HomeMy WebLinkAboutDocumentation_Pension General_Tab 3A_7/29/1998 •
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VILLAGE OF TEQUESTA •
i �� . Post Office Box 3273 • 357 Tequesta Drive
�o Tequesta, Florida 33469-0273 • (561) 575-6200
r4.401
v.11 Fax: (561)575-6203
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TEQUESTA EMPLOYEES' PENSION TRUST FUND
BOARD OF TRUSTEES MEETING
APRIL 29, 1998
•
I . CALL TO ORDER AND ROLL CALL
•
The Tequesta Employees' Pension Trust Fund Board of Trustees
held a regularly scheduled meeting at the Village Hall, 357
Tequesta Drive, Tequesta, Florida, on Wednesday, April 29,
1998 . The meeting was called to order at 9 :03 A.M. by
Secretary Thomas G. Bradford, who conducted the meeting in
the absence of Chairman• Ron T. Mackail. A roll call was
• taken by Betty Laur, the Recording Secretary. Boardmembers
in attendance at the meeting were: James B. Trube, William
Sharpless, Allan Oslund, and Thomas G. Bradford. Also in
attendance were Finance Director Bill Kascavelis, Attorney
John McCracken sitting in for Village Attorney John C.
Randolph, and Loomis, Sayles & Company representative Peter
V. Van Beuren. Chairman Ron T. Mackail and Boardmember Carl
C. Hansen were absent from the meeting. A resignation had
been received from Boardmember Shawn 'Thurmond.
II. APPROVAL OF AGENDA
•
• Finance Director Kascavelis requested addition under Any
Other Matters of a corporate resolution to provide
authorization by a member of .the Board to withdraw funds and .
authorize rollovers.
Boardmember Trube requested addition under Any Other Matters
of the firefighter' s desire for information regarding a
defined contribution plan.
Boardmember Sharpless made a motion to approve the agenda as
Recycled Paper
BOARD OF TRUSTEES
TEQUESTA EMPLOYEES' PENSION TRUST FUND
MEETING MINUTES
April 29, 1998
PAGE 2
amended. Boardmember Trube seconded the motion. The vote
on the motion was:
Thomas Bradford - for
Allan Oslund - for
William Sharpless - for
James Trube - for
The motion was therefore passed and adopted and the Agenda
was approved as amended.
III. APPROVAL OF MINUTES
A) Tequesta Employees' Pension Trust Fund Board of Trustees
meeting minutes for January 29, 1998
Boardmember Oslund made a motion to approve the minutes
as submitted. Boardmember Trube seconded the motion.
The vote on the motion was:
Thomas Bradford - for
Allan Oslund - . for
William Sharpless - for
James Trube - for
The motion was therefore passed and adopted and the
minutes were approved as submitted.
IV. STANDING REPORTS
A) Approval of New Applicants for Participation in Plan
(January-March 1998) :
1) None
B) Approval of Beneficiary Changes (January-March 1998)
1) None
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BOARD OF TRUSTEES
TEQUESTA EMPLOYEES' PENSION TRUST FUND
MEETING MINUTES •
April 29, 1998
PAGE 3
C) Request for Withdrawal of Contributions (employees
terminating employment with Village (January-March, 1998)
1) None
No action was needed on these three items since there had
been no activity.
V. FINANCIAL REPORTS
A. Fiscal Year 1997 Annual Report (Bill Kascavelis, Finance
Director)
Finance Director Kascavelis reported a copy of the Annual
Report had been filed with the Municipal Police Officers
and Fire Fighters Retirement Trust. Funds office. Finance
Director Kascavelis explained that three funds, police,
fire rescue, and general employees, comprised the entire
plan. Assets of the Police fund as of 9/30/97 totaled
$21,973.01. Assets of the Fire Rescue fund as of 9/30/97
totaled $606, 073 .49 . Assets of the General Employees'
fund as of 9/30/97 totaled $14, 659.49. Total assets of
all three funds as of 9/30/97 were $642. 705.99 . Finance
Director Kascavelis reported that the rest of the Annual
Report was comprised of supporting data, and the assets
had been reconciled by the Village auditors. The report
had been submitted the first part of April.
Boardmember Oslund made a motion to approve the 1997
Annual Report as submitted. Boardmember Sharpless
seconded the motion. The vote on the motion was:
Thomas Bradford - for
Allan Oslund - for
William Sharpless - for
James Trube - for
The motion was therefore passed and adopted.
