits to those disabled during qualified
military service making them unable to return to work. Differential pay was to be
considered as pensionable wages. Attorney Jensen advised the Board must add
the provision for someone who died during military service and the differential
wages, but must decide about the disability benefit since it was not mandatory. In
the case of a disability incurred during military service, the Village was obligated to
re-employ but if because of the disability that could not happen, then the person
must be provided the same benefits as if they had been employed throughout the
whole time they had been in military service; they would not become automatically
vested. The financial impact would come from people who left #or military service
who were not vested but became vested during the time they were gone. The
person could also be entitled to disability benefits from the military, which would not
affect the Village's pension benefits. Attorney Jensen answered questions from the
Board and the audience.
MOTION
Secretary Hansen made a motion to approve the disability provision for former
employees returning from military duty to the Village of Tequesta as well as
the death benefit. Board Member Mangum seconded the motion, which
carried by unanimous 3-0 vote.
XI. ANY OTHER MATTERS
XII. COMMUNICATIONS FROM CITIZENS
XIII. ADJOURNMENT
Board Member Mangum moved to adjourn the meeting; seconded by
Secretary Hansen and unanimously carried 3-0.
Agenda -General Employees' Pension Trust Fund Board Meeting
February 2, 2009
Respectfully submitted
~~~
Betty Laur
Recording Secretary