HomeMy WebLinkAboutMinutes_Pension Public Safety_Workshop_01/22/2010TEQUESTA PUBLIC SAFETY OFFICERS' PENSION TRUST FUND
. WORKSHOP MEETING MINUTES
January 22, 2010
Call To Order and Roll Cali
A workshop meeting of the Tequesta Public Safety Officers' Pension Trust Fund
Board of Trustees was held in the Manager's conference room at the Tequesta
viiiage t~iaii; 345 i equesta urive, i equesta, t=iorida, on January 22, ~u~u. i ne
meeting was. called to order at 9:00 a.m. A roll call was taken by Recording
Secretary Betty Laur. In attendance at the meeting were: Chair Ed Sabin,
Secretary Frank D'Ambra, Board Member Ray Giblin, and Board Member Robert
Young. Board Member David Cooper was absent from the meeting. Also in
attendance were Mayor Pat Watkins, Vice Mayor Tam Paterno, Council Member
Calvin Turnquest, Council Member Vince Arena, Village Manager Michael R.
Couzzo, Jr., Attorney Bonni Jensen, Pension Coordinator Lori McWilliams, and
Recording Secretary Betty Laur. Duane Howison of Gabriel Roeder and Smith
Company was present via telephone. Fire Chief James Weinand joined the
meeting at y:v4 a.m.; rinance virector .ioHnn i=orsytne arrived at 9:ua a.m.
Human Resources Direc#or Medene Reid arrived later in the meeting.
Review and Discussion of Public Safety Pension Actuarial Valuation Report
dated 10/1 /09
Mr. Howison provided an overview of the actuarial valuation report dated 10/1 /09,
which determined the funding requirements for fiscal years beginning 10/1/09
and 10/1/10. The schedule of funding requirements showed a net funding
requirement for the fiscal year ending 9/30/09 of $196,642. The total had jumped
16.93% of payroll since the last valuation #wo years ago. The estimated required
contribution for fiscal year ending 9/30/11 was $102,950 for police and $2$5,745
for fire fighters, and the total required ViAage contribu#ion was $388,695. Mr.
Howison explained the fire fighters' contribution rate had been decreased from
b 1°h, to 5"/0, and me actuary nad issued an actuana~ impact statement on August
1, 2008 which showed #hat the effect of this amendment was cost neutral to the
plan because State funds were used to pay for it. The following changes had
been made in actuartiai assumptions and methods: i j assumed mortality rates
had been changed from the 1983 Group Annuity Mortality Table to the RP-2000
Generational Mortality Table. The RP-2000 table assumed that mortality would
improve in the future. Mr. Howison re#erred to page 22 0# the report which
contained a table of fife expectancy and probability of dying in the next year far
dipFerent age groups. i fie Kr-2uuu table was more refrecwe oT what was
expected in the future. Because this plan had a small number of participants,
only one or two outliers could cause deviations from the assumptions, no matter
which table was used. The mortality change had increased the funding
requirement by approximately 2-1/2% of payroll.
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Board of Trustees of Public Safety Officers' Pension Trust Fund
January 22, 2010 2
2) 5-year asset smoothing had been adopted to determine the actuarial value of
assets. In the past, market value had been used to determine funding
requirements. The smoothing method was designed no# to overstate or
understate the asset value, but rather to smooth out volatility. Last year, the
expected return on asse#s had not been met, so it was being smoothed out and
they were not recognizing all of that loss this year.
Secretary D'Ambra expressed concern that if the methodology were changed to
smoothing during a downturn and then the markets rebounded, that was
de#erring putting money into the plan at a time when it would have been
advantageous to do so from an investment perspective, and the cost of plan
funding was increased over a period of time; therefore, from an accounting
standpoint it might look a little better, but the impact was it would increase the
cost to the plan because of losing out on the investment opportunities that would
have been available if that money had gone in sooner. Mr. Howison
acknowledged it was atrade-off between the asset performance issue and better
visibili#y for funding requirements so that you were not faced with as steep an
increase. The Board had fel# it was more advantageous to have a smoother
funding rise, and you were not prevented from putting in more than required in a
down market. Mr. Howison agreed i# was a matter of paying sooner or later.
