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CAFR_FY Ending_09/30/1998Comprehensive Annual Financial Report Village of Tequesta, Florida Fiscal Year Ended September 30, 1 98 n 1 L COMPREHENSIVE ANNUAL FINANCIAL REPORT VILLAGE OF TEQUESTA, FLORIDA September 30, 1998 Prepared by the Finance Department 1 VILLAGE OF TEQUESTA, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT September 30, -1998 TABLE OF CONTENTS Page Number Introductory Section Letter of Transmittal 1- 10 Certificate of Achievement for Excellence in Financial Reporting 11 Village of Tequesta Organization Chart 12 List of Principal Officials 13 Financial Section Independent Auditor's Report 14 - 15 General Purpose Financial Statements Combined Balance Sheet -All Fund Types and Account Groups 16 - 21 Combined Statement of Revenues, Expenditures and Changes in Fund Balances -All Governmental Fund Types and Expendable Trust Funds 22 - 23 Combined Statement of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual - Governmental Fund Types 24 - 26 Combined Statement of Revenues, Expenses and Changes in Retained Earnings -Proprietary Fund Type 27 Statement of Changes in Plan Net Asset -Pension Trust Funds 28 Combined Statement of Cash Flows -Proprietary Fund Type 29 - 30 Notes to Financial Statements 31 - 73 Required Supplemental Information Required Supplemental Information - Pension Trust Funds 74 - 75 VILLAGE OF TEQUESTA, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT September 30, 1998 TABLE OF CONTENTS (Continued) l Page Number Financial Section (continued) Supplemental Information General Fund Schedule of Revenues -Budget and Actual 76 - 78 Schedule of Departmental Expenditures - Budget and Actual 79 - 86 Special Revenue Fund Schedule of Revenues -Budget and Actual 87 Capital Projects Funds Combining Balance Sheet 88 Combining Statement of Revenues, Expenditures and Changes in Fund Balance 89 Combining Statement of Revenues, Expenditures and Changes in Fund Balance -Budget and Actual 90 - 91 Proprietary Funds (Enterprise Funds) Combining Balance Sheet 92 - 93 Combining Statement of Revenues, Expenses and Changes in Retained Earnings 94 - 95 Combining Statement of Revenues, Expenses and Changes in Retained Earnings -Budget and Actual 96 - 99 Combining Statement of Cash Flows 100-103 Schedule of Restricted Accounts Under Revenue Bond Ordinance 104 Fiduciary Funds Combining Balance Sheet 105 Combining Statement of Plan Net Assets 106 Combining Statement of Changes in Plan Net Assets 107 General Fixed Assets Schedule of General Fixed Assets by Source 108 Schedule of General Fixed Assets by Function 109 Schedule of Changes in General Fixed Assets By Function 110 Other Supplemental Information Schedule of Insurance 111 VILLAGE OF TEQUESTA, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT September 30, 1998 TABLE OF CONTENTS (Continued) Page Number Statistical Section General Revenues by Source 112-113 General Government Expenditures by Function 114-115 Property Tax Levies and Collections 116 Taxable Value and Just Value of Taxable Property 117-118 Property Tax Rates -All Direct and Overlapping Governments 119-120 Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt Per Capita 121-122 Legal Debt Margin 123 Computation of Direct and Overlapping Debt 124 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Expenditures 125 Property Value, Construction and Bank Deposits 126 Principal Taxpayers 127 Miscellaneous Statistics 128 Demographic Statistics 129 Other Reports Report on Compliance and on Internal Control over Financial Reporting Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards 130-131 Management Letter 132-135 Response to Management Letter 136-137 ii n 1 u VILLAGE OF TEQUESTA, FLORIDA FINANCIAL STATEMENTS WITH INDEPENDENT AUDITOR'S REPORT THEREON SEPTEMBER 30, 1998 7F v' ~ `~~~ VILLAGE OF TEQUESTA ~ .Post Office Box 3273 357 Tequesta Drive ~ ~~~ o` Tequesta, Florida 33469-0273 (561) 573-6200 ' o Fax: (561) 575-6203 •~ a~ Qh CO ~ ~' February 22, 1999 ' To the Citizens of the ' Village of Tequesta, Florida The Comprehensive Annual Financial Report for Village of Tequesta, Florida for the fiscal year ended September 30, 1998, is hereby submitted. Responsibility for both the accuracy of the ' data, and the completeness and fairness of the presentation, including all disclosures, rests with Tequesta. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner designed to present fairly the fmancial position and results of t operations of the various funds and account groups of Tequesta. All disclosures necessary to enable the reader to gain an understanding of Tequesta's financial activities have been included. The Comprehensive Annual Financial Report is presented in four sections: introductory, ' financial, statistical and other reports. The introductory section includes this transmittal letter, Tequesta's organizational chart and a list of principal officials. The financial section includes the general purpose financial- statements and schedules, as well as the auditor's report on the general purpose financial statements. The statistical section includes selected fmancial and demographic information, generally presented on a multi-year basis. The other reports section includes the ' auditor's reports on internal control, compliance and the management letter. This report includes all funds and account groups of Tequesta. Tequesta provides a full ' range of services. These services include police protection; fire and emergency medical services; the construction and maintenance of streets, bridges and infrastructure; recreational activities and cultural events; and the operation of a municipal water supply system, in addition to general ' government activities. Tequesta contracts with a privately owned sanitation company for refuse and recycling collection service. 1 Receded Pape, ECONOMIC CONDITION AND OUTLOOK ' The Village is located at the northeastern boundary of Palm Beach County. Tequesta is a relatively affluent residential community with adequate commercial facilities necessary to provide goods and services to its residents. Northern Palm Beach County ranks as one of the top growth ' areas in the country. Although Tequesta's growth potential is restricted by the natural boundaries of the Atlantic Ocean to the east, the Loxahatchee River to the west, the Town of Jupiter to the south and Martin County to the north, Tequesta's growth potential for the foreseeable future is favorable. 1 Property values increased approximately 5.8% during 1998. The Village will continue to monitor property values to ensure that any negative developments will be immediately addressed ' with a fiscal policy necessary to maintain the financial integrity of the Village's financial position, while keeping in mind the level of services provided and the associated tax burden of our citizens. MAJOR INITIATIVES ' The Village continued its strategies to facilitate appreciation of property values through enforcement and compliance with existing building and zoning codes of the municipality. Policy makers have previously determined that efforts should be taken to help stimulate appreciation of property values and promote quality growth within the Village while addressing program enhancements in a planned and coordinated manner in keeping with the anticipated growth of the tax base. The Village Management addressed such concerns by the following actions: ' • Continued a tem or two- ear moratorium on the collection of fire-rescue, police p ~' Y service, and recreation impact fees on all new residential construction completed ' prior to October 12, 1997, to stimulate residential development. • Enforced compliance measures for retroactive landscape requirements for commercial and multi-family residential properties to enhance appearance of properties and increase property values pursuant to a fully amortized Ordinance requiring the same. • Addressed facility needs with preliminary designs of police and fire-rescue space. • Commenced construction of reverse osmosis water treatment facility in March, 1998. ' • Provided stormwater drainage enhancements for Seabrook Road and Tequesta Drive drainage basins. • Initiated provision of public recreational programs and activities from the newly acquired Recreation Center via a service contract with the YMCA of the Palm Beaches, Inc. ' 2 1 Continued to successfully defended Tequesta's rights under the Bulk Service Agreement with the Town of Jupiter for the provision of bulk water to augment that produced from Tequesta sources. Jupiter had sought to raise rates 98% outside the scope of the Agreement. Judge James Carlisle, Palm Beach County 15th Judicial Circuit, ruled in Tequesta's favor in August of 1997. Jupiter appealed. The Fourth District Court of Appeals reaffirmed the lower Courts decision on July 29, 1998. Jupiter filed for a re-hearing on August 12, 1998. Continued to successfully defend Tequesta's rights under the law to construct a reverse osmosis water treatment facility without having to receive the prior permission of Tequesta's southern neighbor, the Town of Jupiter. Jupiter filed suit in the spring of 1997 arguing in its motion that State statutes require permission of adjacent public utilities to expand adjacent public utilities as was planned by Tequesta. On July 29, 1997, the Circuit Court ruled in Tequesta's favor. Jupiter appealed. On May 27, 1998, the Fourth District Court of Appeals confirmed the lower Courts opinion in Tequesta's favor. Increased personnel to keep pace with growth in the Village by providing a Traffic Enforcement Officer in the Police Department and a Personnel Specialist in Administration. Increased fees charged to the public by the Department of Community Development to keep pace with increases in the cost of delivering the public safety services provided by this enterprise operation of the Village. INFRASTRUCTURE MAINTENANCE AND EXPANSION Maintenance and expansion of the community's general infrastructure (such as roads, bridges, sidewalks and storm water drainage systems), streetscape beautification projects, expansion of potable water treatment facilities and development/redevelopment of the Tequesta Village Center is a priority of Tequesta. To address this concern, the government has developed a five-year capital projects plan that provides a framework for the development and maintenance of infrastructure to meet current and future needs. This plan is revised each budget year in keeping with the priorities and needs of Tequesta. Also, changes affecting budget projections may require changes to the capital projects plan which will enable Tequesta to maintain adequate cash reserves and required fund balances. u ii 1 1 1 The 1998 Capital Improvement Fund expenditures totaled $101,073 for the following improvements: Transportation and Drainage Improvements Seabrook Drive Master Drainage Project $ 12,981 Annual Paving Project 34,566 Eastwinds Landing Roadway 4,780 Seabrook Road Streetscape 27,482 Country Club Road Landscape 6,372 Seabrook Road Improvements 13.692 Total Transportation and Drainage Improvements 99.873 Culture and Recreation Improvements Tennis Court Resurfacing 1.200 Total Culture and Recreation Improvements 1.200 Total Capital Improvement Fund Additions 101 073 The 1998 Bond Construction Fund expenditures totaled $49,171 for the following improvements: Capital Project Fund Expenditure Public Safety Facility, Professional Services 49 171 Total Bond Construction Fund Additions 49 171 The 1998 Stormwater Utility Enterprise Fund expenses for capital additions total $249,817 for the following additions: Tequesta Diversion Project $197,910 Seabrook Drainage Project 51.907 Total Stormwater Utility Fund Additions 249 817 4 The 1998 Water Enterprise Fund expenses for capital additions totaled $709,945 for the , following additions: Equipment Purchase $ 2,503 R/O Plant Engineering 627,563 R/O Wells Engineering 18,353 R/O Effluent Disposal Engineering 48,809 Water Treatment Plant Rehab Project 1,624 Seabrook Road Water Line Replacement 11.093 Total Water Enterprise Fund Additions 709 945 FINANCIAL INFORMATION The management of the government is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the government are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of the fmancial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. Budgetary Controls In addition to conforming with generally accepted accounting principles, Tequesta maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the Village Council. Activities of the General Fund, Special Revenue Fund, Capital Project Funds and Enterprise Funds are included in the annual appropriated budget. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established at the individual fund level. The government also maintains an encumbrance accounting system as-one technique of accomplishing budgetary control. Encumbered amounts lapse at year end. However, encum- brances are generally re-appropriated as part of the following year's budget. As demonstrated by the statements and schedules included in the financial section of this report, Tequesta continues to meet its responsibility for sound financial management. 1 ' General Government Functions ' Revenues The following schedu le presents a summary of General Fund, Special Revenue Fund, Capital Project Funds, and Expendable Trust Fund revenues for the fiscal year ended September 30, 1998, and the amount -and percentage of increases and decreases in relation to prior year revenues. Percent ' Increase of Percent (Decrease) Increase ' Source Amount of Total From 1997 ecrease Taxes $3,542,883 74.45 $ 263,392 8.00% ' Licenses and Permits 89,203 1.87 (2,367) (2.58) Intergovernmental 485,648 10.21 14,625 3.10 Charges for Services 273,779 5.75 (17,932) (6.14) ' Fines and Forfeits 74,641 1.57 11,298 17.8 Interest Income 91,785 1.93 9,924 12.12 Miscellaneous 8,566 .18 (673) (7.28) Impact Fees 1,525 .03 (40,097) (96.33) Intergovernmental Services 190,650 4.01 24,615 14.82 Total Revenues $4,758,680 100.00% 262 785 5.84% Taxes accounted for the major source of revenues in actual resources received for 1998. Tax ' revenues consist of three district revenue sources: ad valorem (property taxes), franchise fees and utility service taxes. The ad valorem property tax rate for 1998 was 6.6310 mills, an increase of 2.5% over the previous year millage rate of 6.4693 mills. Property values also increased 5.8% over ' the previous year valuation. The decrease in impact fee revenue was due to the refund of-fees received in prior years as allowed in Resolution 3-95/96, for a moratorium on impact fees to stimulate residential development. Ex enditures ' The following schedule presents a summary of General Fund, Special Revenue Fund, Capital Project Funds, and Expendable Trust Fund expenditures for the fiscal year ended ' September 30, 1998, and the amount and percentage of increases and decreases in relation to prior year amounts: ~ 6 Percent ' Increase of Percent (Decrease) Increase Pu~ose Amount of Total From 1997 ecrease ' General Government $ 964,623 20.03% $217,599 Public Safety 2,572,384 53.42 99,745 29.13% 4.03 ' Transportation 413,501 8.58 4,097 1.00 Human Services 1,255 .03 222 21.49 Culture/Recreation 243,768 5.06 35,149 16.85 ' Capital Outlay 367,896 7.64 (443,079) (54.63) Debt Service 252,229 5.24 44,458 21.39 1 Total Expenditures $ 4,815,656 100.00% 41 809 (0.86)% The 0.86% decrease in operating expenditures under the previous year expenditures is ' attributable to a reduction in Capital Outlay expenditures. Our analysis of the expenditure data presented indicates continued efforts must be taken by , Tequesta to constrain the rising costs of providing governmental services without reducing the level of services currently being provided. Alternative revenue sources must be explored such as: ' expanding the property tax base by growth and development in the community and possibly implementing user fees for appropriate government services. General Fund Balance The undesignated balance of the General Fund was $1,059,909 as of September 30, 1998, ' which is adequate to provide the capital resources necessary for government operations. It is unlikely that Tequesta will enter the short-term debt market to pay for current operating expenditures. , PROPRIETARY OPERATIONS ' Water Operations Tequesta's water utility operations are reported in the Water Enterprise Fund. Tequesta's , potable water system consists of a 2.73 million gallon per day water treatment plant and a distribution system of approximately 50 miles of water mains and water storage facilities with a ,- capacity of 1.75 million gallons. Tequesta also purchases 1.5 million gallons of water per day, the contracted minimum, at a bulk rate from the Town of Jupiter, Florida. The current agreement extends through July 15, 2006. ' n Revenues and Increase Percent of Water Consumption 1998 1997 (Decrease) Increase 1.000 Gallons Amount Amount From 1997 ecrease Water Sales $2,942,477 $2,857,544 $ 84,933 2.97% Total Water Consumption 886,950 882,610 4,340 .OS% ' Average and Daily Consumption 2.430 mil 2.418 mil .12 .OS% ' Fiduciary Operations Tequesta's fiduciary operations consist of an Expendable Trust Fund which was established ' to account for forfeitures received by the Police Department. In 1996, Tequesta established a retirement system to account for the pension benefits of ' the Village employees. Reference Note 9 (Notes to Financial Statements). Debt Administration ' The Debt Service Fund was closed on September 30, 1994. Future debt service payments will be reported in the Special Revenue Fund, for retirement of the Improvement Revenue ' Refunding Bonds Series 1994, in the amount of $1,365,000, dated June 24, 1994. Reference Note 18 (Notes to Financial Statements). ' Tequesta has a legal debt limit established by Section 6.02 of the Village Charter. The aggregate indebtedness regardless of type (general obligation bonds, revenue bonds or special assessment bonds) cannot exceed 10% of the assessed taxable value of real property located within Tequesta. As of September 30, 1998, taxable real property within Tequesta was assessed at $366,649,040. ' As of September 30, 1998, Tequesta's net bonded debt was $1,115,000, the ratio of net bonded debt to taxable value was .28%, and the net bonded debt per capita was $211.70. 8 n Cash Management ' Tequesta maintains two pooled cash accounts known as the general corporation investment account and the water enterprise investment account. The equity of all funds comprising the , investment accounts is maintained at all times. Cash requirements are constantly monitored by the Finance Director and temporary idle cash is approved for investment by the Village Manager upon recommendation from the Finance Director. The investment policy of Tequesta is to maximize its , investments in high .quality risk-free securities authorized by State statutes, while maintaining a competitive yield on its portfolio. ' Tequesta's investments for the current yeaz consisted of deposits with the State Board of Administration -Local Government Surplus Funds Trust Fund Investment Pool, obligations of the U.S. government and funds held by an outside custodian on behalf of the Pension Trust Funds. ' Investments with the State Boazd of Administration consist of obligations of the U.S. Treasury and its agencies, money market securities of highest quality such as commercial paper, banker's ' acceptance, corporate notes and repurchase agreements. Because of the short maturities and high quality, securities in this fund aze considered practically risk free. On September 30, 1998, investments held by Tequesta totaled $15,353,489, which is , detailed in Note 2, (Notes to Financial Statements). The average yield on short-term surplus operating funds investments maturing during the year was 5.44%. ' Risk Management During 1998, Tequesta continued using third-party insurance coverage for its Risk ' Management Program. A detailed list of insurance in effect is contained in the Schedule of Insurance on page 111 of this report. , OTHER INFORMATION ' Independent Audit Florida state statutes require an annual audit by independent certified public accountants. The ' accounting firm of Nowlen, Holt & Miner, P.A., CPA's, was selected to conduct Tequesta's audit. The auditor's report on the general purpose financial statements is included in the financial section ' of this report. 