•
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BOARD OF TRUSTEES
TEQUESTA EMPLOYEES' PENSION TRUST FUND
MEETING MINUTES
April 29, 1998
PAGE 4
B) Loomis, Sayles & Company, L.P. , Investment Manager' s
Financial Statement for Quarter Ending March 31, 1998
(Peter V. Van Beuren, V.P. & Sr. Partner) , Prudential
Securities, Inc. , Custodial Broker, Account Statements
(January-March 1998) , Reconciliation and Fund Statements
(Bill Kascavelis, Director of Finance)
Finance Director Kascavelis commented that three packets,
one each for January, February, and March, had been
provided to each Boardmember and that the next to last
page in each packet showed the allocation for the first
quarter of revenues and expenses and reconciliation to
the Prudential Securities brokerage account. The total
investments Shown per Loomis report were $742,431, or a
difference of $3,574.02 in what was shown by the Village.
This difference was comprised of over transmittal by
Florida League of Cities of $802.10 and an amount of
$2, 805 .24 believed to have been transmitted in error by
the Village as an overpayment of employee contributions
from the Village General Fund to Prudential Securities,
for which research was continuing. Mr. Van Beuren
commented that the total investments per Loomis ,Report
shown were at cost, and the market value on that date was
approximately $808, 000.
Mr. Van Beuren commented this was the first full quarter
that his firm and the Village had been together with full
funding, and that his firm would attempt to provide
consistent reports for each quarter. Mr. Van Beuren
presented an Investment Review booklet for the Village of
Tequesta Employees' Pension Trust Fund dated April 29,
1998 prepared by Loomis, Sayles & Company. Section One
contained information regarding the firm and highlighting
personnel which made up the investment team and the
Florida office strategies. Section two restated
investment guidelines. An interesting development during
this quarter had been that the stock market went up
temporarily, making it difficult for stocks not to
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BOARD OF TRUSTEES
TEQUESTA EMPLOYEES' PENSION TRUST FUND
MEETING MINUTES
April 29, 1998
PAGE 5
appreciate over the 50% level, and Loomis had had to make
a sale during March to equalize that, which was a
difficulty of being fully invested. Mr. Van Beuren
reported there had been a change during the quarter on
short-term interest rates; and that for the three months
ending 3/98 Loomis had kept up with their benchmark
index. Mr. Van Beuren explained that with the volatility
of this market, cash took away from performance of other
asset classes, but in some quarters we would be glad to
have cash. In section three of the report, Mr. Loomis
discussed equity characteristics of types of companies
vs. the S&P 500 Index. Mr. Van Beuren explained that in
asset allocation, cash position was mostly in the bond
side at this stage because we were close to the ceiling
in stocks, and we were in the process of acquiring more
bonds. Mr. Van Beuren explained that Loomis was trying
to avoid economic sectors they felt would not perform
well, and had placed their emphasis on technology, health
care, and consumer products.. Looping forward, corporate
earnings had been slowing the percentage of growth but
was expected to catch up with market valuations. Mr. Van
Beuren discussed the past scare in the Far East and his
opinion that issue should still be seriously considered
because he was not sure sufficient information was coming
from the Far East, and this would affect many companies.
The market was expected to go down by some degree.
Loomis would continue searching for companies. Presently
there were 23 companies and not more than 30 would be
included in the portfolio. Mr. Van Beuren commented that
it would be good to see a sideways market throughout the
summer. Mr. Van Beuren reported that stocksL purchased
during the quarter had been Cisco Systems, Coca Cola, and
Kohis Corporation, and stocks sold were Conagra, Inc. ,
and Diebold, Inc.
Mr. Oslund commented that this portfolio looked good, and
he would be interested in seeing information each quarter
on how individual companies were functioning.
K .
BOARD OF TRUSTEES
TEQUESTA EMPLOYEES' PENSION TRUST FUND
MEETING MINUTES
April 29, 1998
PAGE 6
Boardmember Sharpless questioned the status of the 60/40
asset allocation. Discussion ensued regarding this
issue. Finance Director Kascavelis reported Steve
Palmquist had advised the Village plans were local law
plans which were only restricted as to foreign
investments. Attorney McCracken advised the mix was up
to the Board and they could change from 50/50 to 60/40 if
they desired. Boardmember Sharpless recommended more.
flexibility than allowed by the 50/50 mix. Secretary
Bradford inquired where the mix was established, . to which
Finance Director Kascavelis responded that at the last
meeting Mr. Van Beuren had presented guidelines of 50/50
which had been approved. There had been a question as to
whether the original plan could be amended, and the
Attorney Biagotti had volunteered to look into this, but
no word had been received. Attorney McCracken advised
that so far as State ,law was concerned, the original plan
could be amended. Secretary Bradford responded the plan
had been adopted by Ordinance in accordance with State
law requirements at that time. Attorney McCracken stated
that Boardmember Sharpless' question was whether the
issue of investment policy rested with the Village
Council or this Board, and he would need to look at the
Ordinance to make a determination. Secretary Bradford
commented it was his understanding that the plan was
adopted by the Village Council and if a change was
desired that the Board needed to make a recommendation to
the Village Council that portion of the plan be amended
to allow a 60/40 mix. Boardmember Sharpless urged that
be done as soon as possible. Secretary Bradford directed
Finance Director Kascavelis to work with Attorney
McCracken on this matter. . Boardmember Sharpless
clarified that the intent was not to go to 60%
immediately, but to have that flexibility.