Chair Sabin commented when the decision was made #o go to the smoothing
method, the Board had been advised that most plans followed the smoothing
method. Discussion ensued. Secretary D'Ambra commented he did not
disagree with using the smoothing me#hod, but if it were possible #o contribute at
a higher level to take advantage of marke# opportunity, he believed it would be in
everybody's best long-term interest #o do so. Chair Sabin advised the Board
could consider recommending to the Village Council that the Village consider go
higher than the minimum contribution, and the investment manager could provide
advice on that based on the markets. Secretary D'Ambra did not agree with
going with smoothing just because other plans did it. Vice Mayor Paterno
asked if smoothing would mask investment returns in bad times, making it hard
to evaluate the investment manger's performance. Chair Sabin responded that
the investment monitor measured the plan against peer groups. Attorney Jensen
advised there was a report that gave that analysis. Vice Mayor Paterno
commented the ViNage Council did not always realize the concerns, they just saw
the amount of cash they needed to put in. Attorney Jensen suggested sending
the Council the executive summary page, and Chair Sabin advised the Board
was happy to work with Pension Coordinator McWilliams to give the Council that
snapshot of investment performance as well as contributions. Council Member
Arena noted the losses were not earth-shattering figures, and mus# be weighed
against taking it easy on your budget and going over five years-which one really
helped the Village more. Attorney Jensen noted the actuary had calculated the
contribution that would have been needed if smoothing no# been used, 21.14%,
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Board of Trustees of Public Safety Officers' Pension Trust Fund
January 22, 2010 3
and it was possible to convert that to a dollar figure. Vice Mayor Patemo
commented by changing the methodology during a down time it made a big
difference because under the old method it would have been 80% funded and
under the new method it was 97% funded. Discussion ensued regarding the
Council meeting when this was decided, whe#her advice had been to hold back.
Secretary D'Ambra commented the plan was now underfunded by a million
dollars, which was masked by the smoothing. Chair Sabin expressed his
opinion that the million dollar shortfall could not be contributed solely to the
smoothing, but primarily to the decline in market values. Discussion ensued.
Chair Sabin requested clarification from Mr. Howison, who referred to the bottom
of page 2 of the actuarial valuation report which discussed the difference in the
funding using the old and new methods. Chair Sabin clarified that there was no
question that smoo#hing had an impact, bu# it should be made clear there were
different methods tha# could be used to determine funding position, and if you
changed your method of calculation to a market value of assets calculation you
were 80% funded, but if you used the various rules promulga#ed by government
accounting, and financial accounting boards relative to actuarial valuation, which
could be argued were not as meaningful, that was where one got to the 97%.
Mr. Howison agreed that to jump to the conclusion that the plan was 80% funded
because of a change in me#hodology for the assumptions was not accura#e; the
funding requirement would have been a little over 4% of payroll higher, or
approximately $100,000, if marke# value were still being used. Secretary
D'Ambra questioned the length of amortization of the investment loss; Mr.
Howison responded it was now 20 years.
3) The funding method had been changed from the Aggregate Funding Method
to the Entry Age Normal Funding method. Mr. Howison explained the entry age
normal method was more commonly used by municipal plans. The net effect of
this change brought the funding requirement down a little. If two plans were
identical from their inception, with one using the aggregate funding me#hod and
the other using entry age normal funding method, there would not be much
difference in the #unding patterns between the two methods. Under the
aggregate method losses would be amortized over a shorter period; most plans
under entry age normal funding amortized over 30 years and paid it off like a
mortgage. In this plan the unfunded amount amortization was as a level dollar
amount over 20 years, so the payment would be level in the future, but as payroll
went up this would go down. Discussion of lRS amortization times ensued. Mr.
Howison explained there was no# much difference for this plan between the two
methods. Attorney Jensen explained State law provisions would apply to the
pension fund. Secretary D'Ambra asked if the Soard should move in the
direction of the IRS amortization period of 7 years. Attorney Jensen explained
she did not know if that would be bes# practice since this had been developed for
private plans~he Village was always meeting its #unding requirements as
required under Florida law, which was different for many private plans. Chair
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Board of Trustees of Public Safety Officers' Pension Trust Fund
January 22, 2010 4
Sabin confirmed with Mr. Howison the Village's investment gains and losses
were amortized over 20 years at a level dollar amount.
Chair Sabin expressed his understanding the effect of investment gains or losses
in any one year was spread over a 10-year period, and now that smoothing had
been introduced, in the first year 20% went in, in the second year 40%, etc., so in
effect it took a little longer #han 10 years to get the full effect in the calculation.
Mr. Howison responded that was mixing two components-one was the
investmen# loss, and that was recognized over 5 years, but the other piece was
the smoothing method which extended 20 years. Chair Sabin called attention to
prior minutes with an example presented by Mr. Palmquist of an $80,000 loss
before smoothing and then with the smoothing me#hod. Since Mr. Palmquist had
used the terminology "future working lifetime", Mr. Howison advised that referred
to the aggregate funding method.
Secretary D'Ambra asked the contribution range-Mr. Howison advised there
was no maximum, bu# there were different ways to increase the funding
requirement, such as shortening the amortization period; however, since the debt
payment was only about $33,000, it would not make a huge difference. Attorney
Jensen advised private sector plans had a range, in governmental plans the loss
could be fully funded.
Village Manager Couzzo and Council Member Arena discussed what had
happened at the Council meeting when there had been an opportunity to roves#,
but #hat opportunity had not lasted. Chair Sabin noted no one had a crystal ball,
and when the Board had made these decisions, they were trying to adjust to
more up-to-date assump#ions. Mr. Palmquist had advised at the time that in
good times was when the assumptions should be dealt with, and the Board
would continue to evaluate these items going forward.
Mr. Howison talked about the investment return assumption-it was now 8% and
the actuary would like it to go down to 7-1/2°10. They had done a study last spring
and recommended lowering the rate #0 7-1/2% or 7%. Chair Sabin advised that
would be taken up with the investment manager. Mr. Howison advised a
reduction of '/% would result in approximately 4% percent of payroll increase in
funding requirement. Discussion ensued. Village Manager Couzzo indicated all
of the assump#ions decreased the expectation and increased the contribution,
and reduced the risk because the assumptions were not as great. Mr. Howison
confirmed the investment return was a net percentage. Expenses were running
1-1/2%.
Mr. Howison cautioned to keep in mind the plan was young, so a 20-year
amortization made sense, since those people should still be in the plan receiving
benefits for several years.
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Board of Trustees of Public Safety Officers' Pension Trust Fund
January 22, 2010 5
Mr. Howison reviewed the chapter revenue chart on page 3 of the actuarial
valuation, which was actuarial confirmation of the use of State Chapter money.
Secretary D'Ambra asked if as salaries went up, the base amount changed. Mr.
Howison advised that amount was static unless some type of plan improvement
was implemented. Secretary D'Ambra commented Florida League of Cities was
trying to get the State to make a change so that if the plan met State
requirements these dollars migh# be released #or funding purposes. Attomey
Jensen advised it could be proposed for this legislative session but she had not
seen anything yet.
Council Member Arena asked if the firefighters' contribution had been reduced
from 6.1 % to 5% because State funds were being received on fire insurance, if it
went down why would the Village have to suffer? Would the fire contribution
then go back to 6.1 %? Attorney Jensen advised the State had taken the
position that in order to increase employee contributions there had to be some
corresponding benefit it did not have to equal the cost of the increase in the
contribution. There was no clear definition of a benefit-it would have to be
something better #han they had. This was only for 175 and 185 money. Mr.
Howison confirmed when retums did not meet the assumption the Village was
responsible to make up the difference. Vice Mayor Patemo asked if going
forward retums were not mee#ing the assumption, could the additional State
funds be used to pay that, to which the response was no. It was confirmed that
the employee contribution could be raised by negotiation. Further discussion
ensued regarding the 6.1 % contribution versus 5%. Mr. Howison advised that
comparable plans around the state were paying much higher contributions, such
as 30% of payroll, and this plan had been well-funded in the past, which helped
with the present contribution rate. The FRS rate was currently 20.92%.
Mr. Howison left the meeting at this point.
Discussion of Alternative Investment Strates~ies and Investment Manager
Performance
Secretary D'Ambra expressed his concerns. He s#ated he had asked Dan
Johnson of Bogdahn if he could succinctly describe the investment process
utilized by Rockwood, and did not get an answer he was comfortable with-he
talked about being opportunistic, abou# black box quantita#ive methodology, and
if the manager could not explain to him how they made money, he had a
concern. He recognized that was not the manager, it was the moni#or, but the
monitor made a recommendation, and the response did not make him
comfortable. As a consequence of tha#, he did no# have a clear expectation of
how they should be performing in relation to the market cycle. He would like to
see that addressed. Chair Sabin responded that twice a year, the investment
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Board of Trustees of Public Safety (N#icers' Pension Trust Fund
January 22, 2010 6
manager met with the Board and there was a lengthy discussion, and the
investment manager would be able #o answer his questions specifically.
Attomey Jensen expressed her opinion the investmen# manager should be
notified the Board wanted that information so they could bring their materials, and
when they were hired they had pretty substantial discussion about their
me#hodology.
Secretary D'Ambra commented before they were hired the investment manager's
performance had been good, and after they were hired i# had not been nearly as
strong. He had real concerns about their performance over the past three
years. Also, when you looked at managers in the top quartile and how they
performed over five years, the success rate of them repeating that performance
was only about 18%-19% on average, so what comfort did he have in the
methodology of manager selection that they would perform a# a high teve! going
forward. Another concern was there was only one manager with one style
managing both frxed income and equities. He understood that to diversify would
mean using some bonds or other vehicles, but he thought that should be
discussed with the manager as a possibility. On the fixed side, he was
concerned with duration being so much shorter than the government corporate
bond index. Secretary D'Ambra wanted these concerns discussed at the next
meeting, Chair Sabin responded these were similar issues to what was
discussed at each semiannual meeting with the investment manager, which was
usually an hour to an hour and a half discussion. Vice Mayor Paterno indicated
he was curious whether Bogdahn was more concerned with this pension or how
it did in the universe. Attorney Jensen advised there was an attribution report
the Board did not receive. Secretary D'Ambra asked that Mr. Johnson be
reminded he had asked that the attribution report be provided. Secretary
D'Ambra also wanted to know i# they were compliant.
Vice Mayor Paterno commented he had the Finance Director caN Bogdahn last
week to ask how they came up with their returns, internal rate of return, and
weighted return. Attorney Jensen responded, clearly Mr. Johnson should be
asked, but it was her understanding Bogdahn took the fund's custodian's reports
and input each and every item and replicated each to come up with their reports.
Vice Mayor Paterno responded i# was his understanding they took into
consideration ail the costs and contributions included in their rate of re#um.
Attorney Jensen explained they did a financial reconciliation and netted out
contributions; they showed the capi#ai appreciation and income. it was her
understanding it was an exact replication of what had happened, and
contributions did no# count in the rate of return. Finance Director Forsythe
advised she had spoken with #hem regarding internal ra#e of return which took
in#o accoun# everything and weighted return which did not; she would have
thought the weighted return would have been lower, but in fact, it was not. Vice
Mayor Patemo indicated his question was exactly what rate of return they were
Workshop Meeting Minutes
Board of Trustees of Public Safety Officers' Pension Trust Fund
January 22, 2010 7
showing. Secretary D'Ambra commented they should be compliant with
approved method of computation of return and if the manager was not compliant
that was a reason for concern. Chair Sabin responded not to jump #o that
conclusion; Secretary D'Ambra responded at the last meeting he asked for some
changes in the report for clarification, which he hoped Bogdahn had done.
Packets for the next meeting were distributed so that the members could look at
the current monitor's and manager's reports. Attorney Jensen advised she did
not look so much to the manager's quarterly returns because they were
marketing for themselves-not that they would misstate their returns, but if there
were a doubt they would go in their own direction. Her judgment of the
manager's returns was really on the monitor's report, because they mimicked the
portfolio and were able #o report from an independent standpoint, they had a
fiduciary relationship to the Board and a responsibility to report to the Board in
the plan's best interes#s. The moni#or's report was a clearer picture of the
returns. The manager brought their market outlook and #heir fu#ure determination
of what the funds should be invested in, the particular market environment, and
what should be done going forward. Vice Mayor Patemo commented at one
time the manager was using a different cutoff than Bogdahn; Attorney Jensen
responded they might have used a different start date~he da#e that Rockwood
actually started investing as opposed to Bogdahn, who probably used an official
cutoff such as the beginning of a quarter. Secretary D'Ambra wanted to see a
full year calendar summary; Chair Sabin pointed out that information.
Other Matters
Vice Mayor Paterno asked that the proposed ordinance be addressed. Attorney
Jensen went through the proposed amendments to the plan document and
explained each one, whether it was voluntary or mandated, and where the
wording had come from. The amendments were the HEART provision, in which
the death benefit was mandatory, and the disability portion was not; the definition
of firefighter which had been omitted bu# should have been included because the
plan covered the firefighters; definition of salary to include differential wages;
change in designs#ed beneficiary up to twice; increasing Board terms from 2 to 4
years which was voluntary and recommended by the attorney; fund management
authorizing someone who had fiduciary responsibility to make payments, and if
internal control procedures could be met a signs#ure stamp could be used;
foreign investments were proposed to be raised to 25% from 10% which was
recommended by the monitor; divestiture from scrutinized companies. There
was discussion regarding how one would go about reverting back to a 6.1
firefighter contribution should 175 money ever become insufficient to make up
the 1.1 % difference; Attorney Jensen commented the question at that point
would be whether the State would require some sort of a benefit. Another
proposed amendmen# was to clear up language regarding payment of disability
benefits #hat conflicted with the mandated HEART provision. There was
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Board of Trustees of Public Safety Officers' Pension Trust Fund
January 22, 2010 8
discussion regarding the DROP program. The next proposed update was
addition of termination of the plan in accordance with the situation that took place
in the Town of Lake Park so that if the plan terminated everyone would be
entitled to their payout. Another amendment was to allow the Village to pay
health insurance premiums for police and firefighter retirees to third party
providers because they could get up to $3,000 in income tax deductions if the
premiums were paid by the Village; although not mandatory this was
recommended by the attorney. The final proposed amendment was the new
exclusion of forfeiture that was added to the State statutes. The IRS
determination letter was discussed. Attorney Jensen advised when it was
received, further changes might need to be made.
Vice Mayor Paterno thanked the Board members for their service.
ADJOURNMENT
There being no further business, the meeting was adjourned at 11:25 a.m.
Respectfully submitted,
Betty Laur
Recording Secretary