9 ~ n Awards The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to Tequesta for its comprehensive annual financial report for the fiscal year ended September 30, 1997. This was the fifteenth consecutive ' year that Tequesta has received this prestigious award. In order to be awarded a Certificate of Achievement, Tequesta had to publish an easily readable and efficiently organized comprehensive annual fmancial report. This report satisfied both generally accepted accounting ' principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year. We believe that our current ' comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. ' Acknowledgments ' The preparation of the Comprehensive Annual Financial Report on a timely basis was made possible by the dedicated service of the entire staff of the Finance Department. Each member of the department has our sincere appreciation for the contributions made in the preparation of this report. In closing, without the leadership and support of the Village Council of the Village of ' Tequesta, preparation of this report would not have been possible. Sincerely, ' Thomas G. Bradford Connie Holloman Village Manager Finance Director L ' 10 Certificate of Achievement for Excellence in Financial Reporting Presented to Village of Tequesta, Florida For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 1997 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. ~gE OFFj~ ` , 4 F s /``/ W UNTE~A yy ~ ~iNAOA ~ ° President CURPUIUiIUN S cxic~co ~` ,Q ~~~~~ ji~G_i. Executive Director 11 VILLAGE OF TEQUESTA ORGAN/ZA TION CHART N VILLAGE OF TEQUESTA, FLORIDA Council -Manager Form of Government VILLAGE COUNCIL -1997-1998 Elizabeth A. Schauer Mayor Carl L. Hansen Vice-Mayor Joseph N. Capretta Councilmember Ron T. Mackail Councilmember Alexander W. Cameron Councilmember Thomas G. Bradford John C. Randolph (Jones, Foster, Johnston & Stubbs, P.A.) Joann Manganiello Connie Holloman James M. Weinand Stephen J. Allison Scott D. Ladd Gary Preston Thomas C. Hall VILLAGE OFFICIALS Village Manager Village Attorney Assistant to Village Manager/Village Clerk Director of Finance Chief, Fire Rescue Department Police Chief Director of Community Development Director of Public Works & Recreation Water System Manager INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Nowlen, Holt & Miner, P.A. 13 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 NH &M NOWLEN, HOLT & 1VIINER, P.A. CERTIFIED PUBLIC ACCOUNTANTS WEST PALM BEACH OFFICE 215 FIFTH STREET, SUITE 200 POST OFFICE BOX 347 WEST PALM BEACH, FLORIDA 33402-0347 TELEPHONE (561) 659-3060 FAX (561)835-0628 INDEPENDENT AUDITOR'S REPORT The Honorable Mayor and Village Council Village of Tequesta Village of Tequesta, Florida EVERETT B. NOWLEN (ia~o-iesa), CPA EDWARD T. HOLT, CPA WILLIAM B. MINER, CPA ROBERT W. HENDRIX, JR., CPA JANET R. BARICEVICH, CPA KATHLEEN A. MINER, CPA R. GREGORY SMITH, CPA ROBERT W. HELMREICH, CPA TERRY L. MORTON, JR., CPA N. RONALD BENNETT, CPA J. MICHAEL STEVENS, CPA MARK B. ELHILOW, PFS, CPA DANIELA' E. RUSSELL, CPA MIGUEL E. MOLINA, CPA RICHARD M. SOTHEN, CPA BELLE GLADE OFFICE 333 S. E. 2nd STREET POST OFFICE BOX 336 BELLE GLADE, FLORIDA 33430-0338 TELEPHONE (561)996-5612 FAX (561) 996-6248 We have audited the accompanying general purpose financial statements of the Village of Tequesta, Florida, as of and for the year ended September 30, 1998, as listed in the table of contents. These general purpose financial statements are the responsibility of the Village's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. Except as described in the following paragraph, we conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the fmancial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the fmancial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. Governmental Accounting Standards Board Technical Bulletin 98-1, Disclosures about Year 2000 Issues, requires disclosure of certain matters regarding the year 2000 issue. The Village of Tequesta, Florida has included such disclosures in Note 28. Because of the unprecedented nature of the year 2000 issue, its effects and the success of related remediation efforts will not be fully determinable until the year 2000 and thereafter. Accordingly, insufficient audit evidence exists to support the Village of Tequesta, Florida's disclosures with respect to the year 2000 issue made in Note 28. Further, we do not provide assurance that the Village of Tequesta, Florida is or will be year 2000 ready, that the Village of Tequesta, Florida's year 2000 remediation efforts will be successful in whole or in part, or that parties with which the Village of Tequesta, Florida does business will be year 2000 ready. 14 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS ~ ACCOUNTING FIRMS ASSOCIATED INC. 1 In our opinion, except for the effects of such adjustments, if any, as might have been determined to be necessary had we been able to examine evidence regarding year 2000 disclosures, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the Village of Tequesta, Florida as of September 30, 1998, and the results of its operations and the cash flows of its proprietary fund type for the year then ended in conformity with generally accepted accounting principles. In accordance with Government Auditing Standards, we have also issued a report dated January 21, 1999 on our consideration of the Village's internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grants. Our audit was conducted for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The supplemental information listed in the table of contents are presented for purposes of additional analysis and are not a required part of the general purpose fmancial statements of the Village of Tequesta, Florida. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly presented in all material respects in relation to the general purpose financial statements taken as a whole. it We did not examine the statistical data as set forth in the table of contents and, therefore, express no opinion thereon. ' January 21, 1999 1 15 ' GENERAL PURPOSE FINANCIAL STATEMENTS VILLAGE OF TEQUESTA, FLORIDA Combined Balance Sheet - All Fund Types and Account Groups September 30,1998 Governmental Fund Types Special Capital General Revenue Projects Assets and other debits Cash and cash equivalents Investments Accounts receivable (Net of allowance for uncollectibles) Due from other funds Due from other governments Inventories of supplies Restricted assets Cash and cash equivalents Investments Other assets Fixed assets Amount to be provided for retirement of general long-term debt Total assets and other debits $ 234,296 $ 5,719 $ 6,280 1,233,451 75,000 284,505 80,015 2,056 12,286 16,454 4,295 7,864 $1,572,207 $ 99,229 $ 290,785 16 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Proprietary Fiduciary Fund Type Fund Type Enterprise Trust $ 1,124,618 $ 9,245 2,027,955 935,586 337,108 4,162 26,784 5,747 181,031 17,061 165,513 9,915,254 144,600 8,243,441 $ 22,183,365 $ 954,740 Account Groups General General Fixed Long-Term (Memorandum Assets Debt Only) $ 1,380,158 4,556,497 423,341 61,271 185,326 24,925 3,552,650 $ 3,552,650 17 1,959,144 $ 1,959,144 165,513 9,915,254 144,600 11,796,091 1,959,144 $ 30,612,120 (Continued) VILLAGE OF TEQUESTA, FLORIDA Combined Balance Sheet - All Fund Types and Account Groups September 30,1998 (Continued) Governmental Fund Types Special Capital General Revenue Projects Liabilities, equity and other credits Liabilities Accounts payable $ 87,178 $ $ Accrued liabilities 146,774 Other liabilities Payable from restricted assets Deposits Due to other funds 43,239 2,810 Due to other governments 8,186 Deferred revenue 40 50,358 Contracts payable Current portion of Notes payable Credit line Compensated absences Obligations under capitalized leases Notes payable Improvement revenue bonds payable Water revenue bonds payable Total liabilities $ 285,417 $ 50,358 $ 2,810 18 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Proprietary Fiduciary Fund Type .Fund Type Account Groups General General Fixed Long-Term (Memorandum Enterprise Trust Assets Debt Only) $ 173,874 $ 6,371 $ $ 67,399 1,418 248,740 9,475 5,747 23,650 1,680,571 86,687 3,868 50,001 115,442 335,009 446,913 8,661 12,221 1,115,000 7,736,256 $ 10,154,623 $ 13,536 $ $ 1,959,144 19 $ 267,423 214,173 1,418 248,740 61,271 31,836 1,730,969 86,687 3,868 50,001 450,451 446,913 20,882 1,115,000 7,736,256 $ 12,465,888 (Continued) VILLAGE OF TEQUESTA, FLORIDA Combined Balance Sheet - All Fund Types and Account Groups September 30,1998 (Continued) Equity and other credits Investments in general fixed assets Contributed capital Retained earnings Reserved for capital improvements Unreserved Fund balances Reserved for: Inventory Law enforcement and fire rescue Employees' pension benefits Recreation and parks Encumbrances Unreserved designated for: Compensated absences Disaster emergency relief Road project Undesignated Total equity and other credits Governmental Fund Types Special Capital General Revenue Projects 7,864 39,093 18,722 19,800 62,282 50,000 29,120 1,059,909 ~ nni r-rnn en nn~ Total liabilities, equity and other credits $1,572,207 $ 99,229 20 114,957 120,880 52,138 287,975 $ 290,785 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Proprietary Fiduciary Fund Type Fund Type Account Groups General General Fixed Long-Term (Memorandum Enterprise Trust Assets Debt Only) $ $ $ 3,552,650 $ $ 3,552,650 4,477,457 4,477,457 1,240,288 1,240,288 6,310,997 6,310,997 7,864 12,028,742 $ 22,183,365 6,545 45,638 934,659 934,659 18,722 134,757 62,282 50,000 150,000 1,160,918 941,204 3,552,650 18,146,232 $ 954,740 $ 3,552,650 $ 1,959,144 $ 30,612,120 See notes to financial statements. 21 VILLAGE OF TEQUESTA, FLORIDA Combined Statement of Revenues, Expenditures and Changes in Fund Balances - All Governmental Fund Types and Expendable Trust Fund For the Fiscal Year Ended September 30,1998 Revenues Taxes Licenses and permits Intergovernmental Charges for services Fines and forfeits Interest Miscellaneous Impact fees Intragovernmental Total revenues Expenditures Current General government Public safety Transportation Human services = ' Culture/Recreation Capital outlay Debt service Principal retirement Interest Total expenditures Excess of revenues over (under) expenditures Other financing sources (uses) Debt proceeds/notes payable Sales of surplus materials Operating transfers in Operating transfers out Total other financing sources (uses) Excess of revenues and other sources over (under) expenditures and other uses Fund Balances, October 1, 1997 Fund Balances, September 30, 1998 Governmental Fund Types Special Capital General Revenue Projects $3,181,246 $361,637 $ 14,455 74,748 485,648 273,779 72,971 82,431 8,566 1,525 190,650 4,311,271 964,623 2,572,384 413,501 1,255 243,768 228,936 68,071 30,008 4,522,546 (211,275) 9,354 436,385 9,354 138,960 70,000 72,866 11,284 142,866 150,244 293,519 (140,890) 50,001 9,207 425,410 (217,669) 216,948 5,673 1,281,117 $1,286,790 22 60,300 175,000 344,510 284,210 225,001 9,309 84,111 39,562 203,864 $ 48,871 $ 287,975 [~I n 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Fiduciary Fund Type Totals Expendable (Memorandum Trust Fund Only) $ $ 3,542,883 89,203 485,648 273,779 1,670 74,641 91,785 8,566 1,525 190,650 1,670 4,758,680 964,623 2,572,384 413,501 1,255 243,768 367,896 138,071 114,158 4,815,656 1,670 (56,976) 50,001 9,207 660,710 (562,179) 157,739 1,670 100,763 4,875 1,529,418 $ 6,545 $ 1,630,181 See notes to financial statements. 23 1 VILLAGE OF TEQUESTA, FLORIDA Combined Statement of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual Governmental Fund Types For the Fiscal Year Ended September 30, 1998 General Fund Vanance Favorable Budget Actual (Unfavorable) Revenues Taxes $3,152,875 $3,181,246 $ 28,371 Licenses and permits 11,500 14,455 2,955 Intergovernmental 463,330 485,648 22,318 Charges for services 247,047 273,779 26,732 Fines and forfeits 75,500 72,971 (2,529) Interest 80,000 82,431 2,431 Miscellaneous 5,000 8,566 3,566 Impact fees 1,525 1,525 Intragovenmental 183,120 190,650 7,530 Total revenues 4,218,372 4,311,271 92,899 Expenditures Current General government 965,285 964,623 662 Public safety 2,599,865 2,572,384 27,481 Transportation 483,655 413,501 70,154 Human services 4,850 1,255 3,595 Culture/Recreation 248,395 243,768 4,627 Capital outlay 277,172 228,936 48,236 Debt service Principal retirement 68,079 68,071 8 Interest 30,012 30,008 4 Total expenditures 4,677,313 4,522,546 154,767 Excess of revenues over (under) expenditures (458,941) (211,275) 247,666 Other financing sources (uses) Debt proceeds/notes payable Sales of surplus materials 3,000 9,207 6,207 Contingency (1,673) 1,673 Operating transfers in 425,410 425,410 Operating transfers out (217,669) (217,669) Total other financing sources (uses) 209,068 216,948 7,880 Excess of revenues and other sources over (under) expenditures and other uses $ (249,873) 5,673 $ 255,546 Fund Balances, October 1, 1997 1,281,117 Fund Balances, September 30, 1998 $1,286,790 24 u 1 n 1 1 1 1 1 1 1 1 1 1 1 1 1 Special Revenue Fund Capital Project Funds Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ 336,910 $ 361,637 $ 24,727 $ $ $ 75,000 74,748 (252) 2,000 9,354 7,354 411-,910 436,385 24,475 2,000 9,354 7,354 519,715 138,960 380,755 70,000 70,000 72,880 72,866 14 12,630 11,284 1,346 142,880 142,866 14 532,345 150,244 382,101 269,030 293,519 24,489 (530,345 14( 0,890) 389,455 350,000 50,001 (299,999) 60,300 60,300 (344,510) 344,510) (284,210) (284,210) $ (15,180) 9,309 39,562 $ 48,871 175,000 175,000 525,000 225,001 (299,999) $ 24,489 $ (5,345 84,111 $ 89,456 203,864 $287,975 (Continued) 25 VILLAGE OF TEQUESTA, FLORIDA Combined Statement of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual Governmental Fund Types For the Fiscal Year Ended September 30,1998 (Continued) Totals (Memorandum Onl Revenues Taxes Licenses and permits Intergovernmental Charges for services Fines and forfeits Interest Miscellaneous Impact fees Intragovernmental Total revenues Expenditures Current General government Public safety Transportation Human services Culture/Recreation Capital outlay Debt service Principal retirement Interest Total expenditures Excess of revenues over (under) expenditures Other financing sources (uses) Debt proceeds/notes payable Sales of surplus materials Contingency Operating transfers in Operating transfers out Total other financing sources (uses) Excess of revenues and other sources over (under) expenditures and other uses Fund Balances, October 1, 1997 Fund Balances, September 30, 1998 Variance Favorable Budget Actual (Unfavorable) $3,489,785 $3,542,883 $ 53,098 86,500 89,203 2,703 463,330 485,648 22,318 247,047 273,779 26,732 75,500 72,971 (2,529) 82,000 91,785 9,785 5,000 8,566 3,566 1,525 1,525 183,120 190,650 7,530 4,632,282 4,757,010 124,728 965,285 964,623 662 2,599,865 2,572,384 27,481 483,655 413,501 70,154 4,850 1,255 3,595 248,395 243,768 4,627 796,887 367,896 428,991 138,079 138,071 8 115,522 114,158 1,364 5,352,538 4,815,656 536,882 (720,256) (58,646) 661,610 350,000 50,001 (299,999) 3,000 9,207 6,207 (1,673) 1,673 660,710 660,710 (562,179) (562,179) 449,858 157,739 (292,119) $ (270,398) 99,093 $ 369,491 1,524,543 $1,623,636 See notes to financial statements. 26 1 1 1 1 n ii 1 1 VILLAGE OF TEQUESTA, FLORIDA Combined Statement of Revenues, Expenses and Changes in Retained Earnings- Proprietary Fund Type For the Fiscal Year Ended September 30,1998 Proprietary Fund Type Enterprise Operating revenues Charges for services $ 3,821,056 Licenses and permits 284,140 Total operating revenues 4,105,196 Operating expenses Purchased services 965,217 Personal services 958,719 Professional services 381,880 Contractual services 129,291 Travel and per diem 13,334 Management services 184,765 Office supplies 27,220 Operating supplies 57,176 Repairs and maintenance 227,831 Utilities 96,748 Insurance 40,177 Other 9,509 Depreciation 382,487 Total operating expenses 3,474,354 Operating income (loss) 630,842 Nonoperating revenues (expenses) Interest income 496,433 Net appreciation in fair value of investments 35,335 Interest expense and fiscal charges (223,044) Community aid donation (6,500) Gain on sale of land 12,399 Total nonoperating revenues (expenses) 314,623 Income before operating transfers 945,465 Operating transfers Operating transfers in 176,769 Operating transfers out (275,300) Total operating transfers in (out) (98,531) Net income 846,934 Retained earnings, October 1, 1997, as restated 6,704,351 Retained earnings, September 30, 1998 $ 7,551,285 See notes to financial statements. 27 VILLAGE OF TEQUESTA, FLORIDA Combined Statement of Changes in Plan Net Assets Pension Trust Funds Fiscal Year Ended September 30,1998 Additions Contributions Employer Plan members Other Total contributions Investment income Net appreciation in fair value of investments Interest Net investment income Total additions Deductions Refunds of contributions Administrative expense Total deductions Net Increase Fund balance reserved for employees' pension benef ts, October 1, 1997 Fund balance reserved for employees' pension benefits, September 30, 1998 See notes to financial statements. 28 $ 122,843 48,349 62,669 233,861 68,302 22,556 90,858 324,719 21,691 11,075 32,766 291,953 642,706 $ 934,659 VILLAGE OF TEQUESTA, FLORIDA Combined Statement of Cash Flows -Proprietary Fund Type For the Fiscal Year Ended September 30,1998 Proprietary Fund Type Enterprise Cash flows from operating activities: Net operating income (loss) $ 630,842 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation 382,487 Changes in assets and liabilities (Increase) decrease in: Accounts receivable (40,359) Due from other funds (16,793) Inventories 7,255 Increase (decrease)in: Accounts payable 8,520 Accrued liabilties 32,521 Deposits 16,741 Deferred revenue 638,341 Compensated absences 23,473 Due to other funds 9,475 Due to other governments 27,082 Net cash provided by operating activities 1,719,585 Cash flows from noncapital financing activities: Operating transfers from other funds 176,769 Operating transfers to other funds (275,300) Contribution 6,500) Net cash (used) for noncapital financing activities (105,031) 29 iJ 1 1 1 Cash flows from capital and related fmancing activities: Capital Contributions Acquisition and construction of fixed assets Proceeds from land sale Revenue bonds proceeds Principal paid on notes payable Interest paid on notes payable Interest paid on revenue bonds Fiscal charges paid on revenue bonds Payment on construction contracts Net cash provided by capital and related financing activities Cash flows from investing activities: Purchases of investments Interest received on investments Net cash used for investing activities Net increase in cash and cash equivalents Cash and cash equivalents, October 1, 1997 Cash and cash equivalents, September 30, 1998 Noncash Investing, Capital and Financin~Activities Capital grant receivable -storm water fund Noncash capital contribution from developers See notes to financial statements. 30 Proprietary Fund Type Enterprise $ 114,638 (832,334) 12,399 7,726,471 (3,589) (1,187) (198,789) (157,883) (91,596) 6,568,130 (9,328,039) 492,717 (8,835,322) (652,638) 1,942,770 $ 1,290,132 $ 181,031 $ 136,361 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The Reporting Entity The Village of Tequesta, Florida is a municipal corporation organized in 1957 pursuant to Special Act 57-1915, Laws of Florida. The Village has aCouncil-Manager form of government. The Village's major operations include public safety (police, fire rescue), streets and roads, culture and recreation, public improvements, planning and zoning, water service and general and administrative. In accordance with Statement 14 of the Government Accounting Standards Board, the underlying concept of the governmental fmancial reporting entity is that governmental organizations are responsible to elected governing officials; therefore, financial reporting should report the elected officials' accountability for those organizations. Furthermore, the financial statements of the reporting entity should allow users to distinguish between the primary governments and its component units (if any) by communicating information about the component units and their relationships with the primary government. A component unit is a legally separate organization for which the elected officials of the primary government are financially accountable. Determining factors of financial accountability include appointment of a voting majority, imposition of will, financial benefit or burden on a primary government or fiscal dependency. In addition, component units can be other organizations for which the nature and significance of their relationship with a primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. Based upon application of these criteria, the Village of Tequesta has determined that except for the Village Employees' Retirement System„ there are no additional governmental departments, agencies, institutions, commissions, public authorities or other governmental organizations operating within the jurisdiction of the Village that would be required to be included in the general purpose financial statements of the Village. The Village Employees' Retirement S sy tem The Village's full-time firefighters and any new hire employees on or after January 1, 1996, are eligible to participate in the Village Employees' Retirement System (the "Plan"). The Plan functions for the benefit of these employees and is governed by a seven member board, of which the Village .Council appoints three. The Village and Plan members are obligated to fund all Plan costs based upon actuarial valuations, with the Village funding the difference between member and other contributions and the actuarial cost. Considering these factors, it has been 31 1 ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) The Reporting Entity (Continued) ' The Village Employees' Retirement System (Continued) determined that the Plan is fiscally dependent on the Village of Tequesta, which makes the Plan a component unit of the Village. Since the Plan provides services exclusively for the benefit of the Village, the Plan is reported as a blended component unit, specifically as the Village Employees' Retirement System. This ' component unit does not issue a stand alone financial report. Basis ofPresentation -Fund Accounting ' The government uses funds and account grou s to r ort on its financial osition and the results of P ~ P its operations. Fund accounting is designed to demonstrate .legal compliance and to aid financial ' management by segregating transactions related to certain government functions or activities. A fund is a separate accounting entity with aself-balancing set of accounts. An account group, on ' the other hand, is a financial reporting device designed to provide accountability for certain assets and liabilities that are not recorded in the funds because they do not directly affect net expendable available financial resources. ' Funds are classified into three categories: governmental, roprietary and fiduciary. Each category, p in turn, is divided into separate "fund types". I The followin are the fund cate ories, funds and account ou s used b the Villa e: g g ~' P Y g Governmental Fund Types ' Governmental funds are used to account for all or most of a government's general activities, including the collection and disbursement of earmarked monies (special revenue funds), and the acquisition or construction of general fixed assets (capital ' projects funds). The general fund is used to account for all activities of the general government not accounted for in some other fund. ' The Special Revenue Fund accumulates certain revenues as required by the Improvement Revenue Refunding Bonds, Series 1994. These revenues include franchise fees and occupational licenses. ' 32 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Governmental Fund Tvpes (Continued) The Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those to be financed by the Enterprise Funds). The Village has established the following two capital projects funds: Bond Construction Fund Capital Improvement Fund All capital projects funds were established to be used for capital expenditures required by continued growth of the Village. Proprietary Fund Type Enterprise Funds Enterprise Funds are used to account for operations (a) that are financed and operated in a manner similar to private business enterprises -where the intent of the governing body is that the costs (expenses, including depreciation) of providing goods or service to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. The Village has established four Enterprise Funds as follows: Community Development Fund Storm Water Utility Fund Refuse and Recycling Fund Water Fund 33 ~I 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Basis o~'Presentation -Fund Accounti ~ (Continued) Fiduciary Fund Types Pension Trusts and Expendable Trust Fiduciary Funds account for assets held by the government in a trustee capacity or as an agent on behalf of others. Trust funds account for assets held by the govennent under the terms of a formal trust agreement. The Pension Trust Funds are accounted for in essentially the same manner as the proprietary funds, using the same measurement focus and basis of accounting. The Village has three pension trust funds as follows: Firefighter's Pension Trust Fund Police Officer's Pension Trust Fund General Employee's Pension Trust Fund The Expendable Trust Fund is accounted for in essentially the same manner as the governmental fund types, using the same measurement focus and basis of accounting. Expendable trust funds account for assets where both the principal and interest maybe spent. The Village has one Expendable Trust Fund, the Special Law Enforcement Trust Fund, to account for forfeitures received by the police department to be expended for certain law enforcement purposes as prescribed by Florida Statute Chapter 932.704. 34 fl VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) , Basis of Presentation -Fund Accounting (Continued) , Account Groups General Fixed Assets Account Group , The accounting and reporting treatment applied to the fixed assets associated with a fund are determined by its measurement focus. All governmental funds are accounted for on a spending or "financial flow" measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. Their reported fund balances (net current assets) are considered a measure of "available spendable resources." Governmental fund operating statements present increases (revenues and other fmancing sources) and decreases (expenditures and , other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of "available spendable resources" during a period. Fixed assets used in governmental fund type operations (general fixed assets) are accounted for in the General Fixed Assets Account Group, rather than in govern- mental funds. ' Public domain ("infrastructure") general fixed assets consisting of certain improvements other than buildings, including roads, bridges, curbs and gutters, ' streets and sidewalks, drainage systems, and light systems, are not capitalized. The Village capitalizes assets that cost $750 or more and have expected lives of greater than one year. No depreciation has been provided on general fixed assets. All fixed ' assets are valued at historical cost or estimated historical cost if actual historical cost is not available. Donated fixed assets are valued at their estimated fair market value on the date donated. General Long-Term Debt Account Group Lon -term liabilities ex ected to be financed from overnmental funds are ' g p g accounted for in the General Long-Term Debt Group, not in the governmental funds. ' 35 ' ,i 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Account Groups (Continued) General Long-Term Debt Account Group (Continued) Because of their spending measurement focus, expenditure recognition for governmental fund types is limited to exclude amounts represented by noncurrent liabilities. Since they do not affect net current assets, such long-term debt amounts are not recognized as governmental fund type expenditures or fund liabilities. They are instead reported as liabilities in the General Long-Term Debt Account Group. The two account groups are not "funds". They are concerned only with the measurement of fmancial position. They are not involved with measurement of results of operations. Basis o Accounting The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. All governmental funds and expendable trust funds are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. All proprietary funds and pension trust funds are accounted for on a flow of economic resources measurement focus. With this measurement focus, all assets and all liabilities associated with the operation of these funds are included on the balance sheet. Fund equity (i.e., net total assets) is segregated into contributed capital and retained earnings components. Proprietary fund-type operating statements present increases (e.g., revenues) and decreases (e.g., expenses) in net total assets. The modified accrual basis of accounting is used by all governmental fund types, expendable trust funds and agency funds. Under the modified accrual basis of accounting, revenues are recognized when susceptible to accrual (i.e., when they become both measurable and available). "Measurable" ' means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. The Village does not accrue property tax revenues since the collection of these taxes coincides with the fiscal year in which levied, and since the Village consistently has no material uncollected property taxes at year end. A 90 day availability period is used for revenue recognition for all other governmental fund revenues. Expenditures are recorded when the related fund liability is incurred. ' 36 VILLAGE OF TEQUESTA, FLORIDA , Notes to Financial Statements September 30,1998 1 NOTE 1 -SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Basis o Accounting (Continued) , Principal and interest on general long-term debt are recorded as fund liabilities when due or when amounts have been accumulated in the debt service fund for payments to be made early in the , following year. Those revenues susceptible to accrual are franchise fees, taxes, special assessments, licenses, ' interest revenue, intergovernmental revenues, and charges for services. Sales taxes collected and held by the state at year end on behalf of the Village also are recognized as revenue. Fines and permit revenues are not susceptible to accrual because generally they are not measurable until ' received in cash. The government reports deferred revenue on its combined- balance sheet. .Deferred revenues arise when a potential revenue does not meet both the "measurable" and "available" criteria for recognition in the current period. Deferred revenues also arise when resources are received by the government before it has a legal claim to them, as when grant monies are received prior to the , incurrence of qualifying expenditures. In subsequent periods, when both revenue recognition criteria are met, or when the government has a legal claim to the resources, the liability for deferred revenue is removed from the combined balance sheet and revenue is recognized. ' The accrual basis of accounting is followed for the' proprietary funds and pension trust funds. Under this method of accounting, revenues are recognized during the accounting period in which they are , earned and become measurable and expenses are recognized in the accounting period in which they are incurred if measurable. Governmental Accounting Standards Board (GASB) Statement #20, Accounting and Financial Reporting for Proprietary Funds and Other Governmental Entities that ' Use Proprietary Funds, provides proprietary activities with a choice of authoritative guidance issued after November 30, 1989. The Village of Tequesta has elected to follow GASB pronouncements exclusively after that date. ' Budgets and Budgetary Accounting Formal budgetary integration is employed as a management control device dunng the year for the General Fund, Special Revenue-Fund, Capital Project Funds and the Enterprise Funds. All budgets ' are legally enacted through passage of a resolution. ~i 37 , 1 ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 ' NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Budgets and Budgetary Accounting (Continued) Budgets for the General, Special Revenue and Capital Project Funds are adopted on a basis ' consistent with generally accepted accounting principles. The annual appropriated budgets for the enterprise funds are adopted on a basis consistent with generally accepted accounting principles. For budgeting purposes, current year encumbrances are not treated as expenditures. The Village follows these procedures in establishing the budgetary data reflected in the financial statements: ' 1. Prior to September 1, the Village Manager submits to the Village Council a proposed operating budget for the fiscal year commencing the following October 1. ' The operating budget includes proposed expenditures and the means of financing them. ' 2. Public hearings are conducted to obtain taxpayer comments. 3. Prior to October 1, the budget is legally enacted through passage of a resolution. 1 Chan es or amendments to the total bud eted fund ex enditures must be a roved b the Villa e g g p pP Y g Council. Management may make unlimited interfunctional transfers within a fund without seeking ' council approval. However, in order to make the most effective use of the budgetary process, it is the policy of the Village to make as few budget adjustments as possible. Appropriations are legally controlled at the fund level and expenditures may not legally exceed budgeted appropriations at that level. ' During the year, two supplemental appropriations were made. The Village has complied with the Florida requirement of adopting balanced budgets. The General ' Fund, Special Revenue and Capital Projects Funds budgets reflected in the accompanying financial statements are not balanced because they do not include amounts budgeted from the beginning fund balance. ' Appropriations lapse at the end of the fiscal year. ' 38 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements , September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Bets and Budgetary Accounting (Continued) Encumbrances Encumbrance accounting is used for purposes of budgetary control. Encumbrances outstanding at ' year end are reported as reservations of fund balances until expended or accrued as a liability of the fund. ' Cash and Cash Equivalents h i i , nvestments w t Cash and cash equivalents include cash on hand, demand deposits, and short-term maturities of three months or less when purchased. Investments U.S. Government Securities , U.S. government securities are stated at market value. , Corporate Bonds and Stock Corporate bonds and stock are stated at market value. ' Accounts Receivable ' Accounts receivable of the Water Fund and Refuse and Recycling Fund consists of billed and unbilled receivables. 1 39 1 VII,LAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Inventories 1 Inventories are valued at cost, which approximates market, on a first-in, first-out (FIFO) method. Inventories in the General Fund consist of expendable supplies held for consumption. The cost is recorded as an expenditure at the time individual inventory items are purchased. Reported invento- ries are equally offset by a fund balance reserve which indicates that they do not constitute "available spendable resources" even though they are a component of net current assets. Property and Equipment and General Fixed Assets Fixed assets used in governmental fund type operations (general fixed assets) are accounted for in the General Fixed Assets Account Group, rather than in governmental funds. Public domain ("infrastructure") general fixed assets consisting of certain improvements other than buildings, including roads, bridges, curbs and gutters, streets and sidewallcs, drainage systems, and lighting systems, are not capitalized. Property and equipment acquired or constructed for general governmental operations are recorded as expenditures in the fiend making the expenditure and capitalized at cost in the General Fixed Assets Account Group. Property and equipment acquired by proprietary funds is capitalized in the respective fund. All fixed assets are valued at historical costs or estimated historical cost if actual historical cost is not available. Donated fixed assets are valued at estimated fair value on the date donated. Depreciation of all exhaustible fixed assets used by proprietary funds is charged as an expense against operations. Accumulated depreciation is reported on proprietary fund balance sheets. Depreciation has been provided over the estimated useful lives using the straight-line method. The estimated useful lives are as follows: Buildings 20-40 years Improvements 20-30 years Equipment 3-10 years ' 40 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Amortization The issue costs and debt discount on long-term debt are amortized over the life of the bonds using the straight-line method. Ad Valorem Taxes Ad valorem taxes are assessed and liened as of January 1 and billed the following October. They are due and payable on November 1 of each year or as soon thereafter as the assessment roll is certified and delivered to the Tax Collector. These taxes are collected by the County and remitted to the Village. Revenue is recognized at the time monies are received from the County. All unpaid taxes become delinquent on April 1 following the year in which they are assessed. Discounts are allowed for early payment at the rate of 4% in the month of November, 3% in the month of December, 2% in the month of January and 1% in the month of February. The taxes paid in March are without discount. At September 30, unpaid delinquent taxes, if any, are reflected as a receivable on the balance sheet and as deferred revenue. Interfund Transactions Following is a description of the basic types of interfund transactions made during the year and the related accounting policy: Transactions for services rendered or facilities provided. These transactions are recorded as revenue in the receiving fund and expenditures in the disbursing fund. Transactions to transfer revenue or contributions from the fund budgeted to receive them to the fund budgeted to expend them. These transactions are recorded as operating transfers in and out. Transactions to loan funds from the fund budgeted to loan them to the fund budgeted to receive them. These transactions are recorded as advances to and from. 41 1 1 1 ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) ' Fund Equity The Village has established reservation and designations of fund balances and retained earnings. The reserved fund balances for governmental funds represent those portions of the fund balance not considered as available for future appropriation or legally segregated for a specific use. Reserve retained earnings for proprietary funds represent the net assets that have been legally identified for ' specific purposes. Designated fund balances represent tentative plans for future use of financial resources. ' Compensated Absences Compensated absences are absences for which employees will be paid, such as vacation and sick ' leave. A liability for compensated absences that are attributable to services already rendered and that are not contingent on a specific event, that is outside the control of the government and its employees, is accrued as employees earn the rights to the benefits. Compensated absences that ' relate to future services or that are contingent on a specific event that is outside the control of the government and its employees are accounted for in the period in which such services are rendered or such events take place. ' In the overnmental and similar trust funds, coin ensated absences that are expected to be g p liquidated with expendable available financial resources, are reported as an expenditure and fund liability in the fund that will pay for them. The remainder of the compensated absences liability is reported in the General Long-Term Debt Account Group. ' In the proprietary funds and similar trust funds, compensated absences are recorded as an expense and liability of the fund that will pay for them. Interest Capitalization The Financial Accounting Standards Board issued Statements of Financial Accounting Standards (FAS) No. 34, requiring capitalization of interest costs for all assets that are constructed for an enterprise's use. The amount of interest to be capitalized is that portion of the interest incurred ' during the asset's acquisition period which theoretically could have been avoided if expenditures for the asset had not been made. ' 42 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 1-SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) Total Columns on Combined Statements Total columns on the combined statements are captioned "Memorandum Only" to indicate that they are presented only to facilitate financial analysis. Data in these columns do not present financial position, results of operations, or changes in financial position in conformity with generally accepted accounting principles. Neither is such data comparable to a consolidation. Interfimd eliminations have not been made in the aggregation of this data. Statement o~'Cash Flows For purposes of the statement of cash flows, the proprietary fund types consider all highly liquid investments (including restricted assets) with a maturity of three months or less when purchased to be cash equivalents, except for those investments which management intends to be long-term investments. NOTE 2 -CASH AND INVESTMENTS Cash and Cash Equivalents At year end, the carrying amount of the Village's deposits was $663,933 and the bank balances were $1,020,371. Cash consists of unrestricted and restricted funds entirely covered by federal depository insurance or by a multiple fmancial institution collateral pool that insures public deposits. The collateral pool exists pursuant to the Florida Security for Deposits Act, Chapter 280, which consists of assets pledged to the State Treasurer by financial institutions that comply with the requirements of Florida Statutes and have been thereby designated as a qualified public depository. These deposits are deemed to be insured for risk categorization purposes. Investments Florida statutes authorize the Village to invest surplus funds in the Local Government Surplus Funds Trust Fund, administered by the State Treasurer; negotiable direct obligations of or obligations unconditionally guaranteed by the U.S. Government; interest-bearing time deposits in financial institutions located in Florida and organized under Federal or Florida laws; obligations of the Federal Farm Credit Banks, the Federal Home Loan Mortgage Corporation, the Federal Home Loan Bank or its district banks, or obligations guaranteed by the Government National Mortgage Association and obligations of the Federal National Mortgage Association. 43 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 2 -CASH AND INVESTMENTS (Continued) Investments (Continued) Investments (including restricted investments) consist of funds held with the state investment pool, ' obligations of the United States government and funds held by an outside custodian on behalf of the Pension Trust Funds. ' The Village currently has two investment groups of United States obligations, one of which consists of bond proceeds from the Series 1998 Bond issuances. The proceeds were invested in U.S. Obligations until construction draw downs are necessary. Additionally, the Village has ' continued to hold U.S. Treasury obligations which were previously required to be purchased by the 1985 Water Refunding Revenue Bonds. ' The Village's investments are categorized below to give an indication of the level of custodial credit risk assumed by the Village at year-end. Category 1 - Insured or registered, or securities held by the Village or its agent in the Village's name. ' Category 2 - Uninsured and unregistered, with securities held by the counterparty's trust department or agent in the Village's name. f Category 3 - Uninsured and unregistered, with securities held by counterparty, or by its trust department or agent but not in the Village's name. i 1 ' 44 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 1 NOTE 2 -CASH AND INVESTMENTS (Continued) Investments (Continued) Category Carrying Market 3 Amount Value Obligations of United States Government $ 8,904,917 $ 8,904,917 $ 8,904,917 Investment in: Corporate bonds 154,779 154,779 154,779 Government backed securities 209,298 209,298 209,298 Corporate stock 408,447 408,447 408,447 Subtotal $ 9,677,441 9,677,441 9,677,441 Mutual funds 84,705 84,705 Mutual funds (money market) 881,738 881,738 State investment pool 4,709,605 4,709,605 $ 15,353,489 $ 15,353,489 The state investment pool, administered by the State Board of Administration of Florida, contained certain floating rate notes during the 1998 fiscal year and as of September 30, 1998, which were indexed based on the prime rate and/or one and three month LIBOR rates. These investments, representing approximately 10.96% of the state investment pool portfolio at September 30, 1998, were purchased to add relative value to the portfolio. The following is a reconciliation of cash and cash equivalents and investments per the balance sheet and deposits and investments for risk categorization purposes. Cash and Cash Equivalents/ Deposits Investments Cash and cash equivalents $1,380,158 $ Investments 4,556,497 Restricted assets Cash and cash equivalents 165,513 Investments 9,915.254 Balance sheet totals 1,545,671 14,471,751 Adjustments Mutual funds (money market) 881 738 881,738 Risk categorization totals 663 933. $ 15,353,489 45 1 n 1 ~~ J 1 ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 ' NOTE 3 -CHANGES 1N ACCOUNTING METHODS t During 1998, the Village increased the fixed asset capitalization threshold from $500 to $750. At that time all assets having a cost of less than $750 were deleted from the General Fund Asset Account Group and enterprise funds. ' The Village also implemented GASB 31 Accounting and Financial Reporting for Certain Investments and External Investment Pools during 1998. This statement applies to all ' governmental entities other than external investment pools, defined benefit pension plans, and Internal Revenue Code Section 457 deferred compensation plans. Due to the change in accounting method, the Village will account for all investments at fair market value instead of cost. The beginning retained earnings as of October 1, 1997, has been restated to recognize these changes as follows: ' Community Development ' Fund Water Fund Retained earnings, October 1, 1997 ' as previously reported $282,738 $6,235,551 Increase due to change in accounting for ' investments 89,451 ' Decrease due to change in capitalization policy of fixed assets 5 530 (11,738) ' Retained earnings, October 1, 1997 as restated 277 208 $6,313,264 ' The current year effect of the change in accounting for investments was to increase net investment income in the Water Fund for $35,335. The change in capitalization policy of fixed assets had no significant current year effect. 46 i VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements ' September 30,1998 ~. NOTE 4 -RESTRICTED ASSETS ' Restricted assets as of September 30, 1998, consist of the following accounts: ' Cash Investments Total Meter Deposit Accounts $ 258,286 $ $ 258,286 ' Capital Improvement Accounts 513,032 229,600 742,632 Debt Service Account 32,478 32,478 , Construction Account (638,283) 7,753,300 7,115,017 Renewal and Replacement Account 137,145 137,145 Impact Fee Account 114,638 114,638 ' Jupiter Water Increase Account 1.680,571 1.680.571 254 915 165 513 $ 9 $10 080 767 ' , , , , CCOUNTS RECEIVABLE ENTERPRISE FUNDS NOTE 5 ' -A - Enterprise Funds accounts receivable consists of the following: , Billed services $312,699 Unbilled services 49.409 ' Total accounts receivable- 362,108 Less allowance for uncollectibles 25 000 ' Net accounts receivable 337 108 1 47 , VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 6 -COMPONENTS OF FIXED ASSETS A summary of changes in general fixed assets follows: Balance October 1, Balance 1997, as September 30, Restated Additions Deletions 1998 Land $ 397,653 $ $ $ 397,653 Buildings 1,004,1.39 102,120 1,106,259 Improvements other than buildings 258,777 258,777 Equipment 1,851,294 99,888 222,624 1,728,558 Construction in progress 23,516 37,887 61,403 3 535 379 239 895 222 624 3 552 650 During 1998, the Village increased the fixed asset capitalization threshold from $500 to $750. At that time all assets having a cost of less than $750 were deleted from the General Fixed Asset Account Group and enterprise funds. In addition, it was determined that there were misclassifications of assets. The changes are reported as adjustments to beginning balance of fixed assets. The adjustments at October 1, 1997, were as follows: General Fixed Assets Land Building Improvements Other Than Building Equipment Construction in Progress Balance Capitalization Misclassi- October 1, Policy fication 1997 Adjustment Adjustment $ 397,653 $ $ 990,101 14,038 258,777 1,962,288 (96,956) 23,516 $ 3,632,335 $ (96,956) 48 (14,038) Balance, October 1, 1997, As Restated $ 397,653 1,004,139 258,777 1,851,294 23,516 $ 3,535,379 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 6 -COMPONENTS OF FIXED ASSETS (Continued) Enterprise Funds Balance, Balance Capitalization October 1, October 1, Policy 1997 1997 Adjustment As Restated Land $ 83,336 $ $ 83,336 Building 975,957 (520) 975,437 Improvements other than buildings 9,687,004 (26,109) 9,660,895 Equipment 445,167 (17,445) 427,722 Construction in progress 1,531,234 1,531,234 $12,722,698 $ (44,074) $ 12,678,624 The components of fixed assets at September 30, 1998, are summarized as follows: General Enterprise Fixed Assets Funds Account Groun Total Land $ 83,336 $ 397,653 $ 480,989 Buildings 975,437 1,106,259 2,081,696 Improvements other than buildings 10,445,824 258,777 10,704,601 Machinery and equipment 385,654 1,728,558 2,114,212 Construction in progress 1,803,365 61,403 1,864,768 13,693,616 3,552,650 17,246,266 Accumulated depreciation (5,450,175 (5,450.1751 Total $ 8,243,441 $3,552,650 $11,796.091 49 1 1 1 1 1 1 1 VII.LAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 6 -COMPONENTS OF FIXED ASSETS (Continued) Significant construction commitments as of September 30, 1998, are as follows: Estimated Estimated Cost Cost to Completion Description to Date Complete Date Enterprise Funds Water Fund: Reverse Osmosis Treatment Plant - engineering, design and permitting Reverse Osmosis Wells - Phase I - engineering and design Reverse Osmosis Project - disposal transmission main Storm Water Utility Fund: Tequesta Drive Drainage Division Project Governmental Funds Bond Construction Fund: Public Safety Facility $1,200,076 $6,250,000 318,646 86,733 197,910 61,403 50 10,000 548,022 328,000 November 1999 October 1998 November 1998 March 1999 1,497,000 Apri12001 VILLAGE OF TEQUESTA, FLORIDA ' Notes to Financial Statements September 30,1998 NOTE 7 -CAPITALIZED INTEREST/INTEREST EXPENSE ' For the year ended September 30, 1998, the Village capitalized $4,742 of interest cost in the Water ' Fund. The total interest expense incurred for the Water Fund prior to capitalization for the year ended September 30, 1998, was $203,531. NOTE 8 -FLORIDA RETIREMENT SYSTEM Plan Description All full-time employees hired before January 1, 1996, are eligible to participate in the Florida Retirement System (FRS), a cost sharing, multiple-employer, public retirement system controlled by the State Legislature and administered by the State of Florida Department of Administration, Division of Retirement. The FRS provides retirement and disability benefits, annual cost-of-living adjustments, and death benefits to plan members and beneficiaries. Apost-employment health ' insurance subsidy is also provided to eligible employees. Benefits are established by Chapter 121, Florida Statutes, and Chapter 22B, Florida Administrative ' Code. Amendments to the law can only be made by an act of the Florida Legislature. The State of Florida issues a publicly available financial report that includes financial statements and required supplementary information for the FRS. The latest available report was for the fiscal year ended June 30, 1997. That report may be obtained by writing to the State of Florida Division ' of Retirement, Department of Management Services, 2639-C North Monroe Street, Tallahassee, FL 32399-1560. Funding Policy ' Participating employers are required to make contributions based upon statewide contribution rates. ' The contribution rates by job class for the Village's employees at September 30, 1998, were as follows: regular employees - 16.45%, special risk employees - 25.32%, and senior management - 24.04%. These rates include 0.66% for the employer Health Insurance Subsidy contribution, which ' is the same for all risk classes. The Village's contributions to the FRS for the fiscal years ending September 30, 1995 through 1998 were $363,567, $399,558, $378,070, and $385,219, respectively, which were equal to the required contributions for each fiscal year. ' 51 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 9 -VILLAGE EMPLOYEE'S RETIREMENT SYSTEM The Village maintains asingle-employer, defined benefit pension retirement system. The retirement system provides benefits to all full-time firefighters, as well as any full-time police officers or general employees hired January 1, 1996 or thereafter. The retirement system was established by the Village and is administered by a separate board of trustees. The retirement system receives contributions that may not be used to pay the benefits of all employee classes. Due to this restriction, for financial statement purposes, three separate plans are shown as pension trust funds. The Village Employees' Retirement System administers the following plans: The Firefighter's Pension Trust Fund, The Police Officer's Pension Trust Fund and the General Employee's Pension Trust Fund. The three pension trust funds do not issue stand alone financial statements and have been included in the financial statements of the Village as pension trust funds. SUNIlVIARY OF SIGNIFICANT ACCOUNTING POLICIES Pension Trust Funds 1 Basis of Accounting. The pension trust funds are reported on the accrual basis of accounting. Plan member and state contributions are recognized as revenues in the period that the contributions are due. Employer contributions to each plan are recognized when due and the employer has made a ' formal commitment to provide the contributions. Benefits and refunds are recognized when due and payable in accordance with the terms of each plan. Method Used to Yalue Investments. Investments are reported at fair value. Short-term investments are reported at cost which approximates fair value. Securities traded on a national or international exchange are valued at the last reported sales price at current exchange rates. ' Concentration o Investments. The Plan did not have an investments of 5% or more in an one Y Y organization. PLAN DESCRIPTION AND CONTRIBUTION INFORMATION The following descnptions of the Pension Trust Funds are provided for general mformation purposes only. Plan members should refer to the appropriate source documents for more complete ' information on the plans. i~ ' S2 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 9 -VILLAGE EMPLOYEE'S RETIREMENT SYSTEM (Continued) PLAN DESCRIPTION AND CONTRIBUTION INFORMATION (Continued) Membership of each plan consisted of the following at October 1, 1995, the date of the latest actuarial valuation: FPTF PPTF GPTF Retirees and beneficiaries currently receiving benefits and terminated employees entitled to benefits but not yet receiving them Active employees: Vested Non-vested 17 1 7 Total 17 1 7 Fire^fighter's Pension Trust Fund Plan Descriptions -Any firefighter who completes ten or more years of credited service and attains age 55, or completes 25 years of credited service and attains age 52 is eligible for normal retirement benefits. The monthly amount of normal retirement income for a firefighter is equal to the number of years of credited service multiplied by 3% of his average final compensation. Early retirement may be taken after a firefighter has attained the age of 50 and has ten years of credited service. In the event of early retirement, benefits are actuarially reduced to take into account the firefighter's younger age and earlier commencement of retirement benefits. Such reduction shall not exceed 5% per year. Disability benefits can be received for total and permanent disabilities as determined by the Board of Trustees. If the pension is granted, the benefit amount shall be: If the injury or disease. is service connected, the firefighter shall be entitled to the greater of (a) or ro): (a) A monthly pension equal to 42% of his average compensation, or 53 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 9 -VILLAGE EMPLOYEE'S RETIREMENT SYSTEM (Continued) ' Firefighter's Pension Trust Fund (Continued) (b) An amount equal to the number of years of his credited service ' multiplied by 3% of his average monthly salary based upon his final five years of service. ' If the injury or disease is not service connected, the firefighter shall be entitled to the greater of (a) or (b): (a) A monthly pension equal to 25% of his average compensation, or (b) An amount equal to the number of years of his credited service multiplied by 3% of his average monthly salary based upon his final five years of service. If the firefighter dies prior to retirement from the Village his beneficiary shall receive the following benefit: (a) Line-of-Duty-Death-Benefit - a pension to the spouse (or children) of 50% of Average Compensation for life. (b) Non-Line-of-.Duty-Death, the spouse of a member with ten years of credited service will receive the actuarial equivalent of the accrued early or normal retirement benefit. If the firefighter dies or termmates employment with less than ten years of credited service, he is ' entitled to a refund of the money contributed. Fundang` olacy -Firefighters are required to contribute 5% of their compensation to the plan. The State of Florida contributes the net proceeds of the excise tax imposed upon casualty and property ' insurers. The Village is required to contribute the remaining amount to fund the plan using the aggregate actuarial cost method as approved by the plan's Board of Trustees; however, contribution ' requirements of plan members and the Village are established and may be amended by the Village Council. The Village's required and -actual contribution rate for the fiscal year ended September 30, 1998, was $115,319. The Village's and the state contributions were $101,403 and ' $37,535, respectively. i 54 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 9 -VILLAGE EMPLOYEE'S RETIREMENT SYSTEM (Continued) Police Officer's Pension Trust Fund Plan Descriptions -Any police officer who completes ten or more years of credited service and attains age 55, or completes 25 years of credited service and attains age 52 is eligible for normal retirement benefits. The monthly amount of normal retirement income for a police officer is equal to the number of years of credited service multiplied by 3% of his average final compensation. Eazly retirement may be taken after a police officer has attained the age of 50 and has ten yeass of credited service. In the event of eazly retirement, benefits are actuarially reduced to take into account the police officer's younger age and eazlier commencement of retirement benefits. Such reduction shall not exceed 3% per yeaz. Disability benefits can be received for total and permanent disabilities as determined by the Boazd of Trustees. If the pension is granted, the benefit amount shall be: If the injury or disease is service connected, the police officer shall be entitled to the greater of (a) or (b): (a) A monthly pension equal to 42% of his average compensation, or (b) An amount equal to the number of years of his credited service multiplied by 3% of his average monthly salary based upon his final five years of service. If the injury or disease is not service connected, the police officer shall be entitled to the greater of (a) or (b): (a) A monthly pension equal to 25% of his average compensation, or (b) An amount equal to the number of years of his credited service multiplied by 3% of his average monthly salary based upon his final five yeass of service. 55 i~ VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 9 -VILLAGE EMPLOYEE'S RETIREMENT SYSTEM (Continued) Police Officer s Pension Trust Fund (Continued) If the police officer dies prior to retirement from the Village his beneficiary shall receive the following benefit: (a) Line-of-Duty-Death-Benefit - a pension to the spouse (or children) of 50% of Average Compensation for life. (b) Non-Line-of-Duty-Death, the spouse of a member with ten years of credited service will receive the actuarial equivalent of the accrued early or normal retirement benefit. If the police officer dies or terminates employment with less than ten years of credited service, he is entitled to a refund of the money contributed. ' Funding Policy -Police officers are required to contribute 5% of their compensation to the plan. The State of Florida contributes the net proceeds of the excise tax imposed upon casualty and property insurers. The Village is required to contribute the remaining amount to fund the plan ' using the entry age actuarial cost method as approved by the plan's Board of Trustees; however, contribution requirements of plan members and the Village are established and maybe amended by the Village Council. The Village's required and actual contribution rate for the fiscal year ended ' September 30, 1998, was $25,134. The Village's and the state contributions were $8,000 and $25,134, respectively. ' General Emplovee's Pension Trust Fund Plan Descriptions -Any general employee who completes ten or more years of credited service and attains age 62, or completes 30 years of credited service regardless of age is eligible for normal retirement benefits. The monthly amount of normal retirement income for a general employee is equal to the number of years of credited service multiplied by 2% of his average final compensation. Early retirement may be taken after a general employee has attained the age of 50 and has ten years of credited service. In the event of early retirement, benefits are actuanally reduced to take into account the general employee's younger age and earlier commencement of retirement benefits. Such reduction shall not exceed 5% per year. Disability benefits can be received for total and permanent disabilities as determined by the Board of Trustees. If the pension ' is granted, the benefit amount shall be: i~ 1 56 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 9 -VILLAGE EMPLOYEE'S RETIREMENT SYSTEM (Continued) General Employee's Pension Trust Fund (Continued) If the injury or disease is service connected, the general employee shall be entitled to the greater of (a) or (b): (a) A monthly pension equal to 42% of his average compensation based upon his fmal five years of service, or (b) An amount equal to the number of years of his credited service multiplied by 2% of his average monthly salary based upon his final five years of service. If the injury or disease is not service connected, the general employee shall be entitled to the greater of (a) or (b): (a) A monthly pension equal to 25% of his average compensation based upon his final five years of service, or (b) An amount equal to the number of years of his credited service multiplied by 2% of his average monthly salary based upon his final five years of service. If the general employee dies prior to retirement from the Village, his beneficiary shall receive an amount equal to the vested pension benefit. A survivor benefit is payable to the beneficiary starting when the member would have reached retirement age. If the general employee dies or terminates employment with less than ten years of credited service, he is entitled to a refund of the money contributed. Funding Policy -General employees are required to contribute 5% of their compensation to the plan. The Village is required to contribute the remaining amount to fund the plan using the entry age actuarial cost method as approved by the plan's Board of Trustees; however, contribution requirements of plan members and the Village are established and may be amended by the Village Council. The Village's actual and required contribution rate for the fiscal year ended September 30, 1998, was $13,440 and the dollar amount of the Village's contribution was $13,440 57 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 9 -VILLAGE EMPLOYEE'S RETIREMENT SYSTEM (Continued) Annual Pension Cost and Net Pension Obligation The Village's 1998 annual pension cost and actual contributions for each plan are shown below. The required contributions were determined as part of the October 1, 1995, actuarial valuation for each plan. Annual Village State Pension Actual Actual Cost Contribution Contribution Firefighter's Pension Trust Fund $115,319 $101,403 $37,535 Police Officer's Pension Trust Fund 25,134 8,000 25,134 General Employee's Pension Trust Fund 13,440 13,440 Three Year Trend Information Annual Percentage Net Pension of APC Pension Cost APC) Contributed Obli ag tion Firefighter's Retirement Svstem 1996 $85,503 117.00% $-0- 1997 107,078 106.38 -0- 1998 115,319 120.48 -0- Police Officer's Retirement S s 1996 $ $-0- 1997 20,140 100.00% -0- 1998 25;134 131.83 -0- General Employee's Retirement System 1996 $ $-0- 1997 11,399 100.00% -0- 1998 13,440 100.00 -0- 58 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 9 -VILLAGE EMPLOYEE'S RETIREMENT SYSTEM (Continued) Annual Pension Cost and Net Pension Obligations (Continued) The following are the actuarial methods and significant assumptions: Police General Firefighter's Officer's Employee's Pension Fund Pension Fund Pension Fund Valuation date 10/1/1995 10/1/1995 10/1/1995 Actuarial Cost Method Aggregate Entry Age Entry Age Amortized Method (1) (2) (2) Remaining Amortization Period (1) (2) (2) Asset Valuation Method Four year Four year Four year Averaged averaged averaged Market market market Administrative Costs Included in Included in Included in Calculation of Calculation of Calculation of normal cost normal cost normal cost Actuarial Assumption: Investment rate of return 8% 8% 8% Projected salary increase 6% 6% 6% Includes inflation at 4% 4% 4% Cost of living adjustments 0% 0% 0% (1) When the aggregate actual cost method is used, unfunded actuarial liabilities are not identified or separately amortized. (2) This applies only when unfunded liabilities exist. The Villlage had no unfunded liabilities at September 30, 1998. 59 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 10 -DEFERRED COMPENSATION PLAN The Village offers its employees a deferred compensation plan created in accordance with Internal Revenue Code Section 457. The plan, available to all full time Village employees, permits them to defer a portion of their salary until future years. The deferred compensation is not available to employees until termination, retirement, death or unforeseeable emergency. The Village's Deferred Compensation Plan has funds held by the ICMA Retirement Corporation. In January 1998, the ICMA Deferred Compensation Plan was amended to conform with the changes in the Internal Revenue Code brought about by the Small Business Job Protection Act of 1996. (the "Act"). The Act requires that eligible deferred compensation plans established and ' maintained by governmental employees be amended to provide that all assets of the Plan be held in trust, or under one or more appropriate annuity contracts or custodial accounts, for the exclusive. benefit of plan participants and their beneficiaries. As a result of this change, plan assets will no longer be subject to the claims of the Village's general creditors. Because the Village has little administrative involvement and does not perform the investing ' function for funds in the ICMA Plan, the Village's activities do not meet the criteria for inclusion in the fiduciary fiznds of a government. Consequently, the Plan was removed from the Village's general purpose financial statements. NOTE 11-COMPENSATED ANNUAL LEAVE AND SICK PAY As of S tember 30 1998 the total liabili for com ensated absences was $450 451. The ~ tY P noncurrent portion of compensated absence liability of the General Fund is recorded in the General ' Long-Term Debt Group. For the fiscal year ended September 30, 1998, the long-term amount was $335,009. The liabilities recorded by the Enterprise Funds were $115,442 NOTE 12 -RISK MANAGEMENT ' The Village is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The Village continues ' to purchase commercial insurance to cover the various risks. Retention of risks is limited to those risks that are uninsurable and deductibles ranging from $250 to $10,000 per occurrence. 1 ~i ' 60 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 12 - RISK MANAGEMENT (Continued) Major uninsurable risks include damages to infrastructure assets. Since the amount of loss cannot be reasonably- estimated and the likelihood of occurrence is not determinable, no provision for losses is reflected in the fmancial statements. There were no settled claims which exceeded insurance coverage during the past three fiscal years. The Village is insured under a retrospectively rated policy for worker's compensation coverage. The plan is a trust fund comprised of local governmental entities. The premiums are based on the risk class and remuneration of covered employees adjusted by an experience modification based on the claims history of the Village. At the end of the premium year the Village can either receive a discount or pay additional premium based on its claims experience. The policy for the current fiscal year has been finalized with no additional premium due. Should a deficit develop in the trust fund after excess insurance recoveries, the Village shall thereafter be responsible for its individual costs. NOTE 13 -CAPITAL LEASE COMMITMENTS During the fiscal year, the Village had the following capital lease agreements: General Fund Fire Truck Annual Payment: $56,658 10 year term Expires October, 2003 Principal amount outstanding at 9/30/98 - $280,288 Capitalized cost - $466,140 (General Fixed Asset Account Group) 911 system Annual payment: $5,093 5 year term Expires December 1999 Principal amount outstanding at 9/30/98 - $8,679 Capitalized cost - $20,452 (General Fixed Asset Account Group) 61 fl 1 1 ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 ' NOTE 13 -CAPITAL LEASE COMMITMENTS (Continued) ' General Fund (Continued) Ambulances ' Annual payment: $32,094 l0 year term Expires October 15, 2003 Principal amount outstanding at 9/30/98 - $157,946 Capitalized cost - $180,662 (General Fixed Asset Account Group) 1 ii 1 The following is a schedule of the future minimum lease payments under these capital lease arrangements and the present value of the net minimum lease payments at September 30, 1998: Fiscal Year General Ending Long-Term September 30. Debt 1999 $ 93,845 2000 93,845 2001 88,752 2002 88,752 2003 88,752 Thereafter 88,752 Total minimum lease payments 542,698 Less: amount representing interest 95.785 Present value of future minimum lease payments 6 913' NOTE 14 -LONG-TERM AGREEMENT TO PURCHASE WATER On July 15, 1976, the Village entered into an agreement with Tri-Southern Utilities Company, Inc. (the agreement was subsequently assumed by the Town of Jupiter) to purchase water for the Village's water system for a period of 30 years. Rates for water service are based on wholesale rates. The Village is billed monthly based upon a 1,500,000 gallons per day contracted minimum. 62 VILLAGE OF TEQUE5TA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 15 -LONG-TERM LEASE AGREEMENTS On December 20, 1994, the Village entered into an interlocal agreement with Palm Beach County. Per the agreement Palm Beach County is to provide for partial funding, land acquisition and design and construction of a branch library within Tequesta. Upon completion of the project, the library was leased to Palm Beach County for 50 years for an annual rent of one dollar. In the event the lease is terminated by the Village before the end of 50 years, the Village must reimburse Palm Beach County a depreciated value using a useful life of 25 years based on an initial value of $405,000 calculated on a straight-line basis. On December 6, 1996, the Village entered into a three year lease agreement to rent commercial office space for the administrative, finance and water services staff. The base annual rent is $47,132 adjusted annually for the Consumer Price Index. At the end of the three year lease the Village has the option to renew for three additional one year terms. Upon renewal the lease rent may change. NOTE 16 -CONTRACTED SERVICES -REFUSE AND RECYCLING COLLECTION Effective October 1, 1989, the Village entered into a five year franchise agreement with Nichols Sanitation, Inc. for curbside solid waste and recycling collection services. On October 14, 1993, the Village amended the franchise agreement. The amendment extended the agreement for an additional five years commencing October 1, 1994. For consideration of the extension the collection rates were reduced. In addition, the Village assessed a 6% franchise fee for each residential customer, effective October 1, 1994. Nichols Sanitation may also adjust the curbside and recycling rates beginning October 1, 1995, and each October 1, thereafter based upon the change in the Consumer Price Index "(CPI). NOTE 17 -CONTRACTED SERVICES -FIRE PROTECTION/EMERGENCY MEDICAL SERVICE Effective October 1, 1993, the Village entered into an interlocal agreement with Jupiter Inlet Colony for the Village to provide fire protection/emergencyrnedical services for a fee. For the year ended September 30, 1998, fire protection fees received from Jupiter Inlet Colony was $150,027. 63 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 18 -LONG-TERM DEBT General Long-Term Debt Changes in general long-term debt of the Village for the year ended September 30, 1998, are summarized as follows: Capital Improvement .Line Compensated Lease Note Revenue of Absences Obli atg ions Payable Bonds Credit Total General long-term debt at October 1,1997 $339,491 $511,484 $15,721 $1,185,000 $ $2,051,696 Additions: Line of credit 50,001 50,001, Deletions: Repayments of debt 64,571 3,500 70,000 138,071 Decrease in accrual for compensated absences 4,482 4,482 General long-term debt at September 30, 1998 335 009 446 913 12 221 $1,115,000 50 001 $1,959.144 Revenue Bonds -1994 This debt consists of Improvement Revenue Refunding Bonds Series 1994 in the amount of $1,365,000 with an interest rate of 6.15%, dated June 24, 1994. Pursuant to the Bond Resolution, 16-93/94, the Village is obligated to use Franchise Fees and Occupational Fees to pay the principal and interest on the Bond. At September 30, 1998, $1,115,000 of this issue were outstanding. Any remaining revenues after principal and interest maybe used for any lawful purpose. 64 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 18 -LONGTERM DEBT (Continued) Revenue Bonds -1994 (Continued) Annual requirements to amortize this debt are as follows: Coupon October 1, Rate Principal Interest Payments 1999 6.15% $ 75,000 $ 68,573 $ 143,573 2000 6.15% 80,000 63,960 143,960 2001 6.15% .80,000 59,040 139,040 2002 6.15% 90,000 54,120 144,120 2003 6.15% 95,000 48,585 143,585 Thereafter 695,000 157,133 852,133 Totals $1,115,000 451 411 1 566 411 Line o Credit On June 12, 1987, the Village Council authorized management to enter into a revolving line of credit for $1,000,000 with Nations Bank. The line of credit bears an interest rate of 60% of Nations Bank's prime lending rate, adjusted day of change. Interest is payable monthly with principal due at maturity, which is 12 months from the date of closing. The proceeds from the loan are to be used to fund capital projects within the Village. As of September 30, 1998, the balance on the line was $50,001. On January 14, 1999, the Village approved Resolution 11-98/99 authorizing the issuance of a note in the amount of $5,000,000 and refinanced the $50,001. Note movable. On August 12, 1997, the Village entered into an installment purchase agreement to purchase a copy machine. The Village financed $15,721 over a term of 48 months at an interest rate of 7.5%. As of September 30, 1998, the balance of note was $12,221. 65 1 1 1 1 t VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 ' NOTE 18 -LONGTERM DEBT (Continued) ' Water Fund Note,payable. On August 12, 1997, the Village entered into an installment purchase agreement to ' purchase a copy machine for the Water Department. The Village financed $16,118 over a term of 48 months at an interest rate of 7.51%. As of September 30, 1998, the balance of note was $12,529. Water Revenue Bonds -1998 This debt consists of Water Revenue Bonds Series 1998 in the amount of $7,915,000 with a varying interest rate of 3.8% to 5.125%, dated March 1, 1998. Pursuant to the Bond Resolution, 7-97/98, the Village is obligated to establish and maintain required reserves as noted in Note 19 - ' Required Reserves. Annual requirements to amortize this debt are as follows: 1 September 30, Principal Interest Payments ' 1999 ~ $ $ 389 740 $ 389,740 ' 2000 2001 ~~~~ 135,000 140 000 387,175 810 381 522,175 521 810 , , , 2002 ~ 145,000 376,038 521,038 ' 2003 Thereafter 150,000 7,345,000 369,916 5,993,675 519,916 13,338,675 Less unamortized discount (178,744) (178,744 ' Total $7,736,256 $7,898,354 $ 15,634,610 1 ' 66 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 18 -LONG-TERM DEBT (Continued) Total Long-Term Debt The-annual requirements to amortize all outstanding debt including interest payments of $8,451,511 as of September 30, 1998, are as follows: Fiscal Year Ending September 30 General Long-Term Enterprise Debt Funds Total 1999 $ 291,981 $ 394,216 $ 686,197 2000 242,367 526,651 769,018 2001 232,354 526,286 758,640 2002 232,872 524,635 757,507 2003 232,337 519,916 752,253 Thereafter 940,885 13,338,675 14,279,560 Compensated absences 335,009 335,009 $2,507,805 $15,830,379 $18,338,184 Annual maturities of long-term compensated absences cannot be reasonably determined. 67 1 1 1 1 1 1 ii ' VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 19 - REQUIRED RESERVES ' The Bond Resolution of the Series 1998 Water Revenue Bonds requires the establishment of the following accounts: ' Account Purpose Construction Account To accumulate funds for payment of construction costs. ' Revenue Account To collect the entire gross revenues derived from the water system except investment earnings. ' Debt Service Account To accumulate sufficient funds to meet the annual debt service requirements through transfers from the Revenue ' Account. Operation and Maintenance Account To pay all operating expenses of the system. ' Rebate Account To accumulate funds to meet any possible arbitrage rebate expenses, if required. ' ' Renewal and Re lacement P for the To accumulate funds for the ose of a pmP p Ymg ' cost of extensions, additions to, or the replacement of capital assets of the system . Reserve Account To accumulate funds for payment of principal and interest only if funds in the Debt Service Funds are rnsufficrent. ' Rate Stabilization Account To accumulate funds to be used for any lawful purpose including to make deposits into the Revenue Account. t Impact Fee Account To accumulate impact fee revenue received each fiscal year. To be used in the event that funds in the Revenue Account are insufficient to fund the Debt Service Account. ' The reserves for revenue bond retirement and renewal and replacement represent the total of restricted assets less amounts payable from restricted assets as reported in the Water Fund. 68 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 20 - DEFEASANCE OF PRIOR DEBT In prior years, the Village defeased the 1978 Series, $3,915,000 Water Revenue Refunding Bonds by placing the proceeds of new bonds in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the Village's financial statements. At September 30, 1998, $3,170,000 of bonds outstanding are considered defeased. NOTE 21- INTERFUND RECEIVABLES AND PAYABLES Individual fund interfund receivables and payables at September 30, 1998 are as follows: Interfund Interfund Fund Receivables Payables General Fund $12,286 $43,239 Special Revenue Fund 16,454 Bond Construction Fund 2,810 Community Development Fund 5,147 9,475 Stormwater Utility Fund 1,715 Water Enterprise Fund 19,922 Fire Employee's Pension Trust Fund 1,347 3,140 Police Employee's Pension Trust Fund 2,607 General Employee's Pension Trust Fund 4,400 61 271 61 271 NOTE 22 - INTERFUND ADMINISTRATIVE FEE During the year ended September 30, 1998, the Enterprise Funds remitted $184,765 to the General Fund for administrative management fees. This amount is reflected as intragovernmental services revenue in the General Fund and as management fees, an operating expense in the Enterprise Funds. 69 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 23 -CONTRIBUTED CAPITAL -ENTERPRISE FUNDS The changes in contributed capital consists of the following: Water Fund Capital Developer Improvement Contributions Char.eg s Total Contributed capital at October 1, 1997 $1,130,893 $2,910,058 $4,040,951 Plus: contributions 136,361 114,638 250,999 Contributed capital at September 30, 1998 1 267 254 3 024 696 4 291 950 Community Stormwater Development Fund Utili , Fund Contributed from General Capital Grant Fund Contribution Contributed capital at October 1, 1997 Plus: contributions Contributed capital at September 30, 1998 $ 4,476 $ 181,031 4 476 181 031 70 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 24 -SEGMENT INFORMATION FOR ENTERPRISE FUNDS The Village maintains four separate enterprise funds which provide community development, storm water utility, refuse and recycling and water services. Segment information for the year ended September 30,1998, was as follows: Community Storm Refuse. and Development Water Rec cly ins Water Operating revenues $319,676 $207,167 $316,981 $3,261,372 Depreciation and amortization 1,251 1,483 379,753 Operating income (loss) (7,333) 94,681 14,214 529,280 Nonoperating revenues 13,179 7,339 5,979 517,670 Operating transfers in 59,100 117,669 Operating transfers out 60,300 215,000 Net income (loss) 64,946 159,389 20,193 602,406 Current capital contributions 181,031 250,999 Property and equipment Additions 319,724 1,420,225 Net working capital 365,061 152,261 47;588 2,434,297 Total assets 407,282 521,665 72,161 21,182,257 Total equity 342,154 245,873 47,588 6,915,670 NOTE 25 -DEFICIT FUND BALANCE OF INDIVIDUAL FUNDS As of September 30, 1998, the following funds had a deficit in fund balance: Capital Projects Funds Retained Earnings~Deficitl Bond Construction Fund $(2,810) The accumulated deficit represent excesses of capital outlay expenses over available prior year fund balances carried over. 71 VILLAGE OF TEQUESTA, FLORIDA Notes to Financial Statements September 30,1998 NOTE 26 -JOINT VENTURE ' The Village, in conjunction with six other municipalities, organized a consortium to provide mutual fire and emergency aid. The consortium is known as The Northern Area Mutual Aid Consortium (NAMAC). During 1998 the consortium purchased various equipment and supplies as well as ' collected contributions. The consortium does not issue separate financial statements. The Village did not make any obligations to contribute any funds in the fiscal year 1998 or 1999. NOTE 27 -SUBSEQUENT EVENTS On December 15, 1998, the Village Council approved the refunding of Jupiter Water increase water charges collected from water customers from February 1996 to January 1999. The refund includes interest of 5.44%-with no compounding. On February 1, 1999, the Village issued refund checks totaling $1,848,321 which included interest of $95,370. On February 1, 1999, the Village entered into a contract to purchase a portion of Tequesta Plaza from JMZ Tequesta Properties, Inc. (JMZ) for $1,483,000. The portion of the parcel purchased is to be used as a public roadway. The Village will demolish the current structures and construct the roadway. JMZ will construct a new retail building. Simultaneously, the Village also entered into a contract to purchase another portion of the plaza (Parcel 1) for $477,000. If the Village decides not to construct a Village facility on this property, the contractor is required to repurchase the property for the Village's cost of $477,000. On January 15, 1999, the Village entered in a Loan Agreement with Nations Bank, N.A. (the Bank). The Village has authorized management to borrow up to $5,000,000 from. the Bank for the purpose of financing the cost of capital projects and to refinance the current line of credit. The loan bears an interest rate of 60% of Nations Bank's prime lending rate, adjusted day of change. Interest is payable monthly with principal due at maturity, which is 16 months from the date of closing. The Village has pledged Non-Ad Valorem revenues, therefore the loan is not a general obligation of the Village and should only be payable from appropriated non-ad valorem revenues. 72 VILLAGE OF TEQUESTA, FLORIDA ' Notes to Financial Statements September 30,1998 NOTE 28 -YEAR 2000 COMPLIANCE (UNAUDITED The Village of Tequesta is taking steps to address the Year 2000 technology problems and avoid ' any interruption of regular business operations. The Year 2000 technology problems are caused by computer systems and embedded computer chips that use two-digit representations for the year part of date fields. To accomplish this goal the Village has developed a Year 2000 plan that consists of , six primary phases: (1) The first phase is to inventory and assess potentially date-sensitive hardware and software; (2) Conduct a survey of third party suppliers of goods and services to assume Y2K compliance; (3) Identify mission critical issues and prioritize each non-compliant item; (4) Renovation or replacement of non-compliant systems; (5) Testing of corrected systems; (6) Implementation of corrected systems. The Village's plan is on schedule to complete conversions, upgrades and replacements for internal , mission-critical systems by September 30, 1999. Procedures have been implemented to ensure that any future purchases of computing resources will be Year 2000 compliant. The Village defines , "Year 2000 Compliant" to mean that the product, when used in accordance with its associated documentation, will be capable upon installation of accurately processing, providing and receiving date data from, into and between the twentieth and twenty-first centuries, including the years 1999- , 2000, and leap year calculations, provided that all products (e.g., hardware and software) used in combination with the products accurately exchange date data with it. As of September 30, 1998, the Village of Tequesta had no outstanding commitments for Year 2000 technology problems. , The Village does not expect Year 2000 problems to have material adverse affects on its financial health or its ability to meet its financial obligations in a timely manner. Nevertheless, the Village ' cannot guarantee that Year 2000 issues will not adversely affect the Village. Also, the Village has no control over the Year 2000 remediation efforts of external third parties. It is possible, therefore, that even if the Village were fully Year 2000 compliant, noncompliance of external third parties could have an adverse effect upon the Village. 73 , 1 1 REQUIRED SUPPLEMENTAL INFORMATION VILLAGE OF TEQUESTA, FLORIDA Required Supplemental Information September 30,1998 Schedule of Contributions from the Employer and Other Contributing Entities Fiscal Year Annual Ended Required Village State Percentage September 30 Contribution Contribution Contribution Contributed Firefighter's Pension Fund 1993 $ $ 9,117 $ 1994 50,164 46,950 8,801 111.14% 1995 66,627 76,161 14,959 136.76% 1996 85,503 83,035 17,083 117.09% 1997 107,078 80,933 32,975 106.38% 1998 115,319 101,403 37,535 120.48% Police Officer's Pension Fund 1996 $ $ $ 1997 20,140 20,140 100.00% 1998 25,134 8,000 25,134 131.83% General Emp loyee's Pension Fund 1996 $ $ N/A 1997 11,399 11,400 N/A 100.00% 1998 13,440 13,440 N/A 100.00% 74 VILLAGE OF TEQUESTA, FLORIDA Notes to the Required Supplemental Information September 30,1998 Police General Firefighter's Officer's Employee's Pension Pension Pension Fund Fund Fund Valuation date 10/1/95 10/1/95 10/1/95 Actuarial Cost Method Aggregate Entry Age Entry Age Amortized Method (1) (2) (2) Remaining Amortization Period (1) (2) (2) Asset Valuation Method Four year .Four year Four year averaged averaged averaged market market market Administrative Costs Included in Included in Included in calculation of calculation of calculation of normal cost normal cost normal cost Actuarial Assumption: Investment rate of return* 8% 8% 8% Projected salary increase* 6% 6% 6% *Includes inflation at 4% 4% 4% Cost of living adjustments 0% 0% 0% (1) When the aggregate actuarial cost method is used, unfunded actuarial liabilities are not identified or separately amortized. (2) This applies only when unfunded liabilities exist. The Village had no unfunded liabilities at September 30, 1998. 75 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Revenues -Budget and Actual For the Fiscal Year Ended September 30,1998 Taxes Ad valorem taxes Current ad valorem taxes Delinquent ad valorem taxes Total ad valorem Public service taxes Electric Telephone Gas Water Total public service taxes Local option gas tax Total taxes Licenses and permits Other licenses and permits Total licenses and permits Variance Favorable Budget Actual (Unfavorable) $2,423,320 $2,450,091 $ 26,771 5,000 7,576 2,576 2,428,320 2,457,667 29,347 352,000 365,536 13,536 85,055 89,591 4,536 97,000 96,916 (84) 16,500 17,366 866 550,555 569,409 18,854 174,000 154,170 (19,830) 3,152,875 3,181,246 28,371 11,500 14,455 2,955 11,500 14,455 2,955 (Continued) 76 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA 1 General Fund Schedule of Revenues -Budget and Actual For the Fiscal Year Ended September 30,1998 1 Intergovernmental Cigarette tax State revenue sharing Alcoholic beverage licenses One-half cent sales tax 911 maintenance reimbursement Grants Other Total intergovernmental Charges for services Certification, copying, record search Fire rescue service Fire inspections Fire plan review services EMS transport service Other fire rescue/EMS services Municipal police academy Extra duty -contracted services Total charges for services Fines and forfeits Court fines Parking tickets Code enforcement Total fines and forfeits Variance Favorable Budget Actual (Unfavorable) $ 13,500 $ 13,420 $ (80) 129,200 129,210 10 4,500 6,633 2,133 285,000 303,824 18,824 9,945 9,811 (134) 17,785 18,851 1,066 3,400 3,899 499 463,330 485,648 22,318 2,000 2,777 777 150,007 150,027 20 14,000 12,378 (1,622) 2,500 7,080 4,580 71,340 99,670 28,330 2,000 296 (1,704) 700 620 (80) 4,500 931 (3,569) 247,047 273,779 26,732 70,000 64,391 (5,609) 4,500 6,830 2,330 1,000 1754 754 75,500 72,971 (2,529) (Continued) 77 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Revenues -Budget and Actual For the Fiscal Year Ended September 30,1998 Interest Tax collector Investments Total interest Miscellaneous Other Total miscellaneous Impact fees Law enforcement Fire rescue Parks and recreation Total impact fees Intragovernmental services Administrative management - enterprise funds Total intragovernmental services Total revenues Variance Favorable Budget Actual (Unfavorable) $ 5,000 $ 5,902 $ 902 75,000 76,529 1,529 80,000 82,431 2,431 5,000 8,566 3,566 5,000 8,566 3,566 1,525 1,525 1,525 183,120 190,650 7,530 183,120 190,650 7,530 $4,218,372 $4,311,271 $ 92,899 78 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 i 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30,1998 Variance Favorable Budget Actual (Unfavorable) General government Legislative Travel and per diem Books, publications and due Other charges Total legislative $ 16,220 $ 16,220 $ 5,472 5,472 905 904 1 22,597 22,596 1 Executive Salaries F.I.C.A. Retirement Life and health insurance Workers' compensation insurance Deferred compensation insurance Professional fees Contractual services Travel and per diem Office machines maintenance Office supplies Books, publications, dues Other charges 145,880 145,877 10,980 10,976 29,325 29,303 14,792 14,778 1,400 1,400 4,533 4,533 11,015 10,995 9,725 9,723 7,805 7,804 475 472 1,415 1,412 1,400 1,397 2,535 2,524 4 22 14 Total executive 79 241,280 241,194 2~ 1 3 3 .3 (Continued) VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30,1998 General government (continued) Financial and administrative Salaries F.I.C.A. Retirement Life and health insurance Workers' compensation insurance Accounting and auditing Contractual services Travel and per diem Repairs and maintenance Office machines maintenance Office supplies Books, publications, dues Other charges Budget Actual $ 146,274 $ 146,174 Variance Favorable (Unfavorable) 100 2 22 1~ 18 6 90 3 Total financial and administrative 10,910 10,908 13,350 13,328 13,404 13,386 1,090 1,088 87,550 87,532 4,360 4,354 579 489 1,805 1,802 4,222 4,222 5,790 5,787 1,010 1,010 3 290 288 2 290,634 290,368 266 Legal counsel Legal services Total legal counsel 102,010 102,009 1 102,010 102,009 1 80 (Continued) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30,1998 General government (continued) Other general government Salaries F.I.C.A. Retirement Other personal services Contractual services Communication services Transportation/postage Utility services Rentals and leases Fire hydrant rental fees Insurance/claims and judgments Village hall maintenance Promotional activities Printing and binding Office supplies Books, publications, dues Other charges Total other general government Total general government Variance Favorable Budget Actual (Unfavorable) $ 86,020 $ 85,996 $ 24 5263 5263 11,355 11,353 2 24,810 24,795 15 37,983 37,803 180 8,410 8,408 2 7,785 7,781 4 18,635 18,635 25,905 25,894 11 17,490 17,490 21,275 21,273 2 16,445 16,435 10 13,430 13,428 2 170 162 8 5,360 5,358 2 530 528 2 7,898 7,854 44 308,764 308,456 308 965,285 964,623 662 (Continued) 81 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30,1998 Public Safety Police Department Salaries Overtime F.I.C.A. Retirement Life and health insurance Workers' compensation insurance Professional fees Travel and per diem Communication services Rentals and leases Insurance Repairs and maintenance Printing and binding Personnel training Operating supplies Office supplies Books, publications, dues Other charges Total police department Variance Favorable Budget Actual (Unfavorable) $ 851,638 $ 851,624 $ 14 46,660 45,988 672 70,293 69,694 599 213,074 213,065 9 82,222 81,933 289 49,900 49,891 9 1,445 1,445 6,655 5,115 1,540 7,646 7,396 250 463 354 109 23,100 23,093 7 38,290 37,150 1,140 2,365 2,057 308 14,075 13,484 591 49,295 47,196 2,099 3,355 2,743 612 2,602 2,268 334 12,612 11,616 996 1,475,690 1,466,112 9,578 (Continued) 82 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30, 1998 Public Safety (continued) Variance Favorable Budget Actual (Unfavorable) Emergency and disaster relief Civil preparedness $ 7,825 $ 5,793 $ 2,032 Total emergency and disaster relief 7,825 5,793 2,032 Fire rescue and EMS services Salaries F.I.C.A. Retirement Life and health insurance Volunteer fire rescue and EMS Accounting and auditing Travel and per diem Communication services Utility services Repairs and maintenance Insurance Printing and binding Operating supplies Office supplies Books, publications, dues Other charges Total fire rescue and EMS services Total public safety $ 690,600 $ 690,569 $ 31 53,050 52,658 392 109,978 109,889 89 116,820 108,296 8,524 24,650 24,645 5 1,190 1,190 2,045 1,520 .525 6,885 6,883 2 2,660 2,606 54 33,025 32,645 380 13,222 12,385 837 630 586 44 42,175 38,786 3,389 1,290 1,287 3 3,030 2,809 221 15,100 14,915 185 1,116,350 1,100,479 15,871 2,599,865 2,572,384 27,481 (Continued) 83 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30,1998 Transportation Road and street facilities Salaries F.I.C.A. Retirement Life and health insurance Workers' compensation insurance Engineering services Contractual services