Boardmember Sharpleas made a motion to request the
Village Council to act to amend the Employees Pension
Plan to change the investment mix from 50/50 to 60/40.
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BOARD OF TRUSTEES
TEQUESTA EMPLOYEES' PENSION TRUST FUND
MEETING MINUTES
April 29, 1998
PAGE 7
Boardmember Oslund seconded the motion. The vote on the
motion was:
Thomas Bradford - for
Allan Oslund - for
William Sharpies:A - for
James Trube - for
The motion was therefore passed and adopted.
•
Boardmember Trube made a motion to accept. the report made
by Mr. Van Beuren, contingent on verification of transfer
of $2,085.24. Boardmember Oslund seconded the motion.
The vote on the motion was:
Thomas Bradford - for
Allan Oslund - for
William Sharpless - for
James Trube - for
The motion was therefore passed and adopted.
VI. PAYMENTS TO BE REVIEWED AND APPROVED
A) 2/1/98 Loomis, Sayles & Company, L.P. $1, 677.00
(Investment Management Fees)
Boardmember Sharpless made a motion to approve payment of
investment management fees in the amount of $1,677.00 on
February 18, 1998. BOardmember Trube seconded the
motion. The vote on the motion was:
Thomas Bradford - for
Allan Oslund - for
William Sharpless , for
•
James Trube - for
BOARD OF TRUSTEES
TEQUESTA EMPLOYEES'. PENSION TRUST FUND
MEETING MINUTES
April 29, 1998
PAGE 8
The motion was therefore passed and adopted.
VII. RESIGNATION LETTER RECEIVED FROM MEMBER SHAWN M. THURMAN
Secretary Bradford reported receipt of a letter from Shawn
M. Thurmond, Firefighter representative to the Board,
stating his resignation from the Board effective March 1,
1998. Boardmember Trube reported the Firefighters had held
an election for a new representative, that ballots were
being counted, and that he would forward the outcome to
Secretary Bradford.
VIII. ANY OTHER MATTERS
Boardmember Trube reported an interest had been expressed by
the Firefighters in a defined contribution plan, and
requested direction from the Board as to whether a workshop
or a formal vote was needed. Secretary Bradford advised
that if they wished to proceed in that direction, at some
point a designee of the group should write a letter to him
so that he could present it to the Village Council.
Secretary Bradford commented that the General Employees had
also expressed interest in a defined contribution plan.
Boardmember Sharpless suggested that Mr. Palmquist be
contacted to provide pros and cons for consideration by the
firefighters. Secretary Bradford suggested Mr. Palmquist
might be available to hold a seminar. Boardmember Sharpless
suggested anyone who was knowledgeable could talk to the
firefighters. Boardmember Trube commented that at this
point the firefighters were cautiously interested and needed
more information. Secretary Bradford indicated that someone
should be found to do a presentation and after that if the
firefighters still wanted to pursue it, he would then take
the matter before the Village Council.
BOARD OF TRUSTEES
TEQUESTA EMPLOYEES' PENSION TRUST FUND
MEETING MINUTES
April 29, 1998
PAGE 9
Finance Director Kascavelis advised of the need for a
corporate resolution defining who had authority to make
withdrawals, approve rollovers, etc. for the Prudential
Securities brokerage account. After discussion, the Board
agreed to authorize the Chairman and Secretary of the Board
to handle these matters.
Boardmember Sharpless moved that the Chairman and Secretary
of the Board be authorized to act for the Board in the
matter of withdrawals, rollovers, etc., for the Prudential
Securities brokerage account. Boardmember Trube seconded
the motion. The vote on the motion was:
Thomas Bradford - for
Allan Oslund - for
William Sharpless - for
James Trube - for
The motion was therefore passed and adopted
Attorney McCracken advised he would draw up a corporate
resolution incorporating the above motion. Finance Director
Kascavelis stated he would send copies of the completed
corporate resolution to Prudential Securities and to Loomis
Sayles.
IX. ADJOURNMENT
Boardmember Oslund moved that the meeting be adjourned.
Boardmember Sharpleas seconded the motion. The vote on the
motion was:
Thomas Bradford - for
Allan Oslund - for
William Sharpless - for
James Trube - for
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BOARD OF TRUSTEES
TEQUESTA EMPLOYEES' PENSION TRUST FUND
MEETING MINUTES
April 29, 1998
PAGE 10
The motion was therefore passed and adopted and the meeting
was adjourned at 10:00 A.M.
Respectfully submitted,
Betty Laur
Recording Secretary
ATTEST:
Joann Manganiello
Village Clerk
DATE APPROVED: