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CAFR_FY Ending_09/30/1995q Comprehensive Annual Financial Repo,rT Village of Tequesta,, Florida Fiscal Year Ended September 30, 1995 I COMPREHENSIVE ANNUAL FINANCIAL REPORT ' VILLAGE OF TEQUESTA, FLORIDA September 30, 1995 r t Prepared by the Finance Department VILLAGE OF TEQUESTA, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT September 30, 1995 TABLE OF CONTENTS Page Number Introductory Section Letter of Transmittal 1-12 Certificate of Achievement for Excellence in Financial Reporting 13 Village of Tequesta Organization Chart 14 List of Principal Officials 15 Financial Section Independent Auditor's Report l6- 17 General Purpose Financial Statements Combined Balance Sheet--All Fund Types and Account Groups 18- 21 Combined Statement of Revenues, Expenditures and Changes in Fund Balances--All Governmental Fund Types and Expendable Trust Funds 22- 23 Combined Statement of Revenues, Expenditures and Changes in Fund Balances--Budget and Actual-- Governmental Fund Types 24- 26 Statement of Revenues, Expenses and Changes in Retained Earnings--Proprietary Fund Type 27 Statement of Cash Flows--Proprietary Fund Type 28- 29 Notes to Financial Statements 30- 65 Supplemental Information General Fund Schedule of Revenues--Budget and Actual 66- 68 Schedule of Departmental Expenditures-- Budget and Actual 69- 77 Special Revenue Fund Schedule of Revenues--Budget and Actual 78 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT September 30, 1995 TABLE OF CONTENTS (Continued) Page Number Financial Section (continued) Capital Projects Funds Combining Balance Sheet 79 Combining Statement of Revenues, Expenditures and Changes in Fund Balance 80 Combining Statement of Revenues, Expenditures and Changes in Fund Balance -Budget and Actual 81- 82 Proprietary Fund (Enterprise Fund) Schedule of Operating Expenses--Budget and Actual 83 Comparative Summary of Operations--Fiscal Years Ended September 30, 1995 and 1994 84 Schedule of Restricted Accounts Under Revenue Bond Ordinance 85- 86 Amortization Schedule--Water Refunding Revenue Bonds -Series 1985 87 Fiduciary Funds Combining Balance Sheet 88 Statement of Changes in Assets and Liabilities -- Agency Fund 89 General Fixed Assets Schedule of General Fixed Assets by Source 90 Schedule of General Fixed Assets by Function 91 Schedule of Changes in General Fixed Assets By Function 92 Required Supplemental Information -Firefighters' Retirement System 93- 95 Schedule of Insurance 96 VILLAGE OF TEQUESTA, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT September 30, 1995 TABLE OF CONTENTS (Continued) Page Number Statistical Section General Revenues by Source 97- 98 General Government Expenditures by Function 99-100 Property Tax Levies and Collections 101 Taxable Value and Just Value of Taxable Property 102-103 Property Tax Rates--All Direct and Overlapping Governments 104-105 Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt Per Capita 106-107 Legal Debt Margin 108 Computation of Direct and Overlapping Debt 109 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Expenditures 110 Revenue Bond Coverage--Water Bonds 111-112 Property Value, Construction and Bank Deposits 113 Principal Taxpayers 114 Miscellaneous Statistics 115 Demographic Statistics 116 Other Reports Independent Auditor's Report on Internal Control Structure Based on an Audit of General Purpose or Basic Financial Statements Performed in Accordance with Government Auditing Starutards 117-118 Independent Auditor's Report on Compliance Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 119-120 Management Letter 121-123 n i To the Citizens of the ' Village of Tequesta, Florida March 11, 1996 The Comprehensive Annual Financial Report of the Village of Tequesta, Florida for the fiscal year ended September 30, 1995, is hereby submitted. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests i with Tequesta. To the best of our knowledge and belief, the enclosed data are accurate in all material respects and are reported in a manner designed to present fairly the financial position ' and results of operations of the various funds and account groups of Tequesta. All disclosures necessary to enable the reader to gain an understanding of Tequesta's financial activities have been included. ' The Comprehensive Annual Financial Report is presented in four sections: introductory, financial, statistical and other reports. The introductory section includes this transmittal letter, ' Tequesta's organizational chart and a list of principal officials. The financial section includes the general purpose financial statements and schedules, as well as the auditor's report on the general purpose financial statements. The statistical section includes selected financial and demographic information, generally presented on a multi-year basis. The other reports section includes the auditor's reports on internal control, compliance and the management letter. This report includes all funds and account groups of Tequesta. Tequesta provides a full range of services. These services include police protection; fire and emergency medical service; the construction and maintenance of highways, streets and infrastructure; recreational activities and cultural events; and the operation of a municipal water supply system, in addition to general government activities. Tequesta contracts with a privately owned sanitation company for refuse and recycling collection service. VILLAGE OF TEQUESTA Post Office Box 3273 357 Tequesta Drive Tequesta, Florida 33469-0273 (407) 575-6200 Fax: (407) 575-6203 Recycled Paper ECONOMIC CONDITION AND OUTLOOK The Village is located at the northeastern boundary of Palm Beach County. Tequesta is a relatively affluent residential community with adequate commercial facilities necessary to provide goods and services to its residents. Northern Palm Beach County ranks as one of the top growth areas in the county, and the economic condition and outlook of the government's growth potential for the next decade is excellent. For the past four year period, property values have decreased an average of 1.25 % per year. In 1995, property values showed a slight increase of .3 % over the previous year. We are hopeful, Village efforts to encourage development of abandoned commercial sites for quality mixed-use new construction will help accelerate Tequesta property values. Based on the historical data presented and current projections of property tax values, the Village will closely monitor property values to ensure that any temporary negative developments will be immediately addressed with a fiscal policy necessary to maintain the financial integrity of the Village's financial position, while keeping in mind the level of services provided and the associated tax burden of our citizens. MAJOR INITIATIVES During the preparation of the 1995 budget, the Village identified, declining property values and its effect on the Village's ability to deliver the desired levels of service sought by Tequesta citizens, as the major concerns of the municipality. It was determined that efforts should be taken to help stimulate appreciation of property values and promote quality growth within the Village, while addressing program enhancements in a planned and coordinated manner in keeping with anticipated growth in the value of the tax base. The Village management addressed such concerns by the following actions: Code Enforcement. To enhance the appearance of properties within the Village and increase property values, the Village Council made code enforcement the full-time responsibility of a new Division within the Police Department. Annexation. Village management staff devoted considerable time and effort to promote annexation of five contiguous areas into the Village. A referendum election was held at the March municipal election. The Village was not successful in its efforts; however, much was learned during the campaign and future efforts could be more favorable for the Village. 2 J Emergency Medical Services. The Village acquired a Certificate of Need from Palm Beach County enabling Tequesta's Emergency Medical Services to provide advanced life support services. Three additional firefighter/paramedics were authorized by Council. This additional staffing, along with existing personnel, .enabled the Village to have two advanced life support units that utilize the latest technology in cardiac care, including twelve lead EKG monitors and advanced IV therapy. Thus, providing an enhanced level of care to the citizens of the communities serviced by Tequesta's Emergency Medical Service Department. COPS Fast Program. The Village's application to the U.S. Department of Justice for a COPS Fast Program grant, effective October 1, 1995, was approved. This grant will share in the costs of providing one additional police officer over a three year period, which will enable the Village to implement a Community Oriented Policing Services Program. Tequesta Branch Library. The Village entered into an interlocal agreement with Palm Beach County for partial funding, land acquisition, design and construction of a branch library in Tequesta. The library was substantially completed during this fiscal period. The Village undertook this project to attract people to its central business district with the hope that their presence would be of benefit to the commercial enterprises in the central business district. ' INFRASTRUCTURE MAINTENANCE AND ERPANSION Maintenance and expansion of the community's general infrastructure (such as roads, bridges, sidewalks, storm water drainage systems, streetscape beautification projects, expansion of potable water treatment facilities and development/redevelopment of the Tequesta Town Center) remain a concern of Tequesta. To address this concern, the government has developed a five-year capital projects plan that provides a framework for the development and maintenance of infrastructure to meet current and future needs. ' This plan is revised each budget year in keeping with the priorities and needs of Tequesta. Also, changes affecting budget projections may require changes to the capital projects plan which will enable Tequesta to maintain adequate cash reserves and required fund balances. ' The 1995 Capital Improvement Fund expenditures totaled $811,214 for the following improvements: 1 Culture and Recreation Improvements Palm Beach County Tequesta Branch Library Engineering Services $ 17,824 Utility Services 34,748 General Construction 672,162 Total Library 724,734 Tequesta Park Irrigation 16,522 Tequesta Drive Pathway (Seabrook to Riverside) 858 Country Club Drive Pathway 11,079 Tequesta Park Phase II Engineering Services 6,683 Total Culture and Recreation 759.876 Transportation and Drainage Improvements Dover Dutch (engineering services) 18,928 Tequesta Drive Streetscape 11,163 Tequesta Drive Widening Project (attorney fees) 163 Total Transportation and Drainage 30,254 General Government Improvements Facilities Assessment (planning and architectural services) 19,080 Village Hall Landscape (design services) 2,004 Total General Government 21,084 Total Capital Improvement Fund Expenditures 811 214 The 1995 Bond Construction Fund expenditures totaled $389,163 for the following improvements: Country Club Drive Improvements Emergency Services $ 12,628 Paving 7,721 Right of Way Stripping 11, 630 Landscaping Irrigation and Lighting 15,719 Total Country Club Drive 473698 4 Teauesta Park Improvements General Construction $330,688 Irrigation 10, 777 Total Teauesta Park 341,465 Total Bond Fund Expenditures 389 163 The 1995 Proprietary Fund expenditures totaled $602,614 for the following improvements: Improvements Other Than Buildings Well #25 with Pipeline $319,980 Well #26 62,713 Well #27 73,034 Reverse Osmosis Plant Engineering Design 26, 814 Reverse Osmosis Effluent Disposal 6,000 Water Treatment Plant Rehabilitation Project 2,125 Water System Modeling 16,731 LePark Heritage Oaks, Water Line Loop 1,649 Distribution Loops 208 Centralized Garage Design 12,376 Total Improvements Other Than Buildings 521,630 Equipment and System Renewal and Replacement Machinery and Equipment 34,519 Office Equipment 20,829 Vehicle Purchases 16,695 Meters, Valves and Hydrants 8 41 Total Equipment and System Renewal and Replacement 80,984 Total Proprietary Fund Expenditures 602 614 5 FINANCIAL INFORMATION The management of the government is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the government are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of the financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. Budgetary Controls In addition, Tequesta maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the Village Council. Activities of the General Fund, Special Revenue Fund, Capital Projects Fund and Proprietary Fund are included in the annual appropriated budget. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established at the individual fund level. The government also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbered amounts lapse at year end. However, encumbrances generally are re-appropriated as part of the following year's budget. As demonstrated by the statements and schedules included in the financial section of this report, Tequesta continues to meet its responsibility for sound financial management. General Government Functions Revenues The following schedule presents a summary of General Fund, Special Revenue Fund, Capital Project Funds, and Expendable Trust Fund revenues for the fiscal year ended September 30, 1995 and the amount and percentage of increases and decreases in relation to pnor year revenues. 6 1 1 1 Source Percent Amount of Total Percent Increase of (Decrease) Increase From 1994 encease . ' Taxes $2,985,573 62.59% $151,853 5.36% Licenses and Permits 292,272 6.13 94,272 47.61 Intergovernmental 898,701 18.84 475,095 112.15 ' Charges for Services 241,848 5.07 52,157 27.50 Fines and Forfeits 43,555 .91 (5,330) (10.90) Interest Income 128,953 2.70 52,134 67.86 ' Impact Fees 23,278 .49 23,278 100.00 Miscellaneous 15,041 .32 541 3.73 Intergovernmental Services 140.765 2.95 8,590 6.50 ' Total Revenues 4 769 986 ~~- 100.00 % 852 590 21.75 % Taxes accounted for the major source of revenues and the most significant increase in actual revenues received in 1995. Tax revenue consist of three district revenue sources; ad ' valorem property tax, franchise fees and utility services taxes. The ad valorem property tax rate for 1995 was 6.1280 mills, an increase of 3.6% over the previous year millage rate of 5.9140 mills. Such increase was required to balance the General Fund budget as a result of property. ' tax values increasing a mere .3 % over previous year values. The increase in intergovernmental revenues was the result of a grant of $459,063 from Palm Beach County Government for construction of a new branch library m Tequesta. The increase in revenue for licenses and ' permits issued during the years resulted primarily from construction of a condominium on Beach Road. ' Expenditures The following schedule presents a summary of General Fund, Special Revenue Fund, ' Capital Project Funds, and Expendable Trust Fund expenditures for the fiscal year ended September 30, 1995, and the amount and percentage of increases and decreases in relation to prior year amounts: n ~ ' ' Percent Increase of Percent (Decrease) Increase ' Purpose Amount of Total From 1994 Decrease General Government $ 770,264 14.19 % $ 95,210 14.10% , Public Safety 2,429,850 44.75 231,648 10.53 Physical Environment 4,179 .07 4,,179 100.00 Transportation 458,208 8.44 43,193 10.40 ' Human Services 472 .O1 (152) (24.35) Culture/Recreation 154,508 2.85 31,805 25.92 Capital Outlay 1,410,410 25.98 497,997 54.58 Debt Service Principal 90,354 Interest 111 061 1.66 2 05 (131,029) 27 968 (59.18) 65 33 , , . . . Total Expenditures 5 429 306 100.00% 800 819 17.30% The most significant increase over previous year expenditures was for Public Safety Services. Three paramedics were hired for Fire Rescue Services and one police officer for Police Services. The increase to Capital Outlay expenditures was attributed to construction of the Palm Beach County Tequesta Branch library. Construction costs for 1995 totaled $724,734. Village funds expended were $265,671. ' Our analysis of the expenditure data presented indicates efforts must be taken by Tequesta ' to constrain the rising costs of providing government services without reducing the level of services currently being provided. Alternative revenue sources must be explored such as: expanding the property tax base by growth and development in the community; and possibly ' implementing user fees for appropriate government services. General Fund Balance ' The undesignated balance of the General Fund was $838,488 on September 30, 1995, which is adequate to provide the capital resources necessary for government operations. The ' likelihood of the government entering the short-term debt market to pay for current operating expenditures is highly remote. I~~ a ~ i i PROPRIETARY OPERATIONS Water Ooeratio Tequesta's proprietary water operations are reported in the Enterprise Fund. Tequesta's potable water system consists of a 2.7 million gallon per day water treatment plant and a distribution system of approximately 50 miles of water mains and water storage facilities with a capacity of 1.75 million gallons. Tequesta also purchases 1.5 million gallons of water per day, contracted minimum, at a bulk rate, from the Town of Jupiter, Florida. The current agreement extends through July 15, 2006. Revenues and Increase Percent of Water Consumption 1995 1994 (Decrease) Increase 1,000 Gallons Amount Amount From 1993 ecrease Water Sales $2,738,893 $2,511,918 $226,975 9.03% Total Water Consumption 1,014,700 950,825 63,875 6.72 Average and Daily Consumption 2.780 2.605 .175 6.72 Refuse/Recvcling Oaerations Refuse and recycling collection operations are also accounted for in the Enterprise Fund. The Enterprise Fund income and expense data for 1995 is shown in the following schedule. Refuse/ Income and Expenses, Water Recycling Total Operating Revenues $2,738,893 $244,550 $2,983,443 Operating Expenses 2,414,540 254,486 2,669 026 Operating Income (Loss) 324,353 (9,936) 314,417 Non-Operating Revenues (expenses) 174.263 174,263 Income (loss) before Operating transfer 498,616 (9,936) 488,680 Operating transfer out 1( 65.000) 165,0001 Net Income (L.oss) 333 616 (9~.93~6) 323 680 9 Enterprise Fund Bonded Debt On January 1, 1985, Tequesta issued $1,525,000 Water Refunding Revenue Bonds. The ' bonds received Moody's AAA, and Standard & Poor's AAA (MBIA) ratings. The bond sale proceeds were used to refund Series 1978 Water Refunding Revenue Bonds. The bonds are secured by the net revenues of the Enterprise Fund. On September 30, 1995, $270,000 of the ' bonds remained outstanding. Fiduciary Operations ' Tequesta's fiduciary operations consist of an Agency Fund used to account for investments held by the government as trustee for employees participating in a deferred ' compensation plan administered by the ICMA Retirement System. In 1991, an Expendable Trust Fund was established to account for forfeitures received ' by the Police Department. In 1993, Tequesta established a pension trust fund to account for the Firefighters' , Retirement System. Reference Note 8 (Notes to Financial Statements). Debt Administration ' The Debt Service Fund was closed on September 30, 1994. Future debt service payments will be reported in the Special Revenue Fund, for retirement of the Improvement Revenue ' Refunding Bonds Senes 1994, in the amount of $1,365,000, dated June 24, 1994. Reference Note 17 (Notes to Financial Statements). ' Tequesta has a legal debt limit established by Section 6.02 of the Village Charter. The aggregate indebtedness regardless of type (general obligation bonds, revenue bonds or special assessment bonds) cannot exceed 10% of the assessed taxable value of real property located ' within Tequesta. As of September 30, 1995, taxable real property within Tequesta was assessed at $328,167,741. , As of September 30, 1995, Tequesta's net bonded debt was $1,224,249, the ratio of net bonded debt to taxable value was .35 %, and the net bonded debt per capita was $264.82. Cash Management ' Tequesta maintains two pooled cash accounts known as the general corporation investment account and the water enterprise investment account. The equity of all funds comprising the investment accounts is maintained at all times. Cash requirements are constantly monitored by ' the Finance Director and temporary idle cash is approved for investment by the Village Manager upon recommendation from the Finance Director. The investment policy of Tequesta is to maximize its investments in high quality risk-free securities authorized by State statutes, while ' maintaining a competitive yield on its portfolio. 10 ~. Tequesta's investments for the current year consisted of deposits with the State Board of Administration -Local Government Surplus Funds Trust Fund Investment Pool, obligations of the U.S. government and amounts held by Tequesta's agent in a deferred compensation plan. Investments with the State Board of Administration consist of obligations of the U.S. Treasury and its agencies, money market securities of highest quality such as commercial paper, banker's ' acceptance, corporate notes and repurchase agreements. Because of the short maturities and high quality, securities in this fund are considered practically risk free. On September 30, 1995, investments held by Tequesta totaled $4,860,754, which is detailed in Note 2, (Notes to Financial Statements). The average yield on short-term surplus operating funds investments maturing during the year was 5.73 %. Risk Management ' During 1995, Tequesta continued using third-party insurance coverage for its Risk Management Program. Also during the year, the government distributed MSDA -Material Safety Data Sheets, in accordance with the 1986 Congressional Emergency Planning and r Community Right-to-Know Act. A detailed list of insurance in effect is contained in the Schedule of Insurance section of this report. ' THER INF O ORMATION ' Independent Audit ' State Statutes require an annual. audit by independent certified public accountants. The accounting firm of Nowlen, Holt & Miner, P.A., CPA's, was selected to conduct Tequesta's audit. The auditor's report on the general purpose financial statements is included in the financial ' section of this report. Awards The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to Tequesta for its comprehensive annual financial report for the fiscal year ended September 30, 1994. This was the thirteenth consecutive year that Tequesta has received this prestigious award. In order to be awarded a Certificate of Achievement, Tequesta published an easily readable and efficiently organized ' comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. ' A Certificate of Achievement is valid for a period of one year. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. ' 11 Acknowled emen ' The preparation of the Comprehensive Annual Financial Report on a timely basis was ' made possible by the dedicated service of the entire staff of the Finance Department. Each member of the departments mentioned has our sincere appreciation for the contributions made in the preparation of this report. ' In closing, without the leadership and support of the Village Council of the Village of Tequesta, preparation of this report would not have been possible. ' Sincerely, -~ ?~ ' Thomas G. Bradford Bill C. Ka cavelis ' Village Manager Director o Finance r 12 ' Certificate of Achievement for Excellence in Financial Reporting Presented to Village of Tequesta, Florida For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 1994 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. ~E OFfjC~, OF 1FIE 9J• ~ ~~-~ IiED STA y ANU ; H GNAO" • ° President s~ ~ ~a ~C~ CHIC~60 ~%~~%~~~ Executive Director 13 VILLAGE OF TEQUESTA ORGA NIZA TION CHAR T 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Council -Manager Form of Government VILLAGE COUNCIL - 1994-1995 Ron T. Mackail Mayor William E. Burckart Vice-Mayor Joseph N. Capretta Councilmember Cazl L. Hansen Councilmember Elizabeth A. Schauer Councilmember VILLAGE OFFICIALS Thomas G. Bradford Village Manager John C. Randolph Village Attorney (Jones, Foster, Johnston & Stubbs, P.A.) Joann Manganiello Bill C. Kascavelis James M. Weinand Carl R. Roderick Scott D. Ladd Gary Preston Thomas C. Hall Assistant to Village Manager/Village Clerk Director of Finance Chief, Fire Rescue Department Police Chief Building Official Director of Public Works & Recreation Water System Manager INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Nowlen, Holt & Miner, P.A. 15 VILLAGE OF TEQUESTA, FLORIDA FINANCIAL STATEMENTS WITH INDEPENDENT AUDITOR'S REPORT THEREON SEPTEMBER 30, 1995 1 . ~ - NOWLEN, HOLT & MINER, P.A. CERTIFIED PUBLIC ACCOUNTANTS EVERETT B. NOWLEN lissaiseal, CPA EDWARD T HOLT, CPA WEST PALM BEACH OFFICE WILLIAM B. MINER, CPA 215 FIFTH STREET, SUITE 200 ROBERT W. HENDRIX, JR., CPA ' POST OFFICE BOX 347 JANET R. BARICEVICH, CPA WEST PALM BEACH, FLORIDA 33402-0347 KATHLEEN A. MINER, CPA TELEPHONE (561) 659-3060 R. GREGORY SMITH, CPA FAX (561) 835-0628 ROBERT W. HELMREICH, CPA TERRY L. MORTON, JR., CPA t N. RONALD BENNETT, CPA J. MICHAEL STEVENS, CPA MARK B. ELHILOW, CPA DANIELA' E. RUSSELL, CPA ' BELLE GLADE OFFICE 333 S. E. 2nd STREET POST OFFICE BOX 338 BELLE GLADE, FLORIDA 33430-0338 TELEPHONE (561) 996-5612 ' FAX (561) 996-6248 INDEPENDENT AUDITOR'S REPORT The Honorable Mayor and Village Council ' Village of Tequesta Tequesta, Flonda We have audited the accompanying general purpose financial statements of the Village of 1 Tequesta, Florida, as of September 30, 1995, and for the year then ended, as listed in the table of contents. These general purpose financial statements are the responsibility of the Village's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards and ' Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to .obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit ' includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial ' statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all ' material respects, the financial position of the Village of Tequesta, Florida, as of September 30, 1995, and the results of its operations and the cash flows of its proprietary fund type for the year then ended in conformity with generally accepted accounting principles. In accordance with Government Auditin Standards, we have also issued a report dated 8 December 20, 1995 on our consideration of the Village's internal control structure and a report ' dated December 20, 1995 on its compliance with laws and regulations. 16 _ AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • ACCOUNTING FIRMS ASSOCIATED INC. 1 We have also reviewed the accounting requirements of the bond ordinances associated with both ' the Improvement Revenue Refunding Bonds, Series 1994 and Water Refunding Revenue Bonds, Series 1985, relating to the benefits and application of funds. In our opinion, based on our audit L of the general purpose financial statements, the Village has complied with such provisions. It should be noted that information obtained on the basis of our audit of the general purpose financial statements would not necessarily disclose defaults of a nonaccounting nature. , Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The supplemental information listed in the table of contents are ' presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the Village of Tequesta, Florida. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly stated in all material respects in relation to the general purpose financial statements taken as a whole. ' We did not examine the statistical data as set forth in the table of contents and, therefore, express no opinion thereon. , ~ /~Gw~ 1 1#W ~ ~I~t~' f. ~. 1 December 20, 1995 I~ 17 ' GENERAL PURPOSE FINANCIAL STATEMENTS VILLAGE OF TEQUESTA, FLORIDA Combined Balance Sheet -All Fund Types and Account Groups September 30, 1995 Governmental Fund Types Special Capital General Revenue Projects Assets and other debits Cash and cash equivalents $562,252 $125,568 $ 92,400 Investments 625,530 802,889 Accounts receivable (net of allowance for uncollectibles) 10,278 Due from other funds 100,061 3,035 30,468 Due from other governments 20,208 Inventories of supplies 735 Unamortized debt issue costs Restricted assets Cash and cash equivalents Investments Fixed assets Amount to be provided for retirement of general long-term debt Total assets and other debits 1.3~ 128 603 925 757 18 r Proprietary Fiduciary Fund Type Fund Types Account Groups Trust General General Totals and Fixed Long-Term (Memorandum Enterprise Ag_enc,~! Assets Debt Onlx) $ 178,911 $ 4,586 $ $ $~ 963,717 34,773 549,059 ~ 2,012,251 226,019 236,297 418,348 551,912 20,208 25,102 25,837 4,570 4,570 1,161,461 ~, 1,161,461 2,294,346 ~, 2,294,346 6,085,711 3,125,205 9,210,916 2067,993 2.067.993 $10,429,241 553 645 3 125 205 2 067 993 $18,549.508 (Continued) 19 VILLAGE OF TE~UESTA, FLORIDA Combined Balance Sheet -All and Types and Account Groups September 30, 1995 (Continued) Liabilities, equity and other credits Liabilities Accounts payable Accrued liabilities Payable from restricted assets Accounts payable Deposits Water refunding revenue bonds Due to other funds Due to other governments Deferred revenue Contracts payable Deferred compensation payable Current portion of: Notes payable Capitalized leases Compensated absences Obligations under capitalized leases Notes payable Improvement revenue bonds payable Water refunding revenue bonds payable Unamortized debt discount Total liabilities Equity and other credits Investments in general fixed assets Contributed capital Retained earnings Reserved for revenue bond debt service and capital improvements Unreserved Fund balances Reserved for: Capital improvements Inventory of supplies Law enforcement and fire rescue Employees' retirement, plan Recreation and parks Encumbrances Unreserved Designated for: Compensated absences Undesignated Total equity and other credits Total liabilities, equity and other credits 20 Governmental Fund Types Special Capital General Revenue Projects $ 74,399 77,261 83,776 3,524 3,084 $ $ 13,490 361,110 42,852 37, 924 242,044 735 9,817 103,967 24,013 100,000 _ 838,488 1,077020 1 319 064 42,852 412,524 444,240 90,548 85,751 85,751 128 603 21 1,555) 513,233 925 757 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Proprietary Fiduciary Fund T,~~e Fund TXpes Account Grou s Trust General Gener Totals and Fixed Long-Term (Memorandum Ente rise Agency Assets Debt Only~_ $ 145,770 $ $ $ $ 233,659 16,676 93,937 44 018 X 44,018 211 539 211,539 150;000 150,000 107,026 551,912 3,524 45,936 29,723 67,647 326,427 326,427 3,564 3,564 62 7 6 60; 6 356,977 41 ; 03 798 388,600 389,398 8,404 12,416 20,820 1,310,000 1,310,000 120,000 120,000 (2,984) (2,984) 903,034 326,427 2,067,993 3 994,874 3,125,205 3,125,205 3,529,831 3,529,831 3,050,250 3,050,250 2,946,126 2,946,126 444,730 2,736 12,553 224,482 224,482 103,967 114,561 100,000 902.684 9.526.207 227.218 3,.125,205 14.554.634 10,429.241 553 645 3 125 205 2 067 993 $18,549508 See notes to financial statements. 21 VILLAGE OF TE UESTA FLORIDA Q , Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - , All Governmental Fund Types and Expendable Trust Funds For the Fiscal Year -Ended September 30, 1995 General Revenues Taxes $2,692,880 Licenses and permits 212,197 Intergovernmental 439, 638 Charges for services 241,848 ' Fines and forfeits 42,105 Interest 79, 049 Impact fees 15,041 Miscellaneous 11,954 ' Intragovernmental services 140.765 Total revenues 3.875,477 ' Expenditures Current General government 770,264 Public safety 2,429,850 Physical environment 4,179 Transportation 458,208 Human services 472 ' Culture/recreation 154,508 Capital outlay i 208,803 Debt serv ce ' Principal retirement 35,354 Interest 25.481 Total expenditures 4,087,119 ' Excess of revenues over (under) expenditures (211,642) Other financing sources (uses) 15 555 , Debt proceeds , Sales of surplus material 1,185 Operating transfers in 334,890 ' Operating transfers out (63,800) Total other financing sources (uses) 287.830 ' Excess of revenues and other sources over (under) expenditures and other uses 76,188 Fu d b l O b 1 1994 1 832 000 ' n a ances, cto er , , , Fund balances, September 30, 1995 1 077 020 ' 1 1 1 1 Governmental Fund Tykes Special Capital Revenue Projects $292,693 $ 80,075 459,063 372,768 55,000 85,580 _ 140,580 232,188 24S 4,890) 24~ 4_,890) (12,702) 98.453 85 751 49,904 11, 324 520.291 1,200, 377 1,200.377 (680,086) 138.800 138.800 (541,286) 1,054,519 513 233 Fiduciary Fund Tvc Expendable Trust Fund 1, 450 1,450 1,230 1.230 220 220 2,516 2 736 Totals (Memorandum Only $2,985,573 292,272 898, 701 241,848 43,555 128,953 15,041 23,278 140,765 4,769,986 770,264 2,429,850 4,179 458,208 472 154,508 1,410,410 90, 354 111,061 5,429,306 X659,320) 15,555 1,185 473,690 X308,690) 181,740 (477,580) 2,156,320 1 678 740 See notes to financial statements. 23 VILLAGE OF TEQUESTA, FLORIDA Combined Statement of Revenues, Expenditures, and Changges in Fund Balances - Budget and Actual Governmental Fund Types For the Fiscal Year Ended September 30, 1995 General Fund Revenues Taxes Licenses and permits Intergovernmental Charges for services Fines and forfeits Interest Impact fees Miscellaneous Intragovernmental services Total revenues Ex enditures Current General government Public safety. Physical environment Transportation Human services Culture/recreation Capital outlay Debt service Principal retirement Interest Total expenditures Excess of revenues over (under) expenditures Other financing sources (uses) Debt proceeds Sales of surplus materials Operating transfers in Operating transfers out Total other financing sources (uses) Excess of revenues and other sources over (under) expenditures and other uses Fund balances, October 1, 1994 Fund balances, September 30, 1995 v anance - Favorable Bud eg t Actual (Unfavorable) $2,647,240 $2,692,880 $ 45,640 105,500 212,197 106,697 435,275 439,638 4,363 199,635 241,848 42,213 39,000 42,105 3,105 54,000 79,049 25,049 15,041 15,041 4,000 11,954 7,954 140.765 140.765 3.625.415 3.875,477 250,062 785,580 770,264 15,316 2,457,155 2,429,850 27,305 4,200 4,179 21 467,425 458,208 9,217 1,450 472 978 159,025 154,508 4,517 229,750 208,803 20,947 32,215 35,354 (3,139 24,445 25,481 1036 4,161,245 4.087,119 74.126 (535,830) (211,642) 324,188 15,555 15,555 2,600 1,185 (1,415) 334,890 334,890 (63,800) (63,800) 273,690 287,830 14,140 (262,140) 76,188 338 328 1,000.832 1 077 020 ~i~ 24 S ecial Revenue Fund anance - Favorable Budget Actual ~iJnfavorable~ $ 295,085 $ 292,693 $ (2,392 90,620 80,075 (10,545 anital Proiects Fun v anance - Favorable Budget Actual jLTnfavorable) $ $ $ 506,000 459,063 (46,937) 12,500 49,904 37,404 11,324 11,324 385.705 372,768 1( 2,937) 529,824 520,291 (9,533) 1,988,264 1,200,377 787,887 55,000 55,000 85,815 85.580 235 21,610 21,610 140,815 140.580 235 2,009,874 1,200.377 809.497 244,890 232,188 1( 2,72) X1,480,050) (680.086) 799.964 138,800 138,800 (244 , 890) (244, 890) (244,890) (244,890) 138,800 138,800 $ (12,702) 12 702 (1,341,250) (541,286) 799 964 98,453 1.054,519 85 751 513 233 (Continued) 25 VILLAGE OF TEQUESTA, FLORIDA , Combined Statement of Revenues, Expenditures, and Changes in Fund Balances - ' Budget and Actual Governmental Fund Types For the Fiscal Year Ended September 30, 1995 (Continued) , Revenues Taxes Licenses and permits Intergovernmental Charges for services Fines and forfeits Interest Impact fees Miscellaneous Intragovernmental services Total revenues Ex enditures Current General government Public safety Physical environment Transportation Human services Culture/recreation Capital outlay Debt service Totals (Memorandum Onlv) ance - Favorable Budget Actual (Unfavorable) $ 2,942,325 $2,985,573 $ 43,248 196 120 292,272 96,152 941;275 898,701 (42,574) 199,635 241,848 42,213 39,000 42,105 3,105 66,500 128,953 62,453 15,041 15,041 15,324 23,278 7,954 140,765 140,765 4,540,944 4,768,536 227,592 785,580 770,264 15,316 2,457,155 2,429,850 27,305 4,200 4,179 21 467,425 458,208 9,217 1,450 472 978 159,025 154,508 4,517 2,218,014 1,409,180 808,834 Principal retirement 87,215 90,354 Interest 131, 870 111, 061 Total expenditures 6,311,934 5,428,076 Excess of revenues over (under) expenditures 51,770,990) (659,540) Other financing sources (uses) Debt proceeds 15,555 Sales of surplus materials 2,600 1,185 Operating transfers in 473,690 473,690 Operating transfers out (308,690) (308,690) Total other financing sources (uses) 167.700 181,740 Excess of revenues and other sources over 20.809) 883.858 1,111,450 15,555 (1,415) 14,140 (under) expenditures and other uses $(1.603,390) (477,800) 1 125 590 Fund balances, October 1, 1994 2,153, 804 Fund balances, September 30, 1995 1 676 004 See notes to financial statements. ~! ~~ LI 26 VILLAGE OF TEQUESTA, FLORIDA Statement of Revenues, Expenses and ' Changes in Retained Earnings/Fund Balance Proprietary Fund Type and Similar Trust Fund For the Fiscal Year Ended September 30, 1995 ' Proprietary Fiduciary Fund Type Fund Twe Pension ' Enterprise Trust Fund Operating revenues ' Charges for services -water Charges for services -refuse and recycling $2,738,893 244 550 $ Contributions , 117,565 Interest income 29,810 Total operating revenues 2,983,443 147.375 Operating expenses Purchased services -water 667,950 Purchased services -refuse and recycling 254,486 Personal services 605,878 Contractual services 379,276 Supplies 72,120 Heat, light and power 98,973 Repairs and maintenance 201,707 ' Depreciation 388,636 Administration 7,162 Refunds 2.997 ' Total operating expenses 2,669,026 10,159 ' Operating income 314,417 137,216 Nonoperating revenues (expenses) Interest income 209,367 ' Interest expense and fiscal charges (20,380) Loss on disposal of equipment (4,724) Aid to community organizations (10,000) ' T l i 174 263 ota nonoperat ng revenues (expenses) , Income before operating transfers 488,680 137,216 Operating transfers (out) (165,000) ' Net income 323,680 137,216 Retained earnings, October 1, 1994 SY672,696 87,266 ' Retained earnings, September 30, 1995 5 996 376 224 482 ' See notes to financial statements. ' 27 Totals (Memorandum OnIX) $2,738,893 244,550 117,565 29.810 3,130,818 667,950 254,486 605,878 379,276 72,120 98,973 201,707 388,636 7,162 2.997 2,679,185 451,633 209,367 (20,380) (4,724) (10,000) 174.263 625,896 (165.000) 460,896 5.759,962 6 220 858 VILLAGE OF TEQUESTA, FLORIDA Statement of Cash Flows - Proprietary Fund Type For the Fiscal Year Ended September 30, 1995 Proprietary Fund Type Enterprise Cash flows from operating activities: Net operating income $ 314,417 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation 388,636 Changes in assets and liabilities: (Increase) decrease in: Accounts receivable 14, 818 Due from other funds (418,348) Inventories 5,312 Increase (decrease) in: Accounts payable 91,797 Accrued liabilities 1,156 Deposits 10,787 Prepaid expenses 5,000 Compensated absences 14,077 Due to other funds (15,485) Due to other governments ~) Net cash provided by operating activities 412,149 Cash flows from noncapital financing activities: Operating transfer to other fund (165,000) Contribution 1( 0,000) Net cash used for noncapital financing activities 17( 5,000) 28 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Proprietary Fund Type Enterprise Cash flows from capital and related financing activities: Capital contributions $ 232,200 Acquisition and construction of fixed assets (529,730) Principal paid on revenue bonds and equipment leases (300,275) Proceeds from notes payables 14,995 Interest paid on revenue bonds (45,329) Fiscal charges paid on revenue bonds (5,212) Payments on construction contracts (115,390) Net cash used for capital and related financing activities (748,741) Cash flows from investing activities: Proceeds from redemption of investments 917,173 Interest received on investments 209,369 Net cash provided by investing activities 1,126,542 Net increase in cash and cash equivalents 614,950 Cash and cash equivalents, October 1, 1994 725,422 Cash and cash equivalents, September 30, 1995 1 340 372 Noncash, Investing, Capital and Financing Activities Contribution of fixed assets from contractors $ 6,754 Construction contracts payable 29,723 Undepreciated cost of miscellaneous equipment scrapped 4,724 See notes to financial statements. 29 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 - SUNIlVIARY OF SIGNIFICANT ACCOUNTING POLICIES The Reporting Entitv The Village of Tequesta is a municipal corporation organized in 1957 under the laws of the State of Florida (Florida Statutes, Chapter 165). The Village has aCouncil-Manager form of govern- ment. The Village's major operations include public safety (police, fire rescue), streets and roads, culture and recreation, public improvements, planning and zoning, water service and general and administrative. In accordance with Statement 14 of the Government Accounting Standards Board, the underlying concept of the governmental financial reporting entity is that governmental organizations are responsible to elected governing officials; therefore, financial reporting should report the elected officials' accountability for those organizations. Furthermore, the financial statements of the reporting entity should allow users to distinguish between the primary governments and its component units (if any) by communicating information about the component units and their relationships with the. primary government. A component unit is a legally separate organization for which the elected officials of the primary government are financially accountable. Determining factors of financial accountability include appointment of a voting majority, imposition. of will, financial benefit or burden on a primary government or fiscal dependency. In addition, component units can be other organizations for which the nature and significance of their relationship with a primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. Based upon application of these criteria, the Village of Tequesta has determined that except for the firefighters' retirement system, there are no additional governmental departments, agencies, institutions, commissions, public authorities or other governmental organizations operating within the jurisdiction of the Village that would be required to be included in the general purpose financial statements of the Village. 30 LI n ii 1 J VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) The Reporting Entity (Continued) Firefighters' Retirement System The Village's regular full-time employees who are sworn firefighters are eligible to participate in the Firefighters' Retirement System (FRS). FRS functions for the benefit of these employees and is governed by a five member board, of which the Village Council appoints two. The Village and FRS participants are obligated to fund all FRS costs based upon actuarial valuations, with the Village funding the difference between member and other contributions and the actuarial cost. Based on these factors, it has been concluded that the FRS is fiscally dependent on the Village of Tequesta, which makes the FRS a component unit of the Village. Since the FRS provides services exclusively for the benefit of the Village, the FRS is reported as a blended component unit, specifically as the Firefighters Pension Trust Fund. Basis o Presentation -Fund Accounting The government uses funds and account groups to report on its financial position and the results of its operations. Fund accounting is designed to demonstrate legal compliance and to aid financial management by segregating transactions related to certain government functions or activities. A fund is a separate accounting entity with aself-balancing set of accounts. An account group, on the other hand, is a financial reporting device designed to provide accountability for certain assets and liabilities that are not recorded in the funds because they do not directly affect net expendable available financial resources. Funds are classified into three categories: governmental, proprietary and fiduciary. Each category, in turn, is divided into separate "fund types". 31 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 - SLTMIVIARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Basis of Presentation -Fund Accounting (Continued) The following are the fund categories, funds and account groups used by the Village: Governmental Fund 7~_pes Governmental funds are used to account for all or most of a government's general activities, including the collection and disbursement of earmarked monies (special revenue funds), and the acquisition or construction of general fixed assets (capital projects funds). The general fund is used to account for all activities of the general government not accounted for in some other fund. The Special Revenue Fund accumulates certain revenues as required by the Improvement Revenue Refunding Bonds, Series 1994. These revenues include franchise fees and occupational licenses. The Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other-than those to be financed by the Proprietary Fund). The Village has established the following two capital projects funds: Bond Construction Fund Capital Improvement Fund All capital projects funds were established to be used for capital expenditures required by continued growth of the Village. 32 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Basis of Presentation -Fund Accounting (Continued) Proprietary Fund 7~pe ' Enterprise Fund The Enterprise Fund is used to account for operations that are financed and operated in a manner similar to private business enterprises -where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges. The Enterprise Fund of the Village is the Water Fund which accounts for the provision of water services ' and refuse and recycling services to the residents of the Village and some residents of the County. All activities necessary to provide such services are accounted for in this fund including, but not limited to, administration, t operations, maintenance, financing and related debt service and billing and collection. Because refuse and recycling fees are billed along with the water service charges and the refuse and recycling services are subcontracted which results in minimal ' administrative costs to the Village, a separate enterprise fund is not considered necessary. ' The proprietary fund is accounted for on a cost of services or "capital main- tenance" measurement focus. This means that all assets and all liabilities (whether current or noncurrent) associated with its activity are included on its ' balance sheet. The reported fund equity (net total assets) is segregated into contributed capital and retained earnings components. Proprietary fund type operating statements present increases (revenues) and decreases (expenses) in net ' total assets. ' 33 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Basis of Presentation -Fund Accounting (Continued) Proprietary Fund 7~pe (Continued) Capital outlays for assets that cost $500 or more and have expected lives of greater than one year are capitalized and depreciated in the proprietary fund. Depreciation of exhaustible fixed assets is charged as expense against the opera- tions. Accumulated depreciation is reported on the proprietary fund's balance sheet. Depreciation has been provided over the estimated useful lives using the straight-line method. The estimated useful lives aze as follows: Buildings 40 yeazs Improvements 20 - 25 years Equipment 4 - 10 yeazs Fiduciary Fund 7~pes Pension Trust, Expendable Trust and Agency Funds Fiduciary Funds account for assets held by the government in a trustee capacity or as an agent on behalf of others. Trust funds account for assets- held by the government under the terms of a formal trust agreement. The Pension Trust Fund is accounted for in essentially the same manner as the proprietary funds, using the same measurement focus and basis of accounting. The Village has one pension trust fund, the Firefighters Pension Trust Fund to account for its retirement system for firefighters. The Expendable Trust Fund is accounted for in essentially the same manner as the governmental fund types, using the same measurement focus and basis of accounting. Expendable trust funds account for assets where both the principal and interest may be spent. 34 ~~ 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Basis of Presentation -Fund Accounting (Continued) Fiduciar~Fund Types (Continued) The Village has one Expendable Trust Fund, the Special Law Enforcement Trust Fund, to account for forfeitures received by the police department to be expended for certain law enforcement purposes as prescribed by Florida Statute Chapter 932.704. The Agency fund is custodial in nature and does not present results of operations or have a measurement focus. Agency funds are accounted for using the modified accrual basis of accounting. This fund is used to account for assets that the government holds for others in an agency capacity. ' The Village has one Agency Fund, the ICMA Retirement Fund, which consists of custodial funds held on behalf of Village employees representing deferred compensation. ' Account Groups C General Fixed Assets Account Group The accounting and reporting treatment applied to the fixed assets associated with a fund are determined by its measurement focus. All governmental funds are accounted for on a spending or "financial flow" measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. Their reported fund balances (net current assets) are considered a measure of "available spendable resources." Governmental fund operating statements present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of "available spendable resources" during a period. ' 35 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 ' NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Basis of Presentation -Fund Accounting (Continued) t Account Groups (Continued) Fixed assets used in governmental fund type operations (general fixed assets) are accounted for in the General Fixed Assets Account Group, rather than in govern- mental funds. Public domain ("infrastructure") general fixed assets consisting of certain improvements other than buildings, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and light systems, are not capitalized. The Village capitalizes assets that cost $500 or more and have expected lives of greater than one year. No depreciation has been provided on general fixed ' assets. All fixed assets are valued at historical cost or estimated historical cost if actual historical cost is not available.. Donated fixed, assets are valued at their. estimated fair market value on the date donated. General Long-Term Debt Account Group Long-term liabilities expected to be financed from governmental funds are accounted for in the General Long-Term Debt Group, not in the governmental funds. Because of their spending measurement focus, expenditure recognition for governmental fund types is limited to exclude amounts represented by noncurrent liabilities. Since they do not affect net current assets, such long-term debt amounts are not recognized as governmental fund type expenditures or fund , liabilities. They are-instead reported as liabilities in the General Long-Term Debt Account Group. The two account groups are not "funds". They are concerned only with the measurement of ' financial position. They are not involved with measurement of results of operations. 36 ~ VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 ' NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Basis o~'Accountin The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. All governmental funds and expendable trust funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. ~` All proprietary funds and pension trust funds are accounted for on a flow of economic resources measurement focus. With this measurement focus, all assets and all liabilities associated with the operation of these funds are included on the balance sheet. Fund equity (i.e., net total t assets) is segregated into contributed capital and retained earnings components. Proprietary fund-type operating statements present increases (e.g., revenues) and decreases (e.g., expenses) in net total assets. The modified accrual basis of accounting is used by all governmental fund types, expendable ' trust funds and agency funds. Under the modified accrual basis of accounting, revenues. are recognized when susceptible to accrual (i.e., when they become both measurable and available). "Measurable" means the amount of the transaction can be determined and "available" means 1 collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. The Village does not accrue property tax revenues since the collection of these taxes coincides with the fiscal year in which levied, and since the Village consistently has no material uncollected property taxes at year end. A 90 day availability period is used for revenue recognition for all other governmental fund revenues. Expenditures are recorded when the related fund liability is incurred. Principal and interest on general long-term debt are recorded as fund liabilities when due or when amounts have been accumulated in the debt service fund for payments to be made early in the following year. 1 ' 37 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Basis of Accounting (Continued) ' Those revenues susceptible to accrual are franchise fees, taxes, .special assessments, licenses, interest revenue, intergovernmental revenues, and charges for services. Sales taxes collected and held by the state at year end on behalf of the Village also are recognized as revenue. Fines and permit revenues are not susceptible to accrual because generally they are not measurable until received in cash. The government reports deferred revenue on its combined balance sheet. Deferred revenues arise when a potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. Deferred revenues also arise when resources are received by the government before it has a legal claim to them, as when grant monies are received prior to the incurrence of qualifying expenditures. In subsequent periods, when both revenue recognition criteria are met, or when the government has a legal claim to the resources,. the liability for deferred revenue is removed from .the combined balance sheet and revenue is recognized. The accrual basis of accountin is followed for the ro rie funds. Under this method of g P P ~y accounting, revenues are recognized. during- the accounting period in which they are earned and become measurable and expenses are recognized in the accounting period in which they are ' incurred if measurable. Governmental Accounting Standards Board (GASB) Statement #20, Accounting and Financial Reporting for Proprietary Funds and Other Governmental Entities that Use Proprietary Funds, provides proprietary activities with a choice of authoritative guidance issued after November 30, 1989. The Village of Tequesta has elected to follow GASB pronouncements exclusively after that date. Total Columns on Combined Statements i di " " n Memorandum Only to cate The Total columns on the combined statements are captioned that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, or results of operations in conformity with generally accepted accounting principles. Neither is such data comparable to a consolidation. Interfund eliminations have not been made in the aggregation of this data. ~a ~ ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 ' NOTE 1 - SUNIlVIARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Budgets and BudgetarX Accounting Formal budgetary integration is employed as a management control device during the yeaz for ' the General Fund, Special Revenue Fund, Capital Project Funds and the Enterprise Fund. All budgets aze legally enacted through passage of a resolution. ' Budgets for the General, Special Revenue, Capital Project Funds and the Enterprise Fund aze adopted on a basis consistent with generally accepted accounting principles. For budgeting purposes, current yeaz encumbrances are not treated as expenditures. The Villa a follows these rocedures in establishin the bud a data reflected in the financial g P g g ~' ' statements: 1. Prior to September 1, the Village Manager submits to the Village Council a proposed .operating budget for the fiscal year commencing the following- October 1. The operating budget includes proposed expenditures and the means of financing them. ' 2. Public hearings are conducted to obtain taxpayer comments. ' 3. Prior to October 1, the budget is legally enacted through passage of a resolution. Changes or amendments to the total budgeted fund expenditures must be approved by the Village ' Council. Management may make unlimited interfunctional transfers within a fund without seeking council approval. However, in order to make the most effective use of the budgetary process, it is the policy of the Village to make as few budget adjustments as possible. Appropriations are legally controlled at the fund level and expenditures may not legally exceed budgeted appropriations at that level. During the year three supplemental appropriations were made. 1 ' 39 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Budgets and Budgetary Accounting (Continued) The Village has complied with the Florida requirement that budgets be in balance. The General Fund, Special Revenue and Capital Projects Funds budgets reflected in the accompanying financial statements aze not balanced because they do not include amounts budgeted from the beginning fund balance. A budget for operating expenses of the Enterprise Fund (Water Fund) is also legally adopted on a basis consistent with generally accepted accounting principles in accordance with requirements of Ordinance 260-Water Refunding Revenue Bonds, Series 1985. Appropriations lapse at the end of the fiscal yeaz. Encumbrances Encumbrance accounting is used for purposes of budgetary control. Encumbrances outstanding at year end are reported as reservations of fund balances until expended or accrued as a liability of the fund. Investments Investments, consisting of U.S. treasury obligations and funds held with the state investment pool are stated at cost or amortized cost, which approximates market. Assets of the ICMA Retirement Fund and the Firefighters Pension Trust Fund are reported at market value. Inventories Inventories aze valued at cost, which approximates market, on a first-in, first-out (FIFO) method. Inventories in the General Fund consist of expendable supplies held for consumption. The cost is recorded as an expenditure at the time individual inventory items are purchased. Reported inventories aze equally offset by a fund balance reserve which indicates that they do not constitute "available spendable resources" even though they aze a component of net current assets. During the current year there were no material changes in inventory balances. 