Travel and per diem Communication services Utility services Rentals and leases Repairs and maintenance Insurance Operating supplies Road materials and supplies Books, publications, dues Other charges Total transportation Variance Favorable Budget Actual (Unfavorable) $ 108,840 $ 87,124 $ 21,716 10,245 6,100 4,145 20,625 11,642 8,983 19,455 19,453 2 7,080 7,028 52 41,000 37,778 3,222 123,845 105,889 17,956 4,020 4,018 2 1,560 1,556 4 69,780 69,047 733 1,450 1,234 216 46,795 39,401 7,394 12,500 12,328 172 7,000 4,210 2,790 7,400 5,674 1,726 300 140 160 1,760 879 881 483,655 413,501 70,154 (Continued) 84 1 i~ 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30,1998 Human Services Health -mosquito control Salaries Repairs and maintenance Operating supplies Personnel training Total human services Variance Favorable Budget Actual (Unfavorable) $ 800 $ 272 $ 528 200 200 2,850 24 2,826 1,000 959 41 4,850 1,255 3,595 Culture/Recreation Parks and recreation Salaries F.LC.A. Retirement Life and health insurance Workers' compensation insurance Contractual services Travel and per diem Communication services Utility services Repairs and maintenance Insurance 68,675 68,666 9 5,360 5,358 2 16,590 16,584 6 5,515 5,092 423 3,060 3,060 48;180 48,177 3 3,455 3,450 5 800 627 173 19,665 19,665 46,600 46,036 564 3,040 3,039 1 (Continued) 85 VILLAGE OF TEQUESTA, FLORIDA General Fund Schedule of Departmental Expenditures -Budget and Actual For the Fiscal Year Ended September 30,1998 Variance Favorable Budget Actual (Unfavorable) Culture/Recreation (continued) Operating supplies Office supplies Books, publications, dues Aid to community organizations Aid to government organizations Other charges Total culture/recreation Capital outlay General government -executive General government -other Police Fire rescue and EMS services Transportation Culture/Recreation Total capital outlay $ 2,530 $ 845 $ 1,685 100 95 5 300 115 185 7,350 7,350 3,175 1,800 1,375 14,000 13,809 191 248,395 243,768 4,627 8,317 7,357 960 8,785 8,106 679 73,910 70,622 3,288 14,005 9,361 4,644 68,035 29,580 38,455 104,120 103,910 210 277,172 228,936 48,236 Debt service Principal retirement Interest Total debt service Total expenditures 68,079 68,071 8 30,012 30,008 4 98,091 98,079 12 $4,677,313 $4,522,546 $ 154,767 86 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Special Revenue Fund Schedule of Revenues -Budget and Actual For the Fiscal Year Ended September 30,1998 Taxes Franchise fees Total taxes Licenses and permits Variance Favorable Budget Actual (Unfavorable) $336,910 $361,637 $ 24,727 336,910 361,637 24,727 Professional and occupational licenses 75,000 74,748 (252) Total licenses and permits 75,000 74,748 (252) Total revenues $411,910 $436,385 $ 24,475 87 VILLAGE OF TEQUESTA, FLORIDA Capital Projects Funds Combining Balance Sheet September 30,1998 Assets Cash and cash equivalents Investments Total assets Liabilities, equity and other credits Liabilities Due to other funds Equity and other credits Reserved for: Encumbrances Unreserved Designated for: Road projects Undesignated Total equity and other credits Total liabilities, equity and other credits Capital Bond Improvement Construction Fund Fund Total $ 6,280 $ $ 6,280 284,505 284,505 $290,785 $ $290,785 $ $ 2,810 $ 2,810 114,957 114,957 120,880 120,880 169,905 (117,767) 52,138 290,785 2,810) 287,975 $290,785 $ $290,785 88 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Capital Project Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balance For the Fiscal Year Ended September 30,1998 Revenues Interest Total revenues Expenditures Capital outlay Debt service interest and other costs Total expenditures Excess of revenues over (under) expenditures Other financing sources (uses) Debt proceeds Transfers in Total other financing sources Excess of revenues and other financing sources over (under) expenditures and other financing uses Fund balances, October 1, 1997 Fund balances, September 30, 1998 Capital Bond Improvement Construction Fund Fund Total $ 9,354 $ $ 9,354 9,354 9,354 101,073 37,887 138,960 11,284 11,284 101,073 49,171 150,244 (91,71.9 49,171 1( 40,890) 50,001 50,001 175,000 175,000 175,000 50,001 225,001 83,281 830 84,111 207,504 (3,640) 203,864 $290,785. $ (2,810) $ 287,975 89 VILLAGE OF TEQUESTA, FLORIDA Capital Project Funds Combining Statement of Revenues, Expenditures and Changes in Fund Balance -Budget and Actual For the Fiscal Year Ended September 30,1998 Revenues Interest Total Revenues Expenditures Capital outlay Debt service interest and other costs Total expenditures Excess of revenues over (under) expenditures Other financing sources (uses) Debt proceeds Transfers in Total other financing sources Excess of revenues and other financing sources over (under) expenditures and other financing uses Fund balances, October 1, 1997 Fund balances, September 30, 1998 Capital Improvement Fund Budget Actual Variance $ 2,000 $ 9,354 $ 7,354 2,000 9,354 7,354 187,345 101,073 86,272 187,345 101,073 86,272 (185,345 91,719) 93,626 175,000 175,000 175,000 175,000 $ (10,345) 83,281 $ 93,626 207,504 $290,785 90 Bond Construction Fund Totals Budget Actual Variance Budget Actual Variance $ $ $ $ 2,000 $ 9,354 $ 7,354 2,000 9,354 7,354 332,370 37,887 294,483 519,715 138,960 380,755 12,630 11,284 1,346 12,630 11,284 1,346 345,000 49,171 295,829 532,345 150,244 382,101 345,000 49,171 295,829 530,345) (140,890) 389,455 350,000 50,001 (299,999) 350,000 50,001 (299,999) 175,000 175,000 350,000 50,001 299,999) 525,000 225,001 299,999) $ 5,000 830 $ (4,170) $ (5,345) 84,111 $ 89,456 (3,640) $ 2,810) 203,864 $287,975 91 THIS PAGE INTENTIONALLY LEFT BLANK 1 1 1 PROPRIETARY FUNDS (ENTERPRISE FUNDS) VILLAGE OF TEQUESTA, FLORIDA Combining Balance Sheet -Enterprise Funds September 30,1998 Community Storm Water Refuse and Development Utility Recycling Fund Fund Fund Assets Cash and equivalents $ 18,319 $ 6,235 $ 4,354 Investments 379,390 56,845 65,237 Accounts receivable 522 493 2,570 Due from other funds 5,147 1,715 Due from other governments 181,031 Inventories Restricted assets Cash and equivalents Investments Other assets Fixed assets 3,904 275,346 Total assets $ 407,282 $ 521,665 $ 72,161 Liabilities, equities and other credits Accounts payable $ 16,092 $ 5,409 $ 24,573 Accrued liabilities 6,577 1,962 Payable from restricted assets Deposits Due to other funds 9,475 Due to other governments 6,173 Deferred revenue Contracts payable 86,687 Current portion of: Notes payable Compensated absences 22,335 703 Notes payble Bonds payable Total liabilities 60,652 94,761 24,573 Equity and other credits Contributed capital 4,476 181,031 Retained earnings Reserved for capital improvements 245,873 Unreserved 342,154 47,588 Total equity and other credits 346,630 426,904 47,588 Total liabilities, equity and other credits $ 407,282 $ 521,665 $ 72,161 92 fl 1 ~~ 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Water Fund Total $ 1,095,710 $ 1,124,618 1,526,483 333,523 19,922 17,061 165,513 9,915,254 144,600 7,964,191 2,027,955 337,108 26,784 181,031 17,061 165,513 9,915,254 144,600 8,243,441 $21,182,257 $22,183,365 $ 127,800 $ 173,874 58,860 67,399 248,740 248,740 9,475 17,477 23,650 1,680,571 1,680,571 86,687 3,868 3,868 92,404 115,442 8,661 8,661 7,736,256 7,736,256 9,974,637 10,154,623 4,291,950 4,477,457 994,415 1,240,288 5,921,255 6,310,997 11,207,620 12,028,742 $21,182,257 $22,183,365 93 VILLAGE OF TEQUESTA, FLORIDA Combining Statement of Revenues, Expenses and Changes in Retained Earnings -Enterprise Funds For the Fiscal Year Ended September 30, 1998 Operating revenues Charges for services Licenses and permits Total operating revenues Operating expenses Purchased services Personal services Professional services Contractual services Travel and per diem Management services Office supplies Operating supplies Repairs and maintenance Utilities Insurance Other Depreciation Total operating expenses Operating income (loss) Nonoperating revenues (expenses) Interest income Net appreciation in fair value of investments Interest expense and fiscal charges Community aid donation Gain on sale of land Total nonoperating revenues (expenses) Income before operating transfers Operating transfers Operating transfers in Operating transfers out Total operating transfers in (out) Net income Retained earnings, October 1, 1997, as restated Retained earnings, September 30, 1998 Community Storm Water Refuse and Development Utility Recycling Fund Fund Fund $ 35,536 $ 207,167 $ 316,981 284,140 319,676 207,167 316,981 297,267 194,837 52,034 22,207 6,800 73,674 15,719 4,257 2,257 7,470 5,000 5,500 4,131 223 14,857 26,930 2,843 1,482 1,251 327,009 (7,333) 13,179 2,000 40 1,483 112,486 302,767 94,681 14,214 7,339 5,979 13,179 7,339 5,979 5,846 102,020 20,193 59,100 117,669 (60,300) 59,100 57,369 64,946 159,389 20,193 277,208 86,484 27,395 $ 342,154 $ 245,873 $ 47,588 94 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Water Fund Total $3,261,372 $3,821,056 284,140 3,261,372 4,105,196 667,950 965,217 711,848 958,719 352,873 381,880 39,898 129,291 6,820 13,334 166,795 184,765 22,866 27,220 57,176 57,176 186,044 227,831 96,748 96,748 35,334 40,177 7,987 9,509 379,753 382,487 2,732,092 3,474,354 529,280 630,842 469,936 496,433 35,335 35,335 (223,044) (223,044) (6,500) (6,500) 12,399 12,399 288,126 314,623 817,406 945,465 176,769 (215,000) (275,300) (215,000) (98,531) 602,406 846,934 6,313,264 6,704,351 $6,915,670 $7,551,285 95 1 VILLAGE OF TEQUESTA, FLORIDA Enterprise Funds Combining Statement of Revenues, Expenses and Changes in Retained Earnings -Budget and Actual September 30,1998 Community Development Fund Operating revenues Charges for services Licenses and permits Total operating revenues Operating expenses Purchased services Personal services Professional services Contractual services Travel and per diem Management services Office supplies Operating supplies Repairs and maintenance Utilities Insurance Other Depreciation Total operating expenses Operating income (loss) Nonoperating revenues (expenses) Interest income Net appreciation in fair value of investments Interest expense and fiscal chazges Community aid donation Gain on sale of land Contingency Total nonoperating revenues (expenses) Income before operating transfers Operating transfers Operating transfers in Operating transfers out Total operating transfers in (out) Net income Retained earnings, October 1, 1997, as restated Retained earnings, September 30, 1998 96 15,000 13,179 (1,821) (106,925) 5,846 112,771 59,100 59,100 59,100 59,100 $ (47,825) 64,946 $ 112,771 277,208 $ 342,154 (Continued) 1 1 1 Budget Actual Variance $ 24,500 $ 35,536 $ 11,036 185,805 284,140 98,335 210,305 319,676 109,371 195,040 194,837 203 22,210 22,207 3 74,208 73,674 534 5,500 4,257 1,243 7,470 7,470 4,642 4,131 511 15,460 14,857 603 2,845 2,843 2 3,600 1,482 2,118 1,255 1,251 4 332,230 327,009 5,221 (121,925) (7,333) 114,592 15,000 13,179 (1,821) 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Storm Water Utility Fund Refuse and Recycling Fund Budget Actual Variance Budget Actual Variance $ 217,800 $ 207,167 $ (10,633) $ 317,770 $ 316,981 $ (789) 217,800 207,167 (10,633) 317,770 316,981 (789) 308,000 297,267 10,733 55,285 52,034 3,251 6,805 6,800 5 19,900 15,719 4,181 4,500 2,257 2,243 5,000 5,000 5,500 5,500 225 223 2 2,400 2,400 31,820 26,930 4,890 2,000 2,000 1,000 40 960 1,200 1,200 1,485 1,483 2 130,420 112,486 17,934 314,700 302,767 11,933 87,380 94,681 7,301 3,070 14,214 11,144 2,500 7,339 4,839 1,500 5,979 4,479 -~- 7,339 102,020 117,670 (60,300) 117,669 (60,300) 57,370 57,369 $ 147,250 159,389 86,484 $ 245,873 4,839 1,500 5,979 4,479 12,140 4,570 20,193 15,623 (1) .-~ $ 12,139 4,570 27,395 97 (Continued) VILLAGE OF TEQUE5TA, FLORIDA Enterprise Funds Combining Statement of Revenues, Ezpenses and Changes in Retained Earnings -Budget and Actual September 30,1998 (Continued) Operating revenues Charges for services Licenses and permits Total operating revenues Water Fund Budget Actual Variance $ 2,943,890 2,943,890 Operating expenses Purchased services Personal services Professional services Contractual services Travel and per diem Management services Office supplies Operating supplies Repairs and maintenance Utilities Insurance Other Depreciation Total operating expenses Operating income (loss) Nonoperating revenues (expenses) Interest income Net appreciation in fair value of investments Interest expense and fiscal charges Community aid donation Gain on sale of land Contingency Total nonoperating revenues (expenses) Income before operating transfers Operating transfers Operating transfers in Operating transfers out Total operating transfers in (out) Net income Retained earnings, October 1, 1997, as restated Retained earnings, September 30, 1998 667,950 711,721 352,925 43,840 7,500 166,795 23,855 63,060 236,625 102,605 35,345 9,000 379,775 2,800,996 142.894 75,000 (205,350) (6,500) 1,000 (504,280) (640,130) (497,236) (215,000) (215,000) $ (712,236) 98 $ 3,261,372 3,261,372 667,950 711,848 352,873 39,898 6,820 166,795 22,866 57,176 186,044 96,748 35,334 7,987 '~79.75'i $ 317,482 317.482 (127) 52 3,942 680 989 5,884 50,581 5,857 11 1,013 ~~ 2,732,092 68,904 529,280 386,386 469,936 394,936 35,335 35,335 (223,044) (17,694) (6,500) 12,399 11,399 504,280 288,126 928,256 817,406 1,314,642 (215,000) (215,000) 602,406 $ 1,314,642 6,313,264 $ 6,915,670 (Continued) 1 1 Total Budget Actual Variance $ 3,503,960 $ 3,821,056 $ 317,096 185,805 284,140 98,335 3,689,765 4,105,196 415,431 975,950 965,217 10,733 962,046 958,719 3,327 381,940 381,880 60 137,948 129,291 8,657 17,500 13,334 .4,166 184,765 184,765 28,722 27,220 1,502 65,460 57,176 8,284 283,905 227,831 56,074 102,605 96,748 5,857 40,190 40,177 13 14,800 9,509 5,291 382,515 382,487 28 3,578,346 3,474,354 103,992 111,419 630,842 519,423 94,000 496,433 402,433 35,335 35,335 (205,350) (223,044) (17,694) (6,500) (6,500) 1,000 12,399 11,399 (504,280) 504,280 (621,130) 314,623 935,753 (509,711) 945,465 1,455,176 176,770 176,769 (1) (275,300) (275,300) (98,530) (98,531) (1) $ (608,241) 846,934 $ 1,455,175 6,704,351 $ 7,551,285 99 VILLAGE OF TEQUESTA, FLORIDA Combining Statement of Cash Flows- Enterprise Funds For the Fiscal Year Ended September 30,1998 Cash flows from operating activities: Net operating income (loss) Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation Changes in assets and liabilities (Increase) decrease in: Accounts receivable Due from other funds Inventories Increase (decrease) in: Accounts payable Accrued liabilties Deposits Deferred revenue Compensated absences Due to other funds Due to other governments Net cash provided by operating activities Cash flows from noncapital financing activities: Operating transfers from other funds Operating transfers to other funds Contribution Net cash provided by (used) for noncapital financing activities 100 Community Storm Water Development Utility Fund Fund $ (7,333) $ 94,681 1,251 1,483 (522) (493) (5,147) 8,285 11,762 1,340 322 23 1,433 (1,840) 9,475 5,903 17,144 103,479 59,100 117,669 (60,300) 59,100 57,369 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Refuse and Recycling Water Fund Fund Total $ 14,214 $ 529,280 $ 630,842 379,753 382,487 (2,542) (36,802) (40,359) (19,931) (16,793) 7,255 7,255 2,240 (6,822) 8,520 32,176 32,521 16,741 16,741 638,341 638,341 23,880 23,473 9,475 21,179 27,082 13,912 1,585,050 1,719,585 176,769 (215,000) (275,300) (6,500) (6,500) (221,500) (105,031) 101 (Continued) VILLAGE OF TEQUESTA, FLORIDA Combining Statement of Cash Flows- Enterprise Funds For the Fiscal Year Ended September 30,1998 (Continued) Community Development Fund Storm Water Utility T ~ Cash flows from capital and related financing activities: Capital contributions Acquisition and construction of fixed assets Proceeds from land sale Revenue bonds proceeds Principal paid on notes payable Interest paid on notes payable Interest paid on revenue bonds Fiscal charges paid on revenue bonds Payment on construction contracts (163,127) Net cash provided by (used) for capital and related financing activities Cash flows from investing activities: Purchases of investments Interest received on investments Net cash provided by (used) for investing activities Net increase in cash and cash equivalents Cash and cash equivalents, October 1, 1997 Cash and cash equivalents, September 30, 1998 Noncash Investing, Capital and Financing Activities Capital grant receivable -storm water fund Noncash capital contribution from developers 102 (163,127) (263,178) (56,844) 13,182 7,338 (249,996) (49,506) (173,752) (51,785) 192,071 58,021 $ 18,319 $ 6,236 $ 181,031 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Refuse and Recycling Water $ $ 114,638 $ 114,638 (669,207) (832,334) 12,399 12,399 7,726,471 7,726,471 (3,589) (3,589) (1,187) (1,187) (198,789) (198,789) (157,883) (157,883) (91,596) (91,596) 6,731,257 6,568,130 (65,237) (8,942,780) (9,328,039) 5,979 466,218 492,717 (59,258) (8,476,562) (8,835,322) (45,346) (381,755) (652,638) 49,700 1,642,978 1,942,770 $ 4,354 $1,261,223 $1,290,132 $ 181,031 $ 136,361 $ 136,361 103 VILLAGE OF TEQUESTA, FLORIDA Water Fund Schedule of Restricted Accounts Under Revenue Bond Ordinance For the Fiscal Year Ended September 30, 1998 Cash and investments, October 1, 1997 Increases Bond proceeds Impact fees Transfers from unrestricted accounts Investment earnings Total Decreases Capital outlay Payments for debt service Total Cash and investments, September 30, 1998 Renewal and Debt Service Construction Replacement Account Account Account $ $ $ 7,549,283 Impact Fee 114,638 227,348 137,145 204,017 227,348 7,753,300 137,145 114,638 638,283 194,870 194,870 638,283 $ 32,478 $ 7,115,017 $ 137,145 $ 114,638 104 VILLAGE OF TEQUESTA, FLORIDA Trust Funds Combining Balance Sheet September 30,1998 Assets Cash and cash equivalents Investments at fair value Receivables Due from other funds Total assets Liabilities and fund balances Accounts payable Other liabilities Due to other funds Total liabilities Fund balances Reserved for: Law enforcement Employees' pension benefits Total liabilities and fund balances Pension Expendable Trust Trust Fund Funds Special All Law Enforcement Pension Trust Fund Funds $ 6,545 $ 2,700 935,586 4,162 5,747 $ 6,545 $ 948,195 $ $ 6,371 1,418 5,747 13,536 $ 6,545- 934,659 $ 6,545 $ 948,195 105 Total $ 9,245 935,586 4,162 5,747 $ 954,740 $ 6,371 1,418 5,747 13,536 $ 6,545 934,659 $ 954,740 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Pension Trust Funds Combining Statement of Plan Net Assets September 30,1998 Police General Firefi ter's Officer's Employee's Total Assets Cash and cash equivalents Investments at fair value Receivables Due from other funds Total assets Liabilities and Fund Balances Liabilities Accounts payable Other liabilities Due to other funds Total liabilities $ 872 $ 1,131 $ 697 $ 2,700 837,339 64,801 33,446 935,586 4,162 4,162 1,347 4,400 5,747 $ 839,558 $65,932 $ 42,705 $ 948,195 $ 404 $ 404 $ 5,563 $ 6,371 1,347 71 1,418 3,140 2,607 5,747 4,891 3,082 5,563 13,536 Fund balances Reserved for employees' pension benefits (1) $ 834,667 $62,850 $ 37,142 $ 934,659 Total liabilities and fund balances $ 839,558 $65,932 $ 42,705 $ 948,195 (1) A schedule of funding progress for each plan is presented on page 74. 