40 I~ ~~I VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Amortization The issue costs and debt discount on long-term debt are amortized over the life of the bonds using the straight-line method. Ad Valorem Taxes Ad valorem taxes are assessed and liened as of January 1 and billed the following October. They are due and payable on November 1 of each year or as soon thereafter as the assessment roll is certified and delivered to the Tax Collector. These taxes are collected by the County and remitted to the Village. Revenue is recognized at the time monies are received from the County. All unpaid taxes become delinquent on April 1 following the year in which they are assessed. Discounts are allowed for early .payment at the rate of 4 % in the month of . November,. 3 % in the month of December, 2 % in the month of January and 1 % in the month of February. The taxes paid in March are without discount. At September 30, unpaid delinquent taxes, if any, are reflected as a receivable on the balance sheet and as deferred revenue. InterFund Transactions Following is a description of the basic types of interfund transactions made during the year and the related accounting policy: Transactions for services rendered or facilities provided. These transactions are recorded as revenue in the receiving fund and expenditures in the disbursing fund. 1 Transactions to transfer revenue or contributions from the fund budgeted to receive them to the fund budgeted to expend them. These transactions are ' recorded as operating transfers in and out. Transactions to loan funds from the fund budgeted to loan them to the fund budgeted to receive them. These transactions are recorded as advances to and from. ' 41 VILLAGE OF TEQUESTA, FLORIDA ' Notes to Financial Statements September 30, 1995 ' NOTE 1 - SiJ1VIlVIARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) 1 Fund Equity , Reserves represent those portions of fund equity not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for ' future use of financial resources. The portion of the fund balance reserved for recreation and parks represents the amount of funds received for recreational improvements and park land which are not yet expended. Compensated Absences i Compensated absences are absences for which employees will be paid, such as vacation and sick leave. A liability for compensated absences that are attributable to services already rendered and , that are not contingent on a specific event, that is outside the control of the government and its employees, is accrued. as employees earn the rights to-the- benefits. Compensated absences -that ' relate to future services or that are contingent on a specific event that is outside the control of the government and its employees are accounted for m the penod in which such services are rendered or such events take place. In the governmental and similar trust funds, compensated absences that are expected to be liquidated with expendable available financial resources, aze reported as an expenditure and fund liability, in the fund that will pay for them. The remainder of the compensated absences liability is reported in the General Long-Term Debt Account Group. In the proprietary funds and similar trust funds, compensated absences are recorded as an ' expense and liability of the fund that will pay for them. Interest Capitalization The Financial Accounting Standards Boazd issued Statements of Financial Accounting Standards ' (FASB) No. 34, requiring capitalization of interest costs for all assets that are constructed for an enterprise's use. The amount of interest to be capitalized, is that portion of the interest incurred during the asset's acquisition period, which theoretically could have been avoided if expenditures for the asset had not been made. i~ 42 ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 1 - SUNIMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Statement of Cash Flows For purposes of the statement of cash flows, the proprietary fund considers all highly liquid investments (including restricted assets) with a maturity of three months or less when purchased to be cash equivalents, except for those investments which management intends to be long-term investments. NOTE 2 -CASH AND INVESTMENTS Cash and Cash Equivalents At year end, the carrying amount of the Village's deposits was $1,571,021 and the bank balances were $1,642,631. Cash consists of unrestricted and restricted funds entirely covered by federal depository insurance or by a .multiple financial institution collateral pool that insures public deposits. The collateral pool exists pursuant to the Florida Security for Deposits Act, Chap- ter 280, which consists of assets pledged to the State Treasurer by financial institutions that comply with the requirements of Florida Statutes and have been thereby designated as a qualified public depository. These deposits are deemed to be insured for risk categorization purposes. Investments ii 1 Florida statutes authorize the Village to invest surplus funds in the the Local Government Surplus Funds Trust Fund, administered by the State Treasurer; negotiable direct obligations of or obligations unconditionally guaranteed by the U.S. Government; interest-bearing time deposits in financial institutions located in Florida and organized under Federal or Florida laws; obligations of the Federal Farm Credit Banks, the Federal Home Loan Mortgage Corporation, the Federal Home Loan Bank or its district banks, or obligations guaranteed by the Government National Mortgage Association and obligations of the Federal National Mortgage Association. Investments (including restricted investments) consist of funds held with the state investment pool, obligations of the United States government, funds held by the Village's agent in a deferred compensation plan, and funds held with the State Pension Trust Fund Pool. ' 43 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 2 -CASH AND INVESTMENTS (Continued) Investments (Continued) Obligations of the United States government are guaranteed and held by a qualified public depository. The Village is obligated by its Water Refunding Revenue Bond issue, Series 1985, to purchase U.S. Treasury Obligations. The treasury bonds are recorded net of unamortized discount of $937,623. The Village's Deferred Compensation plan has funds held by ICMA Retirement Corporation. The plan offers six different portfolios of mutual funds. The Village's investments are categorized as either (1) insured or registered or for which the securities are held by the Village or its agent in the Village's name, (2) uninsured and unregistered for which the securities are held by the financial institution's trust department or agent in the Village's name, or (3) uninsured and unregistered for which the securities are held by the broker or dealer,. or by its: safekeeping department or agent but. not in the Village's name. Cateaorv 1 Obligations of United States government Investment in: State investment pool Deferred compensation mutual fund Mutual funds (money market) State pension trust fund pool 937 623 Carrying Amount $ 937,623 2,819,915 326, 427 554,157 222632 4 860 754 Market Value $1,049,521 2,819,915 326,427 554,157 222,632 4 972 652 1 44 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 2 -CASH AND INVESTMENTS (Continued) Investments (Continued) The following is a reconciliation of cash and cash equivalents and investments per the balance sheet and deposits and investments for risk categorization purposes. Cash and Cash Equivalents/ Deposits Investments Cash and cash equivalents $ 963,717 $ Investments 2,012,251 Restricted assets Cash and cash equivalents 1,161,461 Investments 2,294,346 Balance sheet totals 2,125,178 4,306,597 Adjustments Mutual funds (money market) (5545157) 554,157 Risk categorization totals 1 571 021 4 860 754 NOTE 3 -RESTRICTED ASSETS Restricted assets as of September 30, 1995 consist of the following accounts: Cash Investments Total Meter Deposit Accounts $ 38,539 $ 173,000 $ 211,539 Capital Improvement Accounts 52,195 869,181 921,376 Bond Accounts: Sinking Account 1,783 1,783 Bond Amortization Account 554,157 937,623 1,491,780 Reserve Account 2,102 312,759 314,861 Renewal and Replace- ment Account 514.468 14 4 8 1 161 461 2 294 346 3 455 807 45 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 4 -ACCOUNTS RECEIVABLE -ENTERPRISE FUND Accounts receivable of $226,019 are stated net of a $2,000 allowance for doubtful accounts and consist of billed revenues totaling $193,648 and unbilled revenues totaling $34,371. NOTE 5 -COMPONENTS OF FIRED ASSETS A summary of changes in general fixed assets follows: Balance Balance October 1, September 30, 1994 Additions Deletions 1995 Land $ 234,728 $162,925 $ $ 397,653 Buildings 294,333 294,333 Improvements other than buildings 258,778 258,778 Equipment 1,475,832 179,220 42,420 1,612,632 Construction in progress 561.809 561.809 2 263 671 903 954 42 420, 3 125 205 The components of fixed assets at September 30, 1995 are summarized as follows: Enterprise Fund General Fixed Assets Account Grout/ Total Land Buildings Improvements other than buildings Machinery and equipment Construction in progress Accumulated depreciation Total $ 83,335 391,201 9,400,141 376,856 210,605 10,462,138 4,376,427 6 085 711 46 $ 397, 653 294,333 258,778 1,612,632 561.809 3,125,205 33 1~? $ 480,988 685,534 9,658,919 1,989,488 772,414 13,587,343 4,376,427 9 210 916 ' VILLAGE OF TE UESTA FLORIDA Q Notes to Financial Statements ' September 30, 1995 NOTE 5 -COMPONENTS OF FIXED ASSETS (Continued) ' Significant construction commitments as of September 30, 1995 are as follows: Estimated Cost Cost to Completion Description to Date Complete Date Enterprise Fund ' Well 26 We11 27 $ 62,713 $ 227,000 79,486 160,000 May 1996 March 1996 Reverse Osmosis 26,562 8,000,000 January 1999 ' Centralized Garage 434,376 September 1996 Capital Improvement Fund ' Tequesta Library 561, 809 74, 243 January 1996 ' NOTE 6 -CAPITALIZED INTEREST/INTEREST EXPENSE ' For the year ended September 30, 1995, the Village capitalized $43,280 of interest cost in the Enterprise fund. The total interest expense incurred for the Enterprise fund prior to capitalization for the year ended September 30, 1995 was $63,660. NOTE 7 -DEFINED BENEFIT PENSION PLAN 1 All Village full-time employees, except fireman who are eligible to participate in the Firefighters Retirement System, participate in the noncontributory Florida Retirement System, acost-sharing multiple-employer public employee retirement system. The payroll for employees covered by the System for the year ended September 30, 1995 was $1,722,742. The Village's total payroll was $2,255,607. ' 47 VILLAGE OF TE UESTA FLORIDA ' Q Notes to Financial Statements September 30, 1995 ' NOTE 7 -DEFINED BENEFIT PENSION PLAN (Continued) ' All Village full-time employees are eligible to participate in the System as authorized by Chapter , 121 of the Florida Statutes. The Florida Retirement System has five classes of membership. Village employees belong to three of the five classes, the senior management service class (SMSC) consisting of the Village Manager, the regular class (RC) consisting of administrative, ' operations and clerical employees, and the special risk class (SRC) consisting of law enforcement officers. Employees who retire at or after age 62 (age 55 for SRC members) with ten years of credited service are entitled to a retirement benefit, payable monthly for life, equal to 2.0 % , (SMSC), 1.60 to 1.68% (regular class) and 2.02 to 3.0% (SRC) of their average final compen- sation for each year of credited service, depending on the years served. Average final compensation is the employee's average of the five highest years of credited service, depending , on the years served. Benefits fully vest on reaching ten years of service (seven years for SMSC members). Vested employees may retire at or after age 55 and receive reduced retirement benefits. The System also provides death and disability benefits. Benefits are established by , State statute. The Village's actuarially determined contribution requirement for the year ended September 30, ' 1995 was $363,567. The actual contribution made was $363,567 (General Fund $294,586, Enterprise Fund $68,981). The contribution equaled 21..1 % of current covered. payroll. The ' Village is required by statute to contribute at rates as of September 30, 1995 of 24.54% of covered payroll for senior management service class, 17.57% of covered payroll for regular class and 27.49 % for special risk class. These rates included .66 % for the employer health , insurance subsidy contribution, which is the same for all risk classes. Because this is a non-contributory plan, no employee contributions are required. The "pension benefit obligation" is a standardized disclosure measure of the present value of , pension benefits, adjusted for the effects of projected salary increases and step-rate benefits, estimated to be payable in the future as a result of employee service to date. The measure, ' which is the actuarial present value of credited projected benefits, is intended to help users assess the System's funding status on agoing-concern basis, assess progress made in accumulating sufficient assets to pay benefits when due, and make comparisons among PERS and employers. ' The System does not make separate measurements of assets and pension benefit obligation for individual employers. The pension benefit obligation at July 1, 1995 (the latest available information) for the System as a whole, determined through an actuarial valuation performed as , of July 1, 1995, was $47.3 billion. The System's net assets available for benefits on that date (valued at market) were $41.6 billion, leaving an unfunded pension benefit obligation of $5.7 billion. The Village's actuarially determined contribution requirement represents less than ' one percent of all contributions. 48 ' ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 ' NOTE 7 -DEFINED BENEFIT PENSION PLAN (Continued) ' The Village has no responsibility to the System other than to make periodic payments required by state statutes. Ten-year historical trend information showing the System's progress in accumulating sufficient assets to pay benefits when due is presented in the System's June 30, ' 1994 comprehensive annual financial report. On July 27, 1995, the Village Council enacted Resolution 27-94/95 authorizing the Village to ' revoke its election to participate in the Florida Retirement System (the "FRS") for all employees hired January 1, 1996 or thereafter, pursuant to Chapter 95-338, Florida Laws. ' As a result of the adoption of Resolution 27-94/95, all full-time and part-time employees hired on or after January 1, 1996 may not participate in the FRS and the City has no obligation to the FRS with respect to such employees. All employees hired on or after January 1,1996 must participate in the City sponsored retirement plan in effect at the date of their employment. ' NOTE 8 -FIREFIGHTERS' PENSION TRUST FUND ' The Village. established. the Firefighters' Retirement System; asingle-employer defined. benefit pension plan, in accordance with Florida Statutes, Chapter 175 on September 7, 1993. The plan.. is mandatory for all full-time firefighters and is included in the financial statements as a pension ' trust fund. ' PLAN DESCRIPTION AND PROVISIONS The following description of the retirement plan is provided for general information purpose ' only. Plan participants should refer to the appropriate source documents for more complete information on the plan. 1 The plan provides retirement benefits as well as death and disability benefits. All benefits vest after ten years of credited service. The payroll for employees covered by the plan for the year ended September 30, 1995 was $528,895, the Village's total payroll was $2,255,607. As of September 30, 1995, there were 17 nonvested active employees in the plan. ' 49 VILLAGE OF TEQLTESTA, FLORIDA , Notes to Financial Statements September 30, 1995 ' NOTE 8 - FIREFIGIiTERS' PENSION TRUST FUND (Continued) ' PLAN DESCRIPTION AND PROVISIONS (Continued) ' Any firefighter who completes ten or more years of credited service and attains age 55, or completes 25 years of credited service and attains age 52 is eligible for normal retirement , benefits. The monthly amount of normal retirement income for a firefighter is equal to the number of years of credited service multiplied by 3 % of his average final compensation. Early retirement may be taken after a firefighter has attained the age of 50 and has ten years of ' credited service. In the event of early retirement, benefits are actuarially reduced to take into account the firefighter's younger age and earlier commencement of retirement benefits. Such reduction shall not exceed 5 % per year. Disability benefits can be received for total and , permanent disabilities as determined by the Board of Trustees. If the pension is granted, the benefit amount shall be: If the in'u or disease is service connected the firefi hter shall be entitled to the rester of a J rY ~ g g ( ) or (b): , (a) A monthly pension equal to 42% of his average. compensation based upon his final five years of service, or ' (b) An amount equal to the number of years of his credited service multiplied by 3 % of his average monthly salary based upon his final five years of , service. If the injury or disease is not service connected, the firefighter shall be entitled to the greater ' of (a) or (b): (a) A monthly pension equal to 25% of his average compensation based upon , his final five years of service, or (b) An amount equal to the number of years of his credited service multiplied by 3 % of his average monthly salary based upon his final five years of service. 50 ' ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 ' NOTE 8 -FIREFIGHTERS' PENSION TRUST FUND (Continued) PLAN DESCRIPTION AND PROVISIONS (Continued) If the firefighter dies prior to retirement from the fire department, his beneficiary shall receive the following benefit: (a) Line-of-Duty-Death-Benefit is a pension to the spouse (or children) of 50% ' of Average Compensation for life. (b) Non-Line-of--Duty-Death, the spouse of a member with ten years of credited service will receive the actuarial equivalent of the accrued early or normal retirement benefit. ' If the firefighter dies or terminates employment with less than ten years of credited service, he is entitled to a refund of the money contributed. ' "Average final compensation" means one-twelfth of the average salary of the five best years of the last ten years of credited service prior to termination, retirement or death of the firefighter. ' "Credited service" is a firefighter's period of employment as firefighter in the fire department measured in years and parts of years. ' Firefighters are required to contribute 5 % of their compensation to the plan. The state makes a contribution from the Fire Insurance Premium Tax. The Village is required to contribute the remaining amount to fund the plan using the aggregate actuarial cost method as approved by the plan's Board of Trustees which consist of five people; two selected by the plan members, two appointed by the Village Council and one selected by the other four trustees. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES AND PLAN ASSET MATTERS ' Basis of Accounting. The retirement system is reported on the accrual basis of accounting. Employee, employer and state contributions are recognized as revenues in the period in which ' employee services are performed. Method Used to Value Assets. The plan assets are reported at market value. ' S1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 8 -FIREFIGHTERS' PENSION TRUST FUND (Continued) FUNDING STATUS AND PROGRESS The amount shown below as the "pension benefit obligation" is a standardized disclosure measure of the present value of pension benefits, adjusted for the effects of projected salary increases and any step-rate benefits, estimated to be payable in the future as a result of employee service to date. This measure is the actuarial present value of credited projected benefits and is intended to: (i) help the Board of Trustees of the Retirement Systems and the Village assess the systems funding status on agoing-concern basis; (ii) assess progress being made in accumulating sufficient assets to pay benefits when due; and (iii) allow for comparisons among public employee retirement plans. The measure is independent of the actuarial funding method used to determine contributions in the systems. Additionally, the pension benefit obligation is being compared with plan assets at cost while the required contribution calculation uses total projected benefits and the actuarial value of plan assets. The pension benefit obligation is thus independent of the actuarial funding method used to determine contributions to the plan, discussed. in Contributions Required and Contributions- Made. , The pension benefit obligation was determined as part of an actuarial valuation of the plan as of October 1, 1994. Significant actuarial assumptions used in determining the pension benefit obligations include: ° The mortality rates are based on the 1984 Unisex Pension Table. ° The rate of return on investment of present and future assets was assumed to be 8.0 compounded annually. ° Future benefit payments were computed assuming early retirement occurs according to the withdrawal table below: 20 30 40 50 60 Withdrawal Rate 80 0 0 0 1 52 , t VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 8 -FIREFIGHTERS' PENSION TRUST FUND (Continued) FUNDING STATUS AND PROGRESS (Continued) ° Future contributions and benefit payments were computed assuming a 6.0% annual salary increase until the assumed retirement age. ° Disability benefit payments were computed assuming 75% of service and 25% of nonservice. ° Death benefit payments were computed assuming 20% of service and 80% of nonservice. ° Valuation of assets is market for equities, bonds, cash and cash equivalents. All valuations are in conformity with Florida Statute 112. The pension benefit obligation as of October 1, 1994 is as follows: Retirees and beneficiaries currently receiving benefits and terminated employees entitled to benefits but not yet receiving them $ Current employees Accumulated employee contributions including allocated investment income 21,384 Employer-financed vested Employer-financed nonvested 45.407 Total pension benefit obligation 66,791 Net assets available for benefits (market value) 87,266 Assets in excess of pension benefit obligation 20 475 53 VILLAGE OF TEQUESTA, FLORIDA ' Notes to Financial Statements September 30, 1995 ' NOTE 8 -FIREFIGHTERS' PENSION TRUST FUND (Continued) ' CONTRIBUTIONS REQUIRED AND CONTRIBUTIONS MADE The total required contributions are determined using the Aggregate Actuarial Cost Method and consist of the normal cost, the current year's cost for benefits yet to be funded. The employer's contribution is calculated by taking the required contribution less the estimated employee and state contributions. The following contributions were made for the year ended September 30, 1995 based on an actuarial valuation as of October 1, 1994. ' Plan Year Ended September 30, 1995 Actuarially Determined Requirements Actual % of % of ' Covered Covered Contribution Payroll Contnburion Payroll Employees $ 26,445 5.0 $ 26,445 5.0 t Employer 59,765 11.3 76,161 14.4 State 17 453 3.3 14,959 2.8 ' 103 663 117 565 The required contribution calculated consisted of $103,663 (19.60% of covered payroll) normal ' cost. Significant actuarial assumptions used to compute actuarially determined contribution ' requirements are the same as those used to compute the pension benefit obligation. TREND INFORMATION Trend information gives an indication of the progress made in accumulating sufficient assets to pay benefits when due. As the plan was started in fiscal year ending September 30, 1993 and actuarial reports are not prepared every year, complete trend information is not yet available. Ten-year trend information may be found on pages 93-95. Three-year trend information follows. 54 , VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 8 - FIREFIGIiTERS' PENSION TRUST FUND (Continued) TREND INFORMATION (Continued) Fiscal Year Ended 1993 Percentage of pension benefit obligation funded by available assets 115.9 Fiscal Year Ended 1994 130.66 Fiscal Year Ended 1995 (a) Assets in excess of pension benefit obligation as a percentage of annual covered payroll 2.5 5.13 (a) Village's- contributions to the pension plan as a percentage of annual covered payroll 17.5 11.8 14.4 (a) No actuarial report available. Presenting the assets in excess of pension benefit obligation as a percentage of annual covered payroll approximately adjust for the effects of inflation for analysis purposes. NOTE 9 - DEFF_RRFn COMPENSATION PLAN The Village offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all Village employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to employees until termination, retirement, death, or unforeseeable emergency. 55 VILLAGE OF TEQUESTA, FLORIDA ' Notes to Financial Statements September 30, 1995 ' NOTE 9 -DEFERRED COMPENSATION PLAN (Continued) ' All amounts of compensation deferred under the plan, all property and rights purchased with those amounts, and all income attributable to those amounts, property, or rights are (until paid or made available to the employee or other beneficiary) solely the property and rights of the Village (without being restricted to the provisions of benefits under the plan), subject only to the ' claims of the Village's general creditors. Participants' rights under the plan are equal to those of general creditors of the Village in an amount equal to the fair market value of the deferred account for each participant. It is the opinion of the Village that it has no liability for losses under the plan, but does have the duty of due care, that would be required of an ordinary prudent investor. The Village ' believes that is unlikely that it will use the assets to satisfy the claims of general creditors in the future. Investments are mana ed b the lan's trustee under one of six investment o tions or a ' g Y P P combination thereof. The funds are invested at the discretion of individual plan participants. ' NOTE 10 -COMPENSATED ANNUAL LEAVE AND SICK PAY ' As of September 30, 1995, the total liability for compensated absences was $417,603. The noncurrent portion of compensated absence liability of the General Fund is recorded in the General Long-Term Debt Group. For the fiscal year ended September 30, 1995, the long-term amount was $356,977. The liability recorded by the Enterprise Fund was $60,626. NOTE 11 -RISK MANAGEMENT The Village is exposed to various risks of loss related to torts; theft of, damage to, and ' destruction of assets; errors and omissions; injuries to employees; and natural disasters. The Village continues to purchase commercial insurance to cover the various risks. Retention of , risks is limited to those risks that are uninsurable and deductibles ranging from $250 to $10,000 per occurrence. Major uninsurable risks include damages to infrastructure assets. Since the amount of loss ' cannot be reasonably estimated and the likelihood of occurrence is not determinable, no provi- sion for losses is reflected in the financial statements. There were no settled claims which ' exceeded insurance coverage during the past three fiscal years. 56 ' ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 NOTE 11 -RISK MANAGEMENT (Continued) The Village is insured under a retrospectively rated policy for worker's compensation coverage. The plan is a trust fund comprised of local governmental entities. The premiums are based on the risk class and remuneration of covered employees adjusted by an experience modification ' based on the claims history of the Village. At the end of the premium year the Village can either receive a discount or pay additional premium based on its claims experience. The policy for the current fiscal year has been finalized with no additional premium due. Should a deficit t develop in the trust fund after excess insurance recoveries, the Village shall thereafter be responsible for its individual costs. 1 NOTE 12 -LEASE CO S During the fiscal year, the Village had the following capital lease agreements: ' General Fund Enterprise Fund Fire Truck Computer system Annual Payment: $56,658 Monthly payment: $692 10 year term 60 month term Expires October, 2003 Expires October, 1996 ' Principal amount outstanding at 9/30/95 - $388,602 Capitalized cost - $466,140 ' (General Fixed Asset Account Group) Capitalized costs and accumulated amortization of the enterprise fund leases are as follows: Cost $81,349 Accumulated amortization 56, 856 ' 24 493 ' Amortization expense of $16,269 is included in depreciation expense. There are no contingent rents in the above leases. ' The following is a schedule of the future minimum lease payments under these capital lease arrangements and the present value of the net minimum lease payments at September 30, 1995: 1 57 VILLAGE OF TE UESTA FLORIDA Q , Notes to Financial Statements September 30, 1995 ' ' NOTE 12 -LEASE CO TS (Continued) Fiscal Year General Ending Long-Term Enterprise September 30, Debt Fund , 1996 $ 56,658 $ 8,299 1997 56,658 803 1998 56,658 1999 56,658 2000 Thereafter 56,658 649 226 ' , Total minimum lease payments 509,939 9,102 ' Less: amount representing interest 121,339 430 ' Present value of future minimum lease payments 388 600 8 672. NOTE 13 -LONGTERM AGREEMENT TO PURCFIASE WATER , On July 15, 1976, the Village entered into an agreement with Tri-Southern Utilities Company, Inc. (the agreement subsequently assumed by the Town of Jupiter) to purchase water for the ' Village's water system for a period of 30 years. Rates for water service are based on wholesale rates. The Village is billed monthly based upon a 1,500,000 gallons per day contracted minimum. NOTE 14 -LONGTERM LEASE AGREEMENT On December 20, 1994, the Village entered into an interlocal agreement with Palm Beach County. Per the agreement Palm Beach County is to provide for partial funding, land ' acquisition and design and construction of a branch library within Tequesta. Upon completion of the project, the library will be leased to Palm Beach County for 50 years for an annual rent of one dollar. In the event the lease is terminated by the Village before the end of 50 years, the ' Village must reimburse Palm Beach County a depreciated value using a useful life of 25 years based on an initial value of $405,000 calculated on a straight-line basis. 58 ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 ' NOTE 15 -CONTRACTED SERVICES -FIRE PROTECTION/EMERGENCY MEDICAL SERVICE ' Effective October 1, 1993, the Village entered into an agreement with North County Ambulance for North County Ambulance to provide emergency medical service for a fee. The Village also entered into an interlocal agreement with Jupiter Inlet colony for the Village to provide fire protection/emergency medical services for a fee. For the year ended September 30, 1995, fire protection paid to North County was $43,421 and fire protection fees received from Jupiter Inlet ' Colony was $155,135. As of January 1, 1995, the Village has established an Emergency Medical Service (EMS) program within the Fire Rescue Department. The Village has employed three additional paramedic personnel to complete the required staffing needs. North County Ambulance continues to provide transportation but not longer provides medical services. ' NOTE 16 -CONTRACTED SERVICES -REFUSE AND RECYCLING COLLECTION ' Effective October 1, 1989, the Village entered into a five year franchise agreement with Nichols Sanitation, Inc. for curbside solid waste and recycling collection services. On October 14, 1993, the Village amended the franchise agreement. The amendment extended the agreement for an ' additional five years commencing October 1, 1994. For consideration. of the extension the collection rates were reduced. In addition, the Village assessed a 6% franchise fee for each residential customer, effective October 1, 1994. Nichols Sanitation may also adjust the curbside ' and recycling rates beginning October 1, 1995 and each October 1, thereafter based upon the change in the Consumer Price Index (CPI). ' S9 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 17 -LONGTERM DEBT General Long-Term Debt Changes in general long-term debt of the Village for the year ended September 30, 1994 are summarized as follows: Capital Improvement Compensated Lease Note Revenue Absences Obligations Payable Bonds Total General long-term debt at October 1, 1994 $253,072 $420,814 $ $1,365,000 $2,038,886 Additions: Issuance of new debt 15,555 15,555 Increase in accrual for compensated absences 103,905 103,905 Deletions: Repayments of debt (32,214) 53,139) X55,000) X90,353) General long-term debt at September 30, 1995 356 977 388 600 12 416 1 310 000 2 067 993 Revenue Bonds - 1994 This debt consists of Improvement Revenue Refunding Bonds Series 1994 in the amount of $1,365,000 with an interest rate of 6.15%, dated June 24, 1994. Pursuant to the Bond Resolution, 16-93/94, the Village is obligated to use Franchise Fees and Occupational Fees to pay the principal and interest on the Bond. At September 30, 1995, $1,310,000 of this issue were outstanding. Any remaining revenues after principal and interest may be used for any lawful purpose. 60 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 NOTE 17 -LONGTERM DEBT (Continued) ' Revenue Bonds - 1994 (Continued) Annual requirements to amortize this debt are as follows: Coupon ' October 1, Rate Princi~ Interest Payments 1996 6.15 % $ 60 000 $ 80 565 $ 140 565 ' 1997 6.15 % 65,000 1998 6.15% 70,000 76, 875 72,878 141, 875 142,878 1999 6.15 % 75,000 68,573 143,573 ' 2000 6.15 % 80,000 Th f 0 0 0 63,960 878 318 143,960 878 278 1 erea ter 96 , 0 , , , ' Totals 1 310 000 681 729 1 991 729 Water Fund ' Water Refunding Revenue Bonds, Series 1985 were issued pursuant to Resolution 2-84/85 enacted by the Village Council on October 23, 1984, for a total principal amount of $1,525,000. Resolution 2-84/85 provides for the disposition of all revenues derived from the operation of the water system. Revenues are first to be used for payment of all current operating expenses. Revenues are next to be used for the required payments for principal and interest on, and reserve for, the outstanding water refunding revenue bonds. ' Revenues are next to be used to maintain the renewal, replacement and improvement of the water system. Such payments to the renewal and replacement fund are made monthly equal to one-twelfth of the estimated annual cost of extensions, additions to, enlargements and ' replacement of capital assets of the system and emergency repairs thereto, such cost to be established by recommendation of the consulting engineer. Finally, any revenues remaining may be used for any lawful purpose. r 1 ' 61 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 17 -LONGTERM DEBT (Continued) Water Fund (Continued) The Resolution requires the establishment of the following accounts: Account Purpose Revenue Account To collect the entire gross revenues derived from the system, except investment earnings. Operation and To pay fully accrued operating expenses. Maintenance Account Sinking Account To accumulate sufficient funds to meet annual debt service requirements through transfers from the Revenue Account. Bond Amortization Established within the Sinking Account to meet principal Account payment on the debt. Reserve Account To accumulate funds for payment of principal and interest only if funds in the Sinking Account are insufficient. Renewal and Replacement To accumulate funds for the purpose of funding the cost of Account extensions, additions to, enlargements and replacement of capital assets of the system and emergency repairs thereto. The annual requirements to amortize the debt are as follows: Fiscal Year Ending September 30 Principal 1996 $150,000 1997 120.000 270 000 Interest Total $12,015 $162,015 5.340 125,340 17 355 287 355 62 . , VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 ' NOTE 17 -LONGTERM DEBT (Continued) ' Water Fund (Continued) The Village is obligated by the securities contract to purchase an aggregate of $980,000 par ' amount of U.S. Treasury Bonds due February 15, 2007, bearing interest at 7-5/8%, at an aggregate purchase price of $928,324. Purchase must be made semi-annually on April 1 and October 1 from April 1, 1985 through October 1, 1993, at semi-annual prices increasing from ' approximately $33,000 in 1985 to approximately $71,000 in 1993. Neither the U.S. Treasury Bonds nor their income is pledged for payment of the refunding bonds. However, the purchase prices of the Treasury Bonds are added to gross debt service and the income from the Treasury Bonds is subtracted from gross debt service to compute bond service requirements. ' All the required Annual Bond Amortization Account payments to the Trustee of the 85 Series Bonds have been made as of September 30, 1995. ' Debt issue expense and bond discount on the Water Refunding. Revenue Bonds,. Series 1985, are being amortized over the life of the bonds. On October 1, 1994 the Village entered into an installment purchase agreement to purchase a copy machine for the Water Department. The Village financed $15,555 over a term of 48 months at an interest rate of 8%. As of September 30, 1995 the balance of note was $11,968. Total Long-Term Debt ' The annual requirements to amortize all outstanding debt including interest payments of $824,062 as of September 30, 1995 are as follows: Fiscal Capital Year Ending Compensated Lease Notes Water Improvement September 30 Absences Obli atg ions Payable Revenue Revenue Total ' 1996 $ $64,957 $ 8,949 $ 162,015 $ 140,565 $ 376,486 1997 57,461 8,949 125,340 141,875 333,625 1998 56,658 8,949 142,878 208,485 ' 1999 56,658 746 143,573 200,977 2000 56,658 143,960 200,618 Thereafter 226,649 1,278, 878 1,505,527 Various 356.977 356.977 356 977 519 041 27 593 287 355 1 991 729 3 182 695 ' Annual maturities of long-term compensated absences cannot be reasonably determined. ' 63 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30, 1995 NOTE 18 - DEFEASANCE OF PRIOR DEBT ' In prior years, the Village defeased the 1978 Series, $3,915,000 Water Revenue Refunding , Bonds by placing the proceeds of new bonds in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the Village's financial statements. At September 30, ' 1995, $3,675,000 of bonds outstanding are considered defeased. NOTE 19 - INTERFUND RECEIVABLES AND PAYABLES , Individual fund interfund receivables and payables at September 30, 1994 are as follows: ' Interfund Interfund Fund Receivables Payables , General Fund Special Revenue Fund $100, 661 3,035 $ 83, 776 , Capital Improvement Fund 30,468 361,110 Enterprise Fund 418.348 107,026 ' 551 912 551 912 NOTE 20 - INTERFUND ADMINISTRATIVE FEE During the year ended September 30, 1995, the Enterprise Fund remitted $140,765 to the ' General Fund for administrative management fees. This amount is reflected as intra- governmental services revenue in the General Fund and as contractual services operating ' expenses in the Enterprise Fund. ~. ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30, 1995 ' NOTE 21 -CONTRIBUTED CAPITAL -ENTERPRISE FUND The changes in contributed capital consists of the following: Capital ' Developer Improvement Contributions Charles Total ' Contributed capital at October 1, 1994 $1,082,789 $2,208,088 $3,290,877 Plus: contributions 6,754 232,200 238.954 Contributed capital at ' September 30, 1995 1 089 543 2 440 288 3 529 831 ' NOTE 22 -LITIGATION ' The Village is currently involved in a dispute with the Town of Jupiter regarding an increase in water purchase rates. The Village of Tequesta has a contract to purchase water from the Town of Jupiter until the year 2006 at an annual cost of approximately $667,000. The Town of Jupiter ' is disputing that the fees charged to Tequesta are $51,000 per month less than their cost and therefore are contesting the contract. As of the audit date negotiations between both municipalities and their lawyers are ongoing. The possible financial impact for Tequesta if ' Jupiter prevails will be a $600,000 per year increase in water purchase fees. NOTE 23 -SUBSEQUENT EVENTS On November 2, 1995, Federal Emergency Management Assistance (FEMA) notified the State ' of Florida that northern Palm Beach County, Florida was designated a disaster area due to the October 1995 floods, and eligible for reimbursement for damages. The Village Council authorized management to apply for FEMA assistance. The Village's application is requesting ' approximately $650,000 for the repair of stormwater drainage systems and road repairs. The application has not been approved as of the audit date. ' 65 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Revenues -Budget and Actual For the Fiscal Year Ended September 30, 1995 Taxes Ad valorem taxes Current ad valorem taxes Delinquent ad valorem taxes Total ad valorem Public services taxes Electric Telephone Gas Water Total public service taxes, Local option gas tax Total taxes Licenses and permits Building permits Other licenses and permits Total licenses and permits _ Budget Actual $2,007,780 $2,028,987 2,600 7,578 2,010380 2,036,565 320,625 325,773 67,500 72,310 13,500 15,069 78.750 83,995 480, 375 497, 147 156. 485 159, 168 2,647,240 2,692,880 95,000 192,566 _ 10,500 19,631 105,500 212.197 66 1 Variance - ' Favorable ~iTnfavorable) $ 21,207 4.978 26.185 ' 5,148 , 4,810 1,569 , 5.245 16,772 ' 2,683 45,640 , 97,566 9.131 106.697 ' (Continued) , 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Revenues -Budget and Actual For the Fiscal Year Ended September 30, 1995 (Continued) Budget Actual Intergovernmental Cigarette tax $ 15,000 $ 13,135 State revenue sharing 129,200 129,216 Alcoholic beverage licenses 4,500 4,514 One-half cent sales tax 260,000 261,312 911 maintenance reimbursement 9,175 8,642 Countywide registrations 15,000 18,995 Other 1,200 2, 624 Recycling reimbursables 1,200 1,200 Total intergovernmental 435,275 439638 Charges for services Zoning fees 15,000 16,300 Map sales 400 207 Certification, copying, record search 2,000 1,906 Fire plan reviews 2,500 3,293 Building inspection 6,000 24,925 Fire rescue services 155,135 155,135 Fire inspection/plan 12,500 9,095 Municipal police academy fees 2, 600 746 Extra duty -contracted services 3,500 30.241 Total charges for services 199.635 241, 848 Fines and forfeits Court fines 38,000 41,205 Parking tickets X000 900 Total fines and forfeits 39.000 42.105 67 Variance - Favorable (iJnfavorable) $ (1,865) 16 14 1,312 (533) 3,995 1,424 4,363 1,300 (193) (94) 793 18,925 (3,405) (1,854) 26.741 42.213 3,205 (100) 3.105 (Continued) . 1 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Revenues -Budget and Actual ' For the Fiscal Year Ended September 30, 1995 (Continued) - Variance - Favorable ' Budget Actual (iJnfavorable) Interest , Tax collector $ 4,000 $ 5,717 $ 1,717 Investments 50,000 73,332 23.332 ' Total interest 54,000 79,049 25.049 Impact fees , Law enforcement 4,034 4,034 Fire rescue 5,790 5,790 Parks and recreation 5,217 5,217 , Total impact fees 15,041 15.041 ' Miscellaneous Other 4.000 11,954 7.954 t Total miscellaneous 4,000 11,954 7,954 Intragovernmental services Administrative management -water fund 140,765 140,765 ' Total intragovernmental services 140.765 140,765 Total revenues 3 625 415 3 875 477 250 062 ' 1 68 , VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1995 Budg_et_ Actual General government Legislative Travel and per diem $ 12,500 $ 12,498 Other charges 465 356 Books, publications and dues 4,375 4,374 Total legislative 17, 340 17, 228 Executive Salaries 142,555 142,534 F.I.C.A. 10,935 10,931 Retirement 31,025 28,787 Life and health insurance 21,925 21,911 Worker's compensation insurance 800 800 Professional services 19,140 19,075 Contractual services 11,250 11,245 Deferred compensation plan 3,490 3,484 Travel and per diem 6,150 6,145 Office machines maintenance 875 854 Other charges 4,290 4,081 Office supplies 1, 250 1,109 Rentals and leases 1,525 1,512 Books, publications, dues 1,035 1,020 Total executive 256,245 253.488 69 Variance - Favorable (Unfavorable) $ 2 109 1 112 21 4 2,238 14 65 6 5 21 209 141 13 15 2,757 (Continued) VILLAG A FL RIDA E OF TEQUEST O General Fund Schedule of Departmental Expenditures -Budget and Actual 1 For the Fiscal Year Ended September 30, 1995 (Continued) Variance - Favorable Budget Actual (LTnfavorablel t General government (continued) 1 Financial and administrative ' Salaries $ 111,075 $ 111,075 $ F.I.C.A. 8,390 8,385 5 Retirement 20,745 19,248 1,497 , Life and health insurance 14,240 14,236 4 Worker's compensation insurance 685 675 10 Professional services 1,335 779 556 Accounting and auditing 20,500 20,500 Travel and per diem 1,100 1, 082 18 Other charges 1,400 934 466 ' Office supplies 6,400 6,398 2 Books, publications, dues 450 353 97 Office machines maintenance 4,600 4.510 90 Total financial and administrative 190,920 188,175 2}745 ' Legal counsel Legal services 109,100 109,060 40 ' Total legal counsel _ 109,100 109.060 40 Planning and zoning Professional services 40,400 40,399 1 Other charges 9,720 9.713 7 Total planning and zoning 50.120 50,112 8 (Continued) 70 , VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1995 (Continued) General government (continued) Other general government Life and health insurance Compensated absences Other personal services Professional services Contractual services Travel and per diem Communication services Transportation/postage Utility services Fire hydrant rental fees Rentals and leases Insurance/claims and judgments Village Hall maintenance Printing and binding Promotional activities Other charges Office supplies Books, publications, dues Total other general government Total general government Variance - Favorable Budget Actual ~LTnfavorable) $ 8,385 $ 8,385 $ 4,070 4,070 16,840 16,773 67 4,580 4,541 39 20, 375 20, 374 1 275 275 5,000 4,989 11- 9,285 9,284 1 7,255 7,253 2 13,900 13,900 8,125 3,923 4,202 23,190 23,189 1 7,650 7,635 15 400 371 29 15,010 13,817 1,193 9,615 9,606 9 5,675 5,664 11 2.225 2,222 3 161.855 152,201 9.654 785,580 770,264 15,316 (Continued) 71 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1995 (Continued) Public safety Police department Salaries Overtime F.I.C.A. Retirement Life and health insurance Worker's compensation insurance Travel and per diem Communication. services Rentals and leases Insurance Repairs and maintenance Printing and binding Other charges Personnel training Office supplies Operating supplies Books, publications, dues Budget Actual $ 731,275 $ 730,332 36,435 36,215 70,095 69,106 196,950 184,144 108,925 108,642 50,025 49,560 3,175 2,700 6,485 6,400 150 106 24,000 23,935 25,445 24,721 1,150 982 31,600 30,494 8,845 8,424 2,745 2,628 35,750 34,823 1.670 1, 320 Total police department 1,334,720 1,314,532 72 Variance - ' Favorable (Unfavorable ' $ 943 220 989 ' 12,806 283 465 ' 475 85 44 65 724 168 1,106 421 , 117 927 350 ' 20,188 (Continued) 1 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1995 (Continued) Variance - Favorable Budget Actual ~LTnfavorable) Public safety (continued) Protective inspections Salaries F.I.C.A. Retirement Life and health insurance Worker's compensation insurance Contractor services Code enforcement Travel and per diem Communication services Insurance Repairs and maintenance Printing and binding Other charges Uniforms and equipment Office supplies Operating supplies Books, publications, dues Total protective inspections Emergency and disaster relief Civil preparedness Disaster relief Total emergency and disaster relief $ 104,050 $ 103,974 $ 76 8,265 8,102 163 20,025 18,837 1,188 12,960 12,838 122 3,000 3,000 8,650 7,954 696 8,725 8,669 56 3,400 3,335 65 2,000 1,878 122 870 831 39 890 757 133 200 95 105 1,200 854 346 250 250 1,500 1,436 64 1,525 1,095 430 600 426 174 178,110 174,331 3,779 250 250 3,000 2.500 500 3,250 2 5 750 (Continued) 73 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1995 (Continued) Budget Actual Fire and rescue services Salaries $ 533,135 $ 532,865 F.I. C. A. 40,470 40, 262 Retirement 76,250 76,161 Life and health insurance 130,130 128,732 EMS contractual services 43,425 43,421 Volunteer fire and rescue 12,975 12,959 Travel and per diem 3,025 2,972 Communication services 3,725 3,708 Utility services 1, 780 1, 775 Repairs and maintenance 22,095 21,923 Insurance 18,350 18,282 Printing 515 515 Other charges 14,285 14,267 Office supplies 1,035 985 Operating supplies 35,885 35,723 Books, publications, dues 3.995 3,937 Total fire and rescue services 941.075 938,487 Total public safety 2}457,155 2.429,850 Physical environment Garbage disposal Uniforms and miscellaneous supplies 4,200 4,179 Total physical environment 4,200 4,179 74 Variance - ' Favorable (iJnfavorable) ^ $ 270 208 89 1,398 4 16 53 17 ' 5 172 68 18 , 50 162 58 ' 2,588 27,305 , 1 21 ' 21 1 (Continued) 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1995 (Continued) Variance - Favorable Budget Actual ,(Unfavorable) Transportation Road and street facilities Salaries F.LC.A. Retirement Life and health insurance Worker's compensation insurance Engineering services Other contractual services Travel and per diem Communication services Rentals and leases Utility services Insurance Repairs and maintenance Other charges Operating supplies Road materials and supplies Books, publications, dues Total transportation $ 142,000 $ 141,951 $ 49 10,550 10,504 46 26,525 24,610 1,915 28,125 28,102 23 8,650 8,647 3 70,500 70,427 73 53,400 48,588 4,812 2,650 2,613 37 900 878 22 1,100 1,059 41 49,925 49,827 98 9,850 9,828 22 52,100 50,966 1,134 1,000 964 36 5,800 4,950 850 4,050 4,024 26 300 270 30 467,425 458,208 9,217 (Continued) 75 ' VILLAGE OF TE UESTA FLORID Q , A General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1995 (Continued) ' Variance - Favorable Budget Actual ~iJnfavorable) , Human services ' Health -mosquito control ' Salaries $ 300 $ $ 300 Other charges Operating supplies 100 550 37 63 550 ' Personnel training 500 435 65 Total human services 1,450 472 978 , Culture/Recreation , Parks and recreation Salaries 63,490 63,271 219 F.LC.A. 4,560 4,480 80 Retirement 10,900 10,053 847 Life and health insurance 4,040 3,953 87 Worker's compensation insurance 3,040 3,000 40 Travel and per diem 1,500 1,478 22 Communication services 350 310 40 Utility services 11, 325 11, 311 14 Insurance 170 170 ' Repairs and maintenance 43,055 42,986 69 Other charges 300 300 Office supplies 100 82 18 r (Continued) 1 76 , VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1995 (Continued) Variance - Favorable Budget Actual (Unfavorable) Culture/Recreation (Continued) Parks and recreation (continued) Operating supplies $ 1, 750 $ 1, 679 $ 71 Books, publications, dues 150 105 45 Aid to community organizations 2,795 2,795 Aid to government organizations 11,500 11,500 Total culture/recreation 159,025 154,508 4.517 Capital Outlay General government -executive 12,955 12,879 76 General government -other 1,390 24,160 (22,770) Police 54,920 54,452 468 Protective inspections 2,000 1,257 743 Fire rescue 44,225 59,438 (15,213) Transportation 73,180 50,537 22,643 Parks and recreation 41,080 6,080 35,000 229,750 208.803 20,947 Debt Service Principal retirement 32,215 35,354 (3,139) Interest 24.445 25,481 (1,036) Total debt service 56.660 60, 835 4 175 Total expenditures 4 161 245 4 087 119 74 126 77 fl THIS PAGE INTENTIONALLY LEFT BLANK 1 ' VILLAGE OF TE UESTA FLORID Q , A Special Revenue Fund Schedule of Revenues -Budget and Actual ' For the Fiscal Year Ended September 30, 1995 ' Variance Budge t Actual Favorable (iJnfavorable) , , Taxes 1 Franchise fees $279,885 $278,893 $ (992) Utility taxes 15.200 13,800 X1,400) , Total taxes 295.085 292,693 (2,392) Licenses and permits ' Professional and occupational licenses 90,620 80.075 1( 0,545 ' Total licenses and permits 90,620 80,075 1( 0,545) 372 768 12 93 ' Total revenues 385 705 1 . 78 ' VILLAGE OF TEQUESTA, FLORIDA Capital Projects Funds - Combining Balance Sheet September 30, 1995 Capital Bond Improvement Construction Fund Fund Total Assets Cash and cash equivalents $ 92,400 $ $ 92,400 Investments 358,649 444,240 802,889 Due from other funds 30,468 30,468 Total assets 481 517 444 240 925 757 Liabilities, equity and other credits Accounts payable $ 13,490 $ $ 13,490 Due to other funds 361,110 361,110 Contracts payable 37,924 37,924 Total liabilities 412,524 412.524 Equity and other credits Reserved for: Capital improvements 444,240 444,240 Encumbrances 90,548 90,548 Unreserved Undesignated 2( 1, 555) 2. l 1, 555 Total equity and other credits 68,993 444.240 513.233 Total liabilities, equity and other credits 481 517 444 240 925 757 79 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Combining Statement of Revenues, Expenditures and Changes in Fund Balance For the Fiscal Year Ended September 30, 1995 Revenues Intergovernmental grant Interest Miscellaneous Total revenues Expenditures Capital outlay Total expenditures Excess of revenues over (under) expenditures Other financing sources (uses) Transfers in Total other financing sources Excess of revenues and other financing sources over (under) expenditures and other financing uses Fund balances at beginning of year Fund balances at end of year Capital Bond Improvement Construction Fund Fund Total $ 459,063 $ $ 459,063 15,048 34,856 49,904 11, 324 11 324 485,435 34,856 520,291 811,214 389,163 1,200,377 8111214 389,163 1,200,377 32S 5,779) 35( 4,307) (680,086) 138,800 138,800 138,800 138,800 (186,979) (354,307) (541,286) 255,972 798,547 1,054,519 68 993 444 240 513 233 80 VILLAGE OF TEQUESTA Capital Projects Fund Combining Statement of Revenues, Expenditures and Changes in Fund Balance -Budget and Actual For the Fiscal Year Ended September 30, 1995 Revenues Intergovernmental grant Interest Miscellaneous Total revenues Expenditures Capital outlay Interest Total expenditures Excess of revenues over (under) expenditures Other financing sources (uses) Transfers in Total other financing sources Excess of revenues and other financing sources over (under) expenditures and other financing uses Fund balances at beginning of year Fund balances at end of year Ca pital Improvement Fund Budget Actual Variance ' $ 506,000 $ 459,063 $ (46,937) ' 2,500 15,048 12,548 11, 324 11, 324 ' 519.824 485,435 (34,389) 1,180,639 811,214 369,425 21,610 21,610 ' 1,202,249 811,214 391,035 (682.425) 321 5,779) 356,646 138.800 138, 800 800 138 800 138. . 543 625 (186,979) 356 646 , 255.972 68 993 ' 81 , 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Bond Construction Fund Budget Actual Variance $ $ $ 10,000 34,856 24,856 10,000 34,856 24.856 807,625 389,163 418,462 807.625 389,163 418 4 2 (797, 625,) 35( 4, 307) 443.318 Totals Budget Actual Variance $ 506,000 $ 459,063 $ (46,937) 12,500 49,904 37,404 11,324 11.324 529,824 520.291 (9,533) 1,988,264 1,200,377 787,887 21 X610 21,610 2,009,874 1,200.377 Og 9,497 (1,480,050) 6~ 80,086) 799,964 138,800 138.800 138,800 138.800 797 625 (354,307) 443 318 $(1,341,250) (541,286) 799 964 798.547 1,054,519 444 240 513 233 82 ' PROPRIETARY FUND (ENTERPRISE FUND) VILLAGE OF TEQUESTA, FLORIDA ' Enter nse Fund Schedule of Operating Expenses -Budget and Actual For the Fiscal Year Ended September 30, 1995 ' Budget Actual (Unfavorable) Purchased services Purchased water $ 667,950 $ 667,950 $ Refuse and recycling service 261,665 254,486 7.179 Total purchased services 929,615 922,436 7,179 Personal services Salaries 384,885 398,646 (13,761) Overtime 16,295 11,337 4,958 , F.I.C.A. 29,885 29,582 303 Retirement 74,450 68,981 5,469 Life and health insurance 77,300 77,110 190 Worker's compensation insurance 19,795 18,992 803 Employee recognition program 750 748 2 Employee assistance programs 1,000 482 518 Total personal services 604,360 605,878 (1,518) , Contractual services Insurance 39,945 39,194 751 Personnel services 1,000 765 235 1 Communication services 6,500 6,223 277 Rentals and leases 4,330 4,299 31 Computer program services L l 4,405 80 625 2,600 601 80 1,805 24 ' ega , , Engineering 50,000 49, 860 140 Accounting and auditing 29,500 29,441 59 Other charges 12,000 11,463 537 Licenses and fees 8,125 8,106 19 ' Administrative management 140,765 140,765 Personnel training and travel 6,300 5.959 341 l l i 383 495 276 379 4 219 Tota contractua serv ces , , , Supplies Office supplies 8,200 7,952 248 Chemicals 39,500 39,241 259 Other operating supplies 14,850 23,827 (8,977) . Books, publications and dues 1,200 1,100 100 Total supplies 63,750 72,120 (8,370) Heat, light and power 99,300 98,973 327 ' Repairs and maintenance 184,900 201,707 1~ 6,807) Depreciation 388,636 38~ 8.636) Total operating expenses 2 265 420 2 669 026 403 606 83 Variance - , Favorable VILLAGE OF TEQUESTA, FLORIDA Enterprise Fund Comparative Summary of Operations For the Fiscal Years Ended September 30, 1995 and 1994 1995 1994 Operating revenues Water system $2,738,893 $2,511,918 Refuse and recycling 244,550 252,617 Charges for services 2,983,443 2,764.535 Operating expenses Purchased services 922,436 915,126 Personal services 605,878 546,734 Contractual services 379,276 268,973 Supplies 72,120 45,957 Heat, light and power 98,973 95,717 Repairs and maintenance 201,707 128,711 Depreciation 388,636 355,803 Total operating expenses 2,669.026 2,357,021 Operating income 314,417 407,514 Nonoperating revenues (expenses) Interest income 209,367 178,189 Interest expense and fiscal charges (20,380) (66,578) Loss on disposal of equipment (4,724) Community aid donation (10,000) X10,000) Total nonoperating revenues 174,263 101,611 Income before operating transfer 488,680 509,125 Operating transfers (out) (165,000) X316,351) Net income 323 680 192 774 84 , VILLAGE OF TEQUESTA, FLORIDA Enterprise Fund Schedule of Restricted Accounts Under Revenue Bond Ordinance For the Fiscal Year Ended September 30, 1995 ' Sinking Account ' Balance, October 1, 1994 Cash and investments $ 11,093 Unamortized discount on investments Total 11, 093 t Increases , Transfers from restricted accounts Transfers from unrestricted accounts Investment earnings 323,045 925 Total 323,970 ' Decreases Transfers to restricted accounts ' Capital outlay Payments for debt service 333.280 ' Total 333,280 B l S b 30 1995 a ance, eptem er , Cash and investments ' Unamortized discount on investments 1,783 Total 1 783 ' 1 85 ' Bond Renewal and Amortization Reserve Replacement Account Account Account $1,398,370 $295,946 $16,285 (45, 942) 1.352,428 295,946 16,285 38,630 540,908 100,722 18.915 139,352 18 15 540 90 42,725 42,725 1,534,157 514,468 (42, 377) 1 491 780 314 861 514 468 86 VILLAGE OF TEQUESTA, FLORIDA Amortization Schedule $1,525,000 Water Refunding Revenue Bonds -Series 1985 September 30, 1995 The debt was incurred on January 1, 1985, through the issuance of $1,525,000 water refunding revenue bonds. The proceeds were used to refund a portion of the outstanding Series 1978 water refunding revenue bonds. "The bonds are secured by the net revenues of the Water Fund. On September 30, 1995, the outstanding bonds totaled $270,000; the payment schedule follows: Due Date Principal Interest Total 1996 April 1 $150,000 $ 12,015 $162,015 1996 October 1 120,000 5.340 125.340 Totals 270 000 17 355 287 355 87 VILLAGE OF TEQUESTA, FLORIDA Combining Balance Sheet -Fiduciary Fund Types September 30, 1995 Expendable Pension Trust Trust Agency Fund Fund Fund Totals Assets Cash and cash equivalents $ 2,736 $ 1,850 $ $ 4,586 Investments 222,632 326,427 549,059 Total assets 2 736 224 482 326 427 553 645 Liabilities and Fund Balances Liabilities Deferred compensation. payable ~ ~_ 326 427 326 427 Total liabilities 326.427 326.427 Fund Balances Reserved for: Law enforcement 2,736 2,736 Employees' retirement plan 224,482 224 482 Total fund balances 2,736 224.482 227s218 Total liabilities and fund balances 2 736 224 482 326 427 553 645 88 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Statement of Changes in Assets and Liabilities - Agency Fund For the Fiscal Year Ended September 30, 1995 Deferred Balance Balance Compensation October 1, September 30, Fund 1994 Additions Deductions 1995 Assets Investments 237 364 91 436 2 373 326 427 Liabilities Deferred compensation payable 237 364 91 436 2 373 326 427 89 VILLAGE OF TEQUESTA, FLORIDA Schedule of General Fixed Assets by Source September 30, 1995 General fixed assets Land $ 397,653 Buildings 294,333 Improvements other than buildings 258,778 Construction in progress 1, 612, 632 Equipment 561, 809 Total general fixed assets 3 125 205 Investment in general fixed assets General Fund revenue $3,125,205 Total investment in general fixed assets 3 125 205 90 General government Public safety Transportation Human services Culture/recreation Total general fixed assets Allocated to functions Prior year data which cannot be allocated Total general fixed assets VILLAGE OF TEQUESTA, FLORIDA Schedule of General Fixed Assets By Function September 30, 1995 Buildings Construction and in Total Land Improvements ui ment Pro reg ss $1,298,465 $347,925 $256,574 $ 132,157 $561,809 1,345,110 90,511 1,254,599 171,001 7,713 163,288 6,020 6,020 189,965 49,728 83,669 56,568 3,010,561 397,653 438,467 1,612,632 561,809 114,644 114,644 3 125 205 397 653 553 111 1 612 632 561 809 91 General government Public safety Transportation Human services Culture/recreation Prior to allocation by function VILLAGE OF TEQUESTA, FLORIDA Schedule of Changes in General Fixed Assets By Function For the Year Ended September 30, 1995 General Fixed Assets October 1, 1994 Additions Deletions $ 564,435 $763,030 $27,321 1,251,227 106,619 14,415 143,460 28,225 684 6,020 183.885 6.080 2,149,027 903,954 42,420 114,644 2 263 671 903 954 92 General Inter- Fixed Assets Departmental September 30, Transfers 1995 $(1,679) $1,298,465 1,679 1,345,110 171,001 6,020 189,965 3,010,561 42 420 ~ 114,644 3 125 205 THIS PAGE INTENTIONALLY LEFT BLANK OTHER SUPPLEMENTAL INFORMATION VILLAGE OF TEQUESTA, FLORIDA ' Required Supplemental Information Firefighters' Retirement System , Following is an analysis of funding progress for the Firefighters' Retirement System (FRS) of the ' Village of Tequesta, Florida. Analysis of the dollar amounts of net assets available for benefits, pension benefit obligation, and ' assets in excess of pension benefit obligation in isolation can be misleading. Expressing the net assets available for benefits as a percentage of the pension benefit obligation provides one indication of the system's funding status on agoing-concern basis. Analysis of this percentage ' over time indicates whether the system is becoming financially stronger or weaker. Generally, the greater this percentage, the stronger the retirement system. Trends in assets in excess of pension benefit obligation and annual covered payroll are both affected by inflation. Expressing the assets , in excess of pension benefit obligation as a percentage of annual covered payroll approximately adjusts for the effects of inflation and aids analysis of the system's progress made in accumulating sufficient assets to pay benefits when due. Generally, the larger this percentage, the stronger the ' retirement system. Also provided for the FRS is a listing of revenues by source and expenses by type for the ten ' years (where information is available). 93 ' 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Firefighters' Retirement System Analysis of Funding Progress (6) Assets in Excess of Pension (1) (2) (3) (4) (5) Benefit Obligation Net Assets in as a Assets(a) Excess of Percentage Available Pension Percentages Pension Annual of Covered Fiscal for Benefit Funded Benefit Covered Payroll Year Benefits Obli ag tion 1LZLL Obligation Payroll (4)/(5) ro) 1993 $ 9,543 $ 8,236 115.9 $ 1,307 $ 52,129 2.5 % 1994 87,266 66,791 130.66 20,475 398,905 5.13 % 1995 224,482 (c) (c) (c) 528,895 (c) (a) At market (b) Since the Pension Trust Fund did not begin until July 1, 1993, information on the pension benefit obligation is not available for fiscal years before 1993. (c) October 1, 1994 is the latest available actuarial report. 94 VILLAGE OF TEQUESTA, FLORIDA , Firefighters' Retirement System Revenues by Source and Expenses by Type ' 1 Revenues by Source Employer ' Contributions as a Employee Employer State Percentage ' Contri- Contri- Contri- Transfers of Covered Fiscal Year butions butions butions Earnings In Total Payroll ' 1993 $ 426 $ 9,117 $ $ $ $ 9,543 17.5% 1994 19,805 46,950 8,801 7,565 83,121 11.8 1995 26,445 76,161 14,959 29,810 147,375 14.4 , ' T Expenses by ype Administrative Fiscal Year Benefits Expenses Refunds Total , 1993 $ $ $ $ 1994 4,918 480 5,398 ' 1995 2,997 7,162 10,159 Contributions were made in accordance with actuarially determined contribution requirements. t r 95 , 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Schedule of Insurance September 30, 1995 Employees Statutory Life Group Life Insurance Group Hospitalization Comprehensive Automobile Liability Public Employees Blanket Bond Public Official Bond Workmen's Compensation Multi-peril Umbrella Liability Public Official's Liability Police Professional Liability EMT Professional Liability Boiler and Machinery Liability Unlawful and Intentional Death (Police Department Personnel, death resulting from an intentional and illegal act) Policy Number ETB 102089 3-2215 24883 BA0014609-08 30157954-1 30158137 GRIT00459 CPP0117219-08 X00068591-03 POL443-86-40 95-010-88 EMS000126 BMI-AT9442007-03 ETB-102089 96 Coverage $20,000 1.5 times annual salary Various $1,000,000 $100,000 $100,000 $500,000 $1,000,000 $1,000,000 $1,000,000 $1,300,000 $1,000,000 $2,000,000 $75,000 1 THIS PAGE INTENTIONALLY LEFT BLANK 1 LI 1 THIS PAGE INTENTIONALLY LEFT BLANK 1 VILLAGE OF TEQUESTA, FLORIDA General Revenues by Source (Unaudited) (1) Last Ten Fiscal Years Licenses Fiscal Year Ended and September 30 Taxes Permits 1986 $1,729,412 $104,014 1987 1,881,171 123,303 1988 2,143,933 170,834 1989 2,199,925 219,862 1990 2,485,814 190,743 1991 2,545,957 153,314 1992 2,645,035 222,465 1993 2,666,148 188,477 1994 2,833,720 198,000 1995 2,985,573 292,272 (1) Includes General, Special Revenue; Debt Service, Capital Projects, and Expendable Trust Funds. (2) Includes intragovernmental services and interest income. Source: Village of Tequesta financial records. 97 1 1 1 Charges for Fines and Intergovernmental Services Forefeits Miscellaneous(2) Total $385,952 $ 11,869 $42,929 $151,640 $2,425,816 421,385 8,880 51,126 123,140 2,609,005 568,091 19,562 53,034 166,547 3,122,001 701,112 32,941 51,555 338,392 3,543,787 872,494 14,146 37,903 304,227 3,905,327 513,839 17,442 38,035 241,371 3,509,958 528,276 27,174 31,647 215,887 3,670,484 531,696 21,304 46,037 202,040 3,655,702 423,606 189,691 48,885 223,494 3,917,396 898,701 241,848 43,555 308,037 4,769,986 98 . VILLAGE OF TEQUESTA, FLORIDA ' General Government Expenditures by Function (Unaudited) (1) Last Ten Fiscal Years Fiscal Year Ended General Public Sep tember 30 Government Safe (2) Transportation 1986 $373,195 $1,234,668 $ 200,309 1987 401,854 1,328,602 306,292 1988 509,134 1,435,360 462,873 1989 603,396 1,387,841 900,405 1990 671,631 1,725,165 1,206,458 1991 616,142 1,938,477 557,001 1992 743,343 2,056,825 651,665 1993 939,549 2,552,513 592,751 1994 678,217 2,662,075 546 227 1995 828 386 2 859,763 534 586 ' , , , , ' (1) i Pr ' Ex endable Trust Funds. Includes General, Special Revenue, Debt Service, Cap tal o~ect and p (2) Includes Fire/Emergency Contract with Palm Beach County beginning year 198 5 through year 1993 Tequesta began its own department beginning in year 1994. (3) Refuse/Recycling Service reported in Enterprise Fund beginning year 1991. S Vill f T i l d f ' ource: inanc recor s. age o equesta a 1 99 1 1 Culture Physical Human and Debt Environment(3) Services Recreation Service Total $240,507 $5,768 $120,204 $ 87,896 $2,262,547 278,752 2,907 111,146 91,215 2,520,768 308,215 502 111,466 89,350 2,916,900 337,268 1,067 103,019 86,905 3,419,901 437,236 930 110,989 90,082 4,242,491 5,550 2,879 158,740 87,707 3,366,496 5,224 4,143 127,550 91,009 3,679,759 4,594 591 160,210 88,565 4,338,773 624 123,332 304,476 4,628,487 4,179 472 1,262,093 201,415 5,429,306 100 1 1 1 1 1 1 1 1 1 1 t t VILLAGE OF TEQUESTA, FLORIDA Property Tax Levies and Collections (Unaudited) (1) Last Ten Fiscal Years Fiscal Year Total Current Tax Percent Outstanding Delinquent Ended Tax Levy Collections of Levy Delinquent Taxes to September 30 _(1) _(~ Collected Taxes Tax Levv 1986 $1,129,458 $1,128,128 99.9% $ 1,330 .1 1987 1,255,399 1,252,073 99.7 3,326 .3 1988 1,501,241 1,496,727 99.7 4,514 .3 1989 1,527,891 1,522,364 99.6 5,527 .4 1990 1,821,025 1,813,915 99.6 7,110 .4 1991 1,864,093 1,850,505 99.3 13,588. .7 1992 1,969,500 1,960,892 99.6 8,608 .4 1993 1,973,375 1,958,191 99.2 15,184 .8 1994 1,968,572 1,950,778 99.1 17,794 .9 1995 2,048,066 2,028,987 99.1 19,079 .9 (1) Includes discounts taken by property taxpayers. Source: Palm Beach County Tax Collector's office. 101 VILLAGE OF TEQUESTA, FLORIDA Taxable Value and Just Value of Taxable Property (Unaudited) Last Ten Fiscal Years Real Prop erty Taxable September 30 Value Just Value 1986 $233,658,151 $297,370,052 1987 257,766,850 324,296,888 1988 262,373,925 329,524,860 1989 290,375,566 366,488,883 1990 337,942,463 414,814,947 1991 346,506,060 424,334,994 1992 341,068,104 418,897,038 1993 329,131,590 406,420,054 1994 326,699,785 406,281,260 1995 328,167,741 409,679,164 Source: Palm Beach County Property Appraiser's office. 102 Personal Property Total Ratio Taxable Just Taxable Just Taxable Value Value Value Value Value To Just Value $10,812,334 $11,562,008 $244,470,485 $308,932,060 79 % 11,547,658 12,241,396 269,314,508 336,538,284 80% 12,052,258 12,977,252 274,426,183 342,502,.112 80 % 14,685,689 15,755,728 305,061,255.. 382,244,611 80 16,463,806 21,797,356 354,406,269 436,612,303 81% 15,726,846 20,588,283 362,232,906 444,923,277 81% 15,846,444 20,706,881 356,914,548 439,603,919 81% 15,683,045 16,779,738 344,814,635 423,199,792 81% 16,461,659 17,709,182 343,161,444 423,990,442 81% 16,070,906 18,042,404 344,238,467 427,721,568 80% 103 VILLAGE OF TEQUESTA, FLORIDA Property Tax Rates - All Direct and Overlapping Governments (Unaudited) (Per $1,000 of Assessed Value) Last Ten Fiscal Years South Florida County Water General School County Management September 30 Fund County Board Library District 1986 5.0867 4.5271 7.2280 .3428 .4390 1987 5.3126 4.6190 7.5950 .3951 .5130 1988 5.7510 4.7862 8.1580 .9075 .4970 1989 5.7510 5.0562 8.4620 .9137 .5470 1990 6.1828 4.8904 9.1990 .3910 .5470 1991 5.4085 4.8314 9.2930 .3790 .5470 1992 5.7515 4.6440 9.7850 .3939 .5470 1993 5.9000 4.6221 9.6030 .3885 .5470 1994 5.9140 4.5499 10.0630 .3915 .5970 1995 6.1280 4.5193 10.1850 .4437 .5970 (1) Included in Village General Fund millage rate. At October 1, 1983, the Jupiter Fire Control District No. 1 became a part of Palm Beach County through consolidation. The County provided fire rescue service to the Village at an annual contract rate until Tequesta began its own Fire Rescue Service at October 1, 1993. Source: Palm Beach County Property Appraiser's office. 104 t r ~~ r Florida Jupiter Naviga- Jupiter Fire tional Children's County Inlet District Inland Services Health Care District No. 1 District Council District Total .2290 (1) 17.8526 .2115 (1) 18.6462 .1979 (1) .0670 .0923 20.4569 .1920 (1) .0395 .1537 21.1151 .1772 (1) .0370 .1929 1.2500 22.8673 .1434 (1) .0550 .2238 1.2500 22.1311 .1325 .1257 (1) (1) .0530 .0520 .2215 .3039 1.4750 1.4750 23.0034 23.0172 .1257 .0510 .3297 1.4750 23.4968 ' .1257 .0490 .3522 1.4500 23.8499 1 105 VILLAGE OF TEQUESTA, FLORIDA Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt Per Capita (Unaudited) Last Ten Fiscal Years Fiscal Year Ended Taxable September 30 Population* Value 1986 4,077 $244,470,485 1987 4,141 269,314,508 1988 4,448 274,426,183 1989 4,479 305,061,255 1990 4,499 354,406,269 1991 4,508 362,567,496 1992 4,533 356,914,548 1993 4,551 344,814,635 1994 4,609 343,161,444 1995 4,623 344,238,467 * Source: Palm Beach County Planning Board, University of Florida Estimates, Federal Census, and Village Building Department Records. 106 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Debt Ratio of Net Gross Service Net Bonded Debt Net Bonded Bonded Monies Bonded to Assessed Debt Debt Available Debt Value Per Capita $ 785,000 $110,937 $ 674,063 .27 % 165.33 % 760,000 118,377 641,623 .23 154.94 735,000 111,920 623,080 .22 140.08 710,000 121,839 588,161 .19 131.32 680,000 127,917 552,083 .16 122.71 650,000 128,978 521,022 .14 115.58 615,000 123,720 491,280 .14 108.37 580,000 120,530 459,470 .13 100.96 1,365,000 98,453 1,266,547 .36 274.80 1,310,000 85,751 1,224,249 .35 264.82 107 VILLAGE OF TEQUESTA, FLORIDA Computation of Legal Debt Margin September 30, 1995 Total assessed value Legal debt margin: Debt limitation - 10% of total assessed value Total debt outstanding Less: amount available in debt service fund Total debt applicable to limitation Legal debt margin $1,310,000 85,751 108 344,238,467 $ 34,423,846 1,224,249 33,199,597 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Computation of Direct and Overlapping Debt (Unaudited) September 30, 1995 Taxing AuthoritX Village of Tequesta Palm Beach County Palm Beach County School Board Total Source: Above Government Entities Percentage Amount Applicable Applicable Net Debt to to Outstandine Tequesta Tequesta $ 1,224,249 100.00% $1,224,249 498,180,000 .78 3,885,804 284,050,000 .78 2,215,590 783.454,249 7 25 643 109 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Expenditures (Unaudited) Last Ten Fiscal Years Ratio of Debt Total Service to Fiscal Year Total General Total Ended Debt Expenditures General September 30 PrinciFal Interest Service (1) Expenditures 1986 $ 20,000 $67,896 $ 87,896 $2,174,651 4.0 1987 25,000 65,855 90,855 2,520,768 3.6 1988 25,000 64,350 89,350 2,916,900 3.1 1989 25,000 61,905 86,905 3,419,901 2.5 1990 30,000 60,082 90,082 4,242,491 2.1 1991 30,000 57,707 87,707 3,366,496 2.6 1992 35,000 56,009 91,009 3,679,759 2.5 1993 35,000 53,565 88,565 4,338,773 2.0 1994 221,383 83,093 304,476 4,628,487 6.6 1995 90,354 111,061 201,415 5,429,306 3.7 (1) Includes General, Special Revenue, Debt Service, Capital Projects and Expendable Trust Funds. 110 VILLAGE OF TEQUESTA, FLORIDA Revenue Bond Coverage Water Bonds (Unaudited) Last Ten Fiscal Years Fiscal Year Ended Gross September 30 Revenues Net Revenue Operating Available for ' Expenses Debt Service 1986 $1,620, 609 $1,310,250 $310,359 1987 1,760,534 1,434,538 325,996 1988 1,834,930 1,437,407 397,523 1989 2,142,260 1,555,291 586,969 1990 2,207,447 1,604,403 603,044 1991 2,240,220 1,629,337 610,883 1992 2,349,546 1,832,374 517,172 1993 2,566,614 2,051,891 514,723 1994 2,690,107 2,110,928 579,179 1995 2,948,260 2,414,540 533,720 (1) Represents net debt service costs per a securities contract requiring the Village to purchase an aggregate of $980,000 par amount of U.S. Treasury Bonds due February 15, 2007, bearing interest at 7-5/8%, at an aggregate purchase price of $928,324. The purchase price of the Treasury Bonds is added to the gross debt service and the income from the Treasury Bonds is subtracted from gross debt service to compute Bond Service Requirements. 111 1 n 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Debt Service Re quirements Debt Amortization Service Principal Interest Account (1) Total Coveraee $ 65,000 $134,421 $ 58,857 $258,278 1.20 70,000 132,919 54,427 257,346 1.27 75,000 112,036 73,210 260,246 1.53 80,000 106,705 66,911 253,616 2.31 85,000 100,855 71,301 257,156 2.35 90,000 107,566 58,455 256,021 2.39 100,000 102,415 55,842 258,257 2.00 110,000 78,737 65,254 253,991 2.03 265,000 66,405 (15,653) 315,752 1.83 290,000 43,280 (97,158) 236,123 2.26 112 VILLAGE OF TEQUESTA, FLORIDA , Property Value, Construction and Bank Deposits (Unaudited) Last Ten Fiscal Years , Commercial Residential Construction (1) Construction (1) Propertx Value (3) , Number Number Fiscal of of Real Personal Year Units Value nits Value Deposits (2) Property Property ' 1986 2 $ 828,435 5 $ 484,135 $272,519,953 $233,658,151 $10,812,234 1987 1 116,250 27 2,717,154 269,494,041 257,766,850 11,547,658 , 1988 6 6,803,410 24 3,358,458 294,073,604 329,524,860 12,052,258 1989 6 1,615,526 18 2,694,552 289,305,649 366,488,883 15,755,728 1990 1 197,126 20 3,206,343 313,199,861 414,814,947 21,797,356 ' 1991 1 1,882,888 4 962,089 257,956,427 424,334,994 20,588,283 1992 1993 0 1 0 101,700 11 8 2,395,128 2,083,944 308,119,520 278,165,130 418,897,038 406,420,054 20,706,881 16,779,738 ' 1994 0 0 25 3,134,633 293,551,944 406,281,260 17,709,182 1995 0 0 10 1,658,043 326,394,550 409,679,164 18,042,404 ' Source: (1) Village of Tequesta Building Department. ' (2) Tequesta Commercial Banks and Savings and Loan Associations. (3) Palm Beach County Property Appraiser's office. 113 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Principal Taxpayers (Unaudited) September 30, 1995 Taxpayers County Line Plaza (TAMWEST) Tequesta Shoppes (Sterling Tequesta/Trails) Dorner Properties (Bank of Palm Beach & Trust Company) Tequesta Shoppes, Ltd. (c/o Capital Management Assoc., Inc. Barnett Bank (First National Bank of Jupiter/Tequesta) Tequesta Country Club Lighthouse Plaza (Garden Square Shoppes, Ltd.) Tequesta Fashion Mall (Edwin J. Nelson) SI-IW, Ltd. Tequesta Corporate Center Feibel Recreation Center, Inc. & Tequesta Corp. Center Partners Twe of Business (K-Mart) Shopping Center (Publix) Shopping Center Undeveloped Real Estate (Waterway Village) Lot A Banking Golf/Social Club Shopping Center Shopping Center Real Estate Professional Office Building Source: Palm Beach County Property Appraiser's Office 114 1995 Assessed Valuation $ 8,665,925 5,499,420 4,393,261 3,632,972 Percentage of Assessed Valuation 2.52 % 1.60 1.28 1.05 2,946,860 .85 2,592,166 .75 2,246,318 .65 1,995,074 .58 1,615,701 .47 1.100,000 $34,687,697 .32 10.07 VILLAGE OF TEQUESTA, FLORIDA ' Miscellaneous Statistics (iTnaudited) September 30, 1995 ' Date of Incorporation: 1957 , Forms of Government: Council-Manager, 3 Councilmembers elected even years, 2 Councilmembers elected odd years , Municipal Elections: Non-Partisan Area: Approximately 2 square miles ' Miles of Streets: Approximately 44 lane miles Fire Protection: Number of stations - 1 ' Number of certified firefighters - 17 Fire Rating - 4 ' Police Protection: Number of stations - 1 Number of certified officers - 17 Number of dispatchers - 4 ' Municipal Water Department: Number. of customers - 4,608 Average daily consumption - 2.78 million gallons , Miles of water mains -approximately 50 miles Sanitary Sewage: Service provided by Loxahatchee River Environmental Control District (ENCON) ' Storm Sewers: Adequate coverage ' Garbage Collection: Service franchised to Nichol's Sanitation Frequency of service is bi-weekly ' Electric Service. Florida Power & Light Company Telephone Service: Southern Bell Telephone & Telegraph Company Building Permits Issued: 841 ' Recreation and Culture: Number of parks - 4, approximately 52 acres Number of libraries - 1, branch of Palm Beach County System Number of volumes - 18,500-20,000 ' Municipal Employees: Full-time - 66 115 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Demographic Statistics (Unaudited) Last Ten Fiscal Years Education Level in Years of Fiscal Population Per Capita Median Formal Unemployment Year (1) Income (2) A e 2 Schooling (2~ Rate (3L 1986 4,077 $ 5.9 1987 4,141 7.7 1988 4,448 7.2 1989 4,479 8.4 1990 4,499 20,362 7.9 1991 4,508 9.7 1992 4,533 8.8 1993 4,551 9.2 1994 4,609 8.4 1995 4,623 7.0 Sources: (1) Palm Beach County Planning Boazd, University of Florida Estimates and Federal Census. (2) U.S. Department of Commerce, Bureau of the Census. Information only available for years provided. (3) Job Service of Florida. 116 THIS PAGE INTENTIONALLY LEFT BLANK 1 ~~ NOWLEN, HOLT & MINER, P.A. CERTIFIED PUBLIC ACCOUNTANTS EVERETT B. NOWLEN lieao-ieaal, CPA EDWARD T HOLT, CPA WEST PALM BEACH OFFICE WILLIAM B. MINER, CPA 215 FIFTH STREET, SUITE 200 ROBERT W. HENDRIX, JR., CPA POST OFFICE BOX 347 JANET R. BARICEVICH, CPA WEST PALM BEACH, FLORIDA 33402-0347 KATHLEEN A. MINER, CPA TELEPHONE (561) 659-3060 R. GREGORY SMITH, CPA FAX (561) 835-0628 ROBERT W. HELMREICH, CPA TERRY L. MORTON, JR., CPA N. RONALD BENNETT, CPA J. MICHAEL STEVENS, CPA MARK B. ELHILOW, CPA DANIELA' E. RUSSELL, CPA BELLE GLADE OFFICE 333 S. E. 2nd STREET ~ 1~7 7~, POST OFFICE BOX 338 INDEPENDENT AUDIT'OR'S REPORT ON INTEi~1V AL CONTl~~GLADE, FLORIDA 33430-0338 TELEPHONE (561) 996-5612 STRUCTURE BASED ON AN AUDIT OF GENERAL PURPOSE OR FAX (561) 996-6248 BASIC FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT A UDITING STANDARDS The Honorable Mayor and Village Council Village of Tequesta, Florida We have audited the general purpose financial statements of the Village of Tequesta, Florida, as of and for the year ended September 30, 1995 and have issued our report thereon dated December 20, 1995. We conducted our audit in accordance with generally accepted auditing standards and Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. The management of the Village of Tequesta, Florida is responsible for establishing and maintaining an internal control structure. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control structure policies and procedures. The objectives of an internal control structure are to provide management with reasonable, but not absolute, assurance that assets are safe- guarded against loss from unauthorized use or disposition, and that transactions are executed in accordance with management's authorization and recorded properly to permit the preparation of general purpose financial statements in accordance with generally accepted accounting principles. In planning and performing our audit of the general purpose financial statements of the Village of Tequesta, Florida for the year ended September 30, 1995, we obtained an understanding of the internal control structure. With respect to the internal control structure, we obtained an understanding of the design of relevant policies and procedures and whether they have been placed in operation, and we assessed control risk in order to determine our auditing procedures for the purpose of expressing our opinion on the general purpose financial statements and not to provide an opinion on the internal control structure. Accordingly, we do not express such an opinion. 117 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • ACCOUNTING FIRMS ASSOCIATED INC. We noted certain matters involving the internal control structure and its operation that we consider to be reportable conditions under standards established by the American Institute of Certified Public Accountants. Reportable conditions involve matters coming to our attention relating to significant deficiencies in the design or operation of the internal control structure that, in our judgment, could adversely affect the entity's ability to record, process, summarize, and report financial data consistent with the assertions of management in the general purpose financial statements. Se~gation of Duties There is inadequate separation of duties in some of the control cycles. The basic premise is that no one employee should have access to both physical assets and the related accounting records or to all phases of a transaction. A material weakness is a reportable condition in which the design or operation of one or more of the internal control structure elements does not reduce to a relatively low level the risk that errors or irregularities in amounts that would be material in relation to the general purpose financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. Our consideration of the internal control structure would not necessarily disclose all matters in the internal control structure that might be reportable conditions and, accordingly, would not necessarily disclose all reportable conditions that are also considered to be material weaknesses as defined above. However, we believe none of the reportable conditions described above is a material weakrness. Our recommendations regarding the above condition has been reported to the management of the Village of Tequesta, Florida and is contained in the accompanying Management Letter. This report is intended for the information of the audit committee, management, and Village Council. However, this report is a matter of public record and its distribution is not limited. December 20, 1995 ~rv.,0.~,,!l~G1 r /12~,~,. R,l. 118 1 1 u NOWLEN, HOLT & MINER, P.A. CERTIFIED PUBLIC ACCOUNTANTS EVERETT B. NOWLEN hsso-iseal, CPA EDWARD T HOLT, CPA WEST PALM BEACH OFFICE WILLIAM B. MINER, CPA 215 FIFTH STREET, SUITE 200 ROBERT W. HENDRIX, JR., CPA POST OFFICE BOX 347 JANET R. BARICEVICH, CPA WEST PALM BEACH, FLORIDA 33402-0347 KATHLEEN A. MINER, CPA TELEPHONE (561) 659-3060 R. GREGORY SMITH, CPA FAX (561) 835-0628 ROBERT W. HELMREICH, CPA TERRY L. MORTON, JR., CPA N. RONALD BENNETT. CPA J. MICHAEL STEVENS, CPA MARK B. ELHILOW, CPA DANIELA' E. RUSSELL, CPA BELLE GLADE OFFICE 333 S. E. 2nd STREET POST OFFICE BOX 338 INDEPENDENT AUDITOR'S REPORT ON COMPLIANCEBELLEgLADE, FLORIDA 33430-0338 TELEPHONE (561) 996-5612 BASED ON AN AUDIT OF FINANCIAL FAX (561) 996-6248 STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT A UDITING STANDARDS The Honorable Mayor and Village Council Village of Tequesta, Florida ' We have audited the general purpose financial statements of the Village of Tequesta, Florida as of and for the year ended September 30, 1995, and have issued our report thereon dated ' December 20, 1995. We conducted our audit in accordance with generally accepted auditing standards and ' Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements aze free of material misstatement. i~ Compliance with laws, regulations, contracts, and grants applicable to the Village of Tequesta, Florida is the responsibility of the Village's management. As part of obtaining reasonable assurance about whether the general purpose financial statements are free of material misstatement, we performed tests of the Village's compliance with certain provisions of laws, regulations, contracts, and grants. However, it should be noted that our objective was not to provide an opinion on overall compliance with such provisions. Accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that we have reported under Government Auditing Standards. 119 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS •ACCOUNTING FIRMS ASSOCIATED INC. 1 r This report is intended for the information of management and Village Council. However, this ' report is a matter of public record and its distribution is not limited. December 20, 1995 ' 120 1 C~ °NH 8c M NOWLEN, HOLT & MINER, P.A. CERTIFIED PUBLIC ACCOUNTANTS EVERETT B. NOWLEN lisaaiseal, CPA EDWARD T HOLT, CPA WEST PALM BEACH OFFICE WILLIAM B. MINER, CPA 215 FIFTH STREET, SUITE 200 ROBERT W. HENDRIX, JR., CPA POST OFFICE BOX 347 JANET R. BARICEVICH, CPA WEST PALM BEACH, FLORIDA 33402-0347 KATHLEEN A. MINER, CPA TELEPHONE (561) 659-3060 R. GREGORY SMITH, CPA FAX (561) 835-0628 ROBERT W. HELMREICH, CPA TERRY L. MORTON, JR., CPA N. RONALD BENNETT, CPA J. MICHAEL STEVENS, CPA MARK B. ELHILOW, CPA DANIELA' E. RUSSELL, CPA BELLE GLADE OFFICE 333 S. E. 2nd STREET POST OFFICE BOX 338 MANAGEMENT LETTER BELLE GLADE, FLORIDA 33430-0338 TELEPHONE (561) 996-5612 FAX (561) 996-6246 The Honorable Mayor and Village Council Village of Tequesta, Florida We have audited the general purpose financial statements of the Village of Tequesta, Florida for the year ended September 30, 1995 and have issued our report thereon dated December 20, 1995. ' In planning and performing our audit of the general purpose financial statements of the Village of Tequesta, Florida for the year ended September 30, 1995, we considered its internal control structure in order to determine our auditing procedures for the purpose of expressing our opinion ' on the general purpose financial statements and not to provide assurance on the internal control structure. ' As a result of this examination, we would like to present some recommendations for considera- tion by management. These suggestions are based primarily on the work done during our audit engagement, and we do not wish to imply that they cover every possible weakness. Neverthe- ' less, we do think that they deserve your careful evaluation. The status of these comments will be reviewed during the next audit engagement. We have already discussed many of these comments with the management of the City and we will be pleased to discuss them in further ' detail at your convenience, to perform any additional study of these matters, or to assist you in implementing the recommendations. ' PRIOR YEAR COMMENTS WHICIi CONTINUE TO APPLY ' Segregation of Duties There is inadequate separation of duties in some of the control cycles. The basic ' premise is that no one employee should have access to both physical assets and the related accounting records or to all phases of a transaction. 121 _ ' AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • ACCOUNTING FIRMS ASSOCIATED INC. While some duties have been segregated since the prior year report, below are weaknesses that still exist. ° Bank reconciliations are prepared by persons who participate in the 1 receipt and disbursement of cash. ° Recordkeeping functions for investments and their income are ' performed by the same individual who initiates investment transactions and has access to cash. ' While a lack of segregation in these areas is due to the small staff available, consideration should be given to separation of these ' duties in the future as more staff becomes available. In the interim, a responsible official independent of the above listed functions should periodically perform tests to determine if the ' accounting procedures in place are being followed. All other recommendations from the prior year audit were implemented. t CURRENT YEAR COMMENTS ' Compliance with Florida Statute 218.503 ' Nothing came to our attention that would cause us to believe that the Village is or at any time during the fiscal year was in a state of financial emergency as ' defined in Section 218.503(1), Florida Statutes. Compliance with Florida Statute 218.32 , The financial report for the Village of Tequesta, Florida to be filed with the Department of Banking and Finance pursuant to Section 218.32(1)(b), Florida ' Statutes has not been prepared as of the date of the audit report. The report is due on or before March 31, 1996. Oversight Unit and Component Units ' The Village of Tequesta, Florida is a municipal corporation organized pursuant ' to Special Act 57-1915, Laws of Florida, 1957. Based upon the application of criteria defined in publications cited in Chapter 10.553, Rules of the Auditor General, the Village has determined that the only component unit operating within t the jurisdiction of the Village that would be required to be included in the general purpose financial statements of the Village, is the Firefighters' Retirement System which is included as a pension trust fund. ' t 122 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Other Current Year Comments Our audit did not disclose any further items that would be required to be reported under Chapter 10.554(1)(f), Rules of the Auditor General. This report is intended for the information of the management and members of the Village Council. This restriction is not intended to limit the distribution of this report, which is a matter of public record. '71~w.1r~. ,llQ2l t ~tr«~. 0. d. December 20, 1995 123 15- J'."WT, tu,