106 VILLAGE OF TEQUESTA, FLORIDA Combining Statement of Changes in Plan Net Assets Pension Trust Funds Fiscal Year Ended September 30,1998 Police General Firefighter's Officer's Employee's Total Additions Contributions Employer $ 101,403 $ 8,000 $ 13,440 $122,843 Plan members 34,428 3,339 10,582 48,349 Other 37,535 25,134 62,669 Total contributions 173,366 36,473 24,022 233,861 Investment income Net appreciation in fair value of investments 60,892 4,790 2,620 68,302 Interest & dividends 20,768 1,055 733 22,556 Net investment income 81,660 5,845 3,353 90,858 Total additions 255,026 42,318 27,375 324,719 Deductions Refunds of contributions 17,458 349 3,884 21,691 Administrative expense 8,901 1,136 1,038 11,075 Total deductions 26,359 1,485 4,922 32,766 Net Increase 228,667 40,833 22,453 291,953 Fund balance reserved for employees' pension benefits October 1, 1997 September 30, 1998 606,000 22,017 14,689 642,706 $ 834,667 $ 62,850 $ 37,142 $934,659 107 VILLAGE OF TEQUESTA, FLORIDA Schedule of General Fixed Assets by Source September 30,1998 General fixed assets Land $ 397,653 Buildings 1,106,261 Improvements other than buildings 258,777 Equipment 1,728,556 Construction in progress 61,403 Total general fixed assets $ 3,552,650 Investment in general fixed assets General Fund revenue $ 3,552,650 Total investment in general fixed assets $ 3,552,650 108 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Schedule of General Fixed Assets by Function September 30,1998 Buildings Construction and in Total Land Improvements Equipment Progress General government $1,325,966 $347,925 $ 910,568 $ 67,473 $ Public safety 1,608,046 120,989 1,425,654 61,403 Transportation 187,793 7,713 180,080 Human services 5,520 5,520 Culture/recreation 310,681 49,728 211,124 49,829 Total general fixed assets 3,438,006 397,653 1,250,394 1,728,556 Allocated to functions 61,403 Prior year data which cannot be allocated 114,644 114,644 Total general fixed assets $3,552,650 $397,653 $ 1,365,038 $1,728,556 $ 61,403 109 VILLAGE OF TEQUESTA, FLORIDA Schedule of Changes in General Fixed Assets By Function For the Year Ended September 30,1998 General Fixed Assets General October 1, Fixed Assets 1997, as September 30, Restated Additions Deletions 1998 General government $ 1,350,859 $ 13,128 $ 38,020 $ 1,325,967 Public safety 1,644,588 119,107 155,649 1,608,046 Transportation 207,076 3,750 23,033 187,793 Human services 5,520 5,520 Culture/recreation 212,692 103,910 5,922 310,680 3,420,735 239,895 222,624 3,438,006 Prior to allocation by function 114,644 114,644 Total general fixed assets, $ 3,535,379 $239,895 $222,624 $ 3,552,650 110 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 OTHER SUPPLEMENTAL INFORMATION VILLAGE OF TEQUESTA, FLORIDA Schedule of Insurance September 30,1998 Employees Statutory Life Group Life Insurance Group Hospitalization Comprehensive Automobile Liability Public Employees Blanket Bond Public Official Bond Workmen's Compensation Multi-peril Public Official's Liability Police Professional Liability EMT Professional Liability Boiler and Machinery Liability Unlawful and Intentional Death (Police Department Personnel, death resulting from an intentional and illegal act) PolicYNumber Coveraee 6510006459 $20,000 035381 1.5 times annual Salary 71126 Various 6510006459 $1,000,000 CCP00175 $100,000 30158137 $100,000 GRIT00459 $1,000,000 6510006459 $2,000,000 POD000160-1 $1,000,000 6510006459 $2,000,000 EMS000164 $1,000,000 FBPAT94420007-OS $2,000,000 6510006459 $75,000 111 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA General Revenues by Source (iJnaudited) (1) Last Ten Fiscal Years Licenses Fiscal Year Ended and September 30 Taxes Permits (3) 1989 $2,199,925 $219,862 1990 2,485,814 190,743 1991 2,545,957 153,314 1992 2,645,035 222,465 1993 2,666,148 188,477 1994 2,833,720 198,000 1995 2,985,573 292,272 1996 3,184,007 246,450 1997 3,279,491 91,570 1998 3,542,883 89,203 (1) Includes General, Special Revenue, Capital Projects, and Expendable Trust Funds. (2) Includes intragovernmental services, impact fees and interest income. (3) Beginning 1997, Building Permits reported in Community Development Enterprise Fund, Occupational Licenses reported herein only. Source: Village of Tequesta financial records. 112 Charges for Fines and Intergovernmental Services Forfeits Miscellaneous(2) Total $701,112 $ 32,941 $51,555 $338,392 $3,543,787 872,494 14,146 37,903 304,227 3,905,327 513,839 17,442 38,035 241,371 3,509,958 528,276 27,174 31,647 215,887 3,670,484 531,696 21,304 46,037 202,040 3,655,702 423,606 189,691 48,885 223,494 3,917,396 898,701 241,848 43,555 308,037 4,769,986 950,477 213,283 78,578 279,658 4,952,453 471,023 291,711 63,343 298,757 4,495,895 485,648 273,779 74,641 292,526 4,758,680 113 1 VILLAGE OF TEQUESTA, FLORIDA General Government Expenditures by Function (iJnaudited) (1) Last Ten Fiscal Years ' Fiscal Year Ended General Public ' Sep tember 30 Government Safe (2) Transportation 1989 $603,396 $1,387,841 $ 900,405 ' 1990 671,631 1,725,165 1,206,458 1991 616,142 1,938,477 557,001 1992 743,343 2,056,825 651,665 1993 939,549 2,552,513 592,751 1994 678,217 2,662,075 859,763 1995 828,386 2,546,227 586,534 ' 1996 891,574 2,662,616 1,045,018 1997 760,326 2,756,090 923,626 ' 1998 980,086 2,652,367 582,041 (1) Includes General, Special Revenue, Debt Service, Capital Projects- and Expendable Trust Funds. ' (2) Includes Fire/Emergency Contract with Palm Beach County beginning year 1985 through year 1993. Tequesta began its own department beginning in year 1994. (3) Refuse/Recycling Service reported in Enterprise Fund beginning year 1991. Source: Village of Tequesta financial records. 1 114 Physical Human Environment(3) Services $337,268 $1,067 437,236 930 5,550 2,879 5,224 4,143 4,594 591 624 4,179 472 1,033 1,033 1,255 Culture and Debt Recreation Service Total $ 103,019 $ 86,905 $3,419,901 110,989 90,082 4,242,491 158,740 87,707 3,366,496 127,550 91,009 3,679,759 160,210 88,565 4,338,773 123,332 304,476 4,628,487 1,262,093 201,415 5,429,306 803,188 _206,861 5,610,290 208,619 207,771 4,857,465 347,678 252,229 4,815,656 115 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Property Tax Levies and Collections (Unaudited) (1) Last Ten Fiscal Years Fiscal Year Total Current Tax Percent Outstanding Delinquent Ended Tax Levy Collections of Levy Delinquent Taxes to September 30 ~1~ (11 Collected Taxes Tax Lew 1989 $1,527,891 $1,522,364 99.6% $ 5,527 .4 1990 1,821,025 1,813,915 99.6 7,110 .4 1991 1,864,093 1,850,505 99.3 13,588 .7 1992 1,969,500 1,960,892 99.6 8,608 .4 1993 1,973,375 1,958,191 99.2 15,184 .8 1994 1,968,572 1,950,778 99.1 17,794 .9 1995 2,048,066 2,028,987 99.1 19,079 .9 1996 2,166,385 2,158,420 99.6 7,965 .4 1997 2,270,529 2,263,146 99.7 7,383 .3 1998 2,457,085 2,450,091 99.7 6,994 .3 (1) Includes discounts taken by property taxpayers. Source: Palm Beach County Tax Collector's office. 116 VILLAGE OF TEQUESTA, FLORIDA Taxable Value and Just Value of Taxable Property (iJnaudited) Last Ten Fiscal Years Real Propert y Taxable September 30 Value Just Value 1990 $337,942,463 $414,814,947 1991 346,506,060 424,334,994 1992 341,068,104 418,897,038 1993 329,131,590 406,420,054 1994 326,699,785 406,281,260 1995 328,167,741 409,679,164 1996 337,376,976 424,956,672 (1) 1997 346,611,843 436,504,082 1998 366,649,040 454,995,565 Source: Palm Beach County Property Appraiser's office. (1) Corrected -prior year figures incorrect. 117 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Personal Propert,~! _ Total Ratio Taxable Just Taxable Just Taxable Value Value Value Value Value To Just Value $16,463,806 $21,797,356 $354,406,269 $436,612,303- 81% 15,726,846 20,588,283 362,232,906 444,923,277 81% 15,846,444 20,706,881 356,914,548 439,603,919 81% 15,683,045 16,779,738 344,814,635 423,199,792 81% 16,461,659 17,709,182 343,161,444 423,990,442 81% 16,070,906 18,042,404 344,238,467 427,721,568 80% 16,264,236 18,268,307 353,644,212 443,224,979 80% 16,332,495 18,374,057 362,944,338 454,878,139 80% 17,405,293 19,996,199 384,054,333 474,991,764 81% 118 VILLAGE OF TEQUESTA, FLORIDA Property Tax Rates -All Direct and Overlapping Governments (Unaudited) (Per $1,000 of Assessed Value) Last Ten Fiscal Years South Florida Fiscal Year County Water Ending General School County Management September 30 Fund Coun Board Library District 1990 6.1828 4.8904 9.1990 .3910 .5470 1991 5.4085 4.8314 9.2930 .3790 .5470 1992 5.7515 4.6440 9.7850 .3939 .5470 1993 5.9000 4.6221 9.6030 .3885 .5470 1994 5.9140 4.5499 10.0630 .3915 .5970 1995 6.1280 4.5193 10.1850 .4437 .5970 1996 6.3425 4.5191 9.7970 .4838 .5470 1987 6.4693 4.866 9.5570 .4997 .6970 1998 6.6310 4.8666 9.5570 .4977 .6970 119 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Florida Naviga- Jupiter tional Children's County Inlet Inland Services Health Care District District Council District Total .1772 .0370 .1929 1.2500 22.8673 .1434 .0550 .2238 1.2500 22.1311 .1325 .0530 .2215 1.4750 23.0034 .1257 .0520 .3039 1.4750 23.0172 .1257 .0510 .3297 1.4750 23.4968 .1257 .0490 .3522 1.4500 23.8499 .1240 .0400 .3730 1.4250 23.6514 .1203 .0500 .4530 1.1600 23.8723 .1203 .0500 .4530 1.1600 24.0346 120 VILLAGE OF TEQUESTA, FLORIDA Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt Per Capita (iJnaudited) Last Ten Fiscal Years Fiscal Year Ended Taxable September 30 Population* Value 1989 4,479 $305,061,255 1990 4,499 354,406,269 1991 4,508 362,567,496 1992 4,533 356,914,548 1993 4,551 344,814,635 1994 4,609 343,161,444 1995 4,623 344,238,467 1996 4,637 353,641,212 (1) 1997 4,686 362,944,338 1998 5,036 384,054,333 * Source: Palm Beach County Planning Board, University of Florida Estimates, Federal Census, and Village Building Department Records. (1) Corrected -prior year figures incorrect. 121 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 Debt Ratio of Net Gross Service Net Bonded Debt Net Bonded Bonded Monies Bonded to Assessed Debt Debt Available Debt Value Per Capita $ 710,000 $121,839 $ 588,161 .19% 131.32% 680,000 127,917 552,083 .16 122.71 650,000 128,978 521,022 .14 115.58 615,000 123,720 491,280 .14 108.37 580,000 120,530 459,470 .13 100.96 1,365,000 98,453 1,266,547 .36 274.80 1,310,000 85,751 1,224,249 .35 264.82 1,250,000 35,977 1,214,023 .34 261.81 1,185,000 39,562 1,145,438 .32 244.44 1,115,000 48,871 1,066,129 .28 211.70 122 VII.LAGE OF TEQUESTA, FLORIDA Computation of Legal Debt Margin September 30,1998 Total assessed value Legal debt margin: Debt limitation - 10% of total assessed value Total debt outstanding Less: amount available in debt service fund Total debt applicable to limitation Legal debt margin $1,115,000 48.871 123 $366,649,040 $36,664,904 1,066,129 $35,598,775 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA Computation of Direct and Overlapping Debt (Unaudited) September 30,1998 Taxing Authority Net Debt Outstanding Percentage Applicable to Tequesta Amount Applicable to Tequesta Village of Tequesta $ 1,066,129 100.00% $1,066,129 Palm Beach County 130,600,000 .64% 835,840 Palm Beach County School Board 279,605.000 .64% 1.789.472 Total $411.271,129 $3.691,441 Source: Above Government Entities 124 VILLAGE OF TEQUESTA, FLORIDA Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Expenditures (Unaudited) Last Ten Fiscal Years Ratio of Debt Total Service to Fiscal Year Total General Total Ended Debt Expenditures General September 30 Principal Interest Service (1~ Expenditures 1989 $ 25,000 $ 61,905 $ 86,905 $3,419,901 2.5 1990 30,000 60,082 90,082 4,242,491 2.1 1991. 30,000 57,707 87,707 3,366,496 2.6 1992 35,000 56,009 91,009 3,679,759 2.5 1993 35,000 53,565 88,565 4,338,773 2.0 1994 221,383 83,093 304,476 4,628,487 6.6 1995 90,354 111,061 201,415 5,429,306 3.7 1996 100,556 106,305 206,861 5,610,290 3.7 1997 104;059 103,712 207,771 4,857,465 4.3 1998 138,071 114,158 252,229 4,815,656 5.2 (1) Includes General, Special Revenue, Capital Projects and Expendable Trust Funds. 125 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 VILLAGE OF TEQUESTA, FLORIDA ' Property Value, Construction and Bank Deposits (Unaudited) Last Ten Fiscal Years 1 ' Commercial Residential Construction (1) Construction (11 Property Value (3~ Number Number ' Fiscal of of (4) Real Personal Year Units Value Units Value Deposits (2) Property! Property ' 1989 6 $1,615,526 18 $2,694,552 $289,305,649 $366,488,883 $15,755,728 1990 1 197,126 20 3,206,343 313,199,861 414,814,947 21,797,356 1991 1 1,882,888 4 962,089 257,956,427 424,334,994 20,588,283 ' 1992 0 0 11 2,395,128 308,119,520 418,897,038 20,706,881 1993 1 101,700 8 2,083,944 278,165,130 406,420,054 16,779,738 1994 0 0 25 3,134,633 293,551,944 406,281,260 17,709,182 1995 0 0 10 1,658,043 326,394,550 409,679,164 18,042,404 1996 3 2,248,278 6 1,127,624 319,213,870 424,956,672 18,268,307 (5) 1997 2 320,400 169 14,896,648 314,744,875 436,504,082 18,374,057 ' 1998 2 2,852,090 12 3,080,959 454,995,565 19,996,199 ' Source: (1) Village of Tequesta Building Department. ' (2) Tequesta Commercial Banks and Savings and Loan Associations. ' (3) Palm Beach County Property Appraiser's office. (4) Information presented where available. ' (5) Corrected -prior year figures incorrect. 1 1 ' 126 VILLAGE OF TEQUESTA, FLORIDA Principal Taxpayers (Unaudited) September 30,1998 Percentage 1998 of Assessed Assessed Taxpavers Twe of Business Valuation Valua 'on County Line Plaza (K-Mart) (TAMWEST) Shopping Center ~$ 9,822,514 2.68% Tequesta Shoppes (Publix) (RRC FL Three, Inc.) Shopping Center 7,200,020. 1.96 Tequesta Shoppes, Ltd. (Waterway Village) (c/o Capital Management Lot A Assoc., Inc.) ~ 3,802,061 1.04 Dorner Properties (Bank of Palm Beach Undeveloped & Trust Company) Real Estate ~ 3,797,095 1.04 Tequesta Business Professional Office Associates Building ~, 2,700,000 .74 Tequesta Country Club Golf/Social Club ~' 2,581,132 .70 Barnett Bank (First National Bank of Jupiter/Tequesta) Banking ~, 2,060,414 .56 Tequesta Fashion Mall Shopping Center `v 1,700,000 .46 202 Building Professional Office (SHW Ltd.) Building ~ 1,653,366 .45 Gordon, John M. Trust ~° 1,631.000 .44 $36,947,602 10.07% Source: Palm Beach County Property Appraiser's Office 127 1 1 1 1 1 1 1 1 1 1 1 1 1 1 ii Date of Incorporation: VILLAGE OF TEQUESTA, FLORIDA Miscellaneous Statistics (Unaudited) September 30,1998 1957 Forms of Government: Council-Manager, 3 Councilmembers elected ' even years, 2 Councilmembers elected odd years Municipal Elections: Non-Partisan ' Area: ' Miles of Streets: Fire Protection: Police Protection: ' Municipal Water Department: ' SanitarS Sewage: ' Storm Sewers: Garbage Collection: Electric Service: ' l T h i S erv e ep one ce: ' Building Permits Issued: Recreation and Culture: Municipal Employees: Approximately 2 square miles Approximately 441ane miles Number ofstations - 1 Number of certified firefighters - 16 Fire Rating - 6 Number of stations - 1 Number of certified officers - 16 Number ofdispatchers - 4 Number ofcustomers - 4,971 Average daily consumption - 2.43 million gallons Miles of water mains -approximately 50 miles Service provided by Loxahatchee River Environmental Control District (ENCON) Adequate coverage Service franchised to Nichol's Sanitation Frequency of service is bi-weekly Florida Power & Light Company Southern Bell Telephone & Telegraph Company 1,044 Number ofparks - 4, approximately 52 acres Number oflibraries - 1, branch of Palm Beach County System Number ofvolumes - 20,000 - 22,000 Full-time - 69 128 VILLAGE OF TEQUESTA, FLORIDA Demographic Statistics (Unaudited) Last Ten Fiscal Years Education Level in Years of Fiscal Population Per Capita Median Formal Unemployment Year (1l Income 2 A e 2 Schooling (2) Rate 31 1989 4,479 $ 8.4% 1990 4,499 20,362 7.9 1991 4,508 9.7 1992 4,533 8.8 1993 4,551 9.2 1994 4,609 8.4 1995 4,623 7.0 1996 4,637 7.5 1997 4,686 3.6 1998 5,036 4.7 Sources: (1) Palm Beach County Planning Board, University of Florida Estimates and Federal Census. (2) U.S. Department of Commerce, Bureau of the Census. Information only available for years provided. (3) Job Service of Florida. 129 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 NH &M NOWLEN, HOLT & MINER, P.A. CERTIFIED PUBLIC ACCOUNTANTS WEST PALM BEACH OFFICE 215 FIFTH STREET, SUITE 200 POST OFFICE BOX 347 WEST PALM BEACH, FLORIDA 33402-0347 TELEPHONE (561) 659-3060 FAX (561)835-0628 REPORT ON COMPLIANCE AND ON INTERNAL CONTROL OVER FINANCIAL REPORTING BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENTAUDITING STANDARDS The Honorable Mayor and Village Council Village of Tequesta, Florida EVERETT B. NOWLEN (ta3o-t9ea), CPA EDWARD T. HOLT, CPA WILLIAM B. MINER, CR4 ROBERT W. HENDRIX, JR., CPA JANET R. BARICEVICH, CPA KATHLEEN A. MINER, CPA R. GREGORY SMITH, CPA ROBERT W. HELMREICH, CPA TERRY L. MORTON, JR., CPA N. RONALD BENNETT, CPA J. MICHAEL STEVENS, CPA MARK B. ELHILOW, PFS, CPA DANIELA'E. RUSSELL, CPA MIGUEL E. MOUNA, CPA RICHARD M. SOTHEN, CPA BELLE GLADE OFFICE 333 S. E.2nd STREET POST OFFICE BOX 338 BELLE GLADE, FLORIDA 33430-0338 TELEPHONE (561) 996-5612 FAX (561) 996-6248 We have audited the general purpose financial statement of the Village of Tequesta, Florida, as of and for the year ended September 30, 1998, and have issued our report thereon dated January 21, 1999. In our report, our opinion was qualified because we were unable to obtain sufficient audit evidence to support the Village's disclosure in Note 28 to the financial statements regarding year 2000 compliance. We conducted our audit in accordance with generally accepted auditing standards and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States. Compliance As part of obtaining reasonable assurance about whether the Village of Tequesta, Florida's general purpose financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grants, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit and, accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. However, we noted certain immaterial instances of noncompliance that we have reported to management of the Village of Tequesta, Florida in as separate letter dated January 21, 1999. e 130 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS ~ ACCOUNTING FIRMS ASSOCIATED INC. ' Internal Control Over Financial Reporting In planning and performing our audit, we considered the Village of Tequesta's internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing an opinion on the general purpose financial statements and not to provide assurance on the internal control over financial reporting. However, we noted certain matters involving the internal control over financial reporting and its operation that we consider to be reportable conditions. Reportable conditions involve matters coming to our attention relating to significant deficiencies in the design or operation of the internal control over financial reporting that, in our judgment, could adversely affect the Village of Tequesta's ability to record, process, summarize and report financial data consistent with the assertions of management in the general purpose financial statements. Reportable conditions are described below. S~gr~ation ofDuties There is inadequate separation of duties in some of the control cycles. The basic premise is that no one employee should have access to both physical assets and the related accounting records or to all phases of a transaction. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements in amounts that would be material in relation to the general purpose financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing. their assigned functions. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control that might be reportable conditions that are also considered to be material weaknesses. However, we believe none of the reportable conditions described above is a material weakness. We also noted other matters involving the internal control over financial reporting that we have reported to management of the Village of Tequesta, Florida in a separate latter dated January 21, 1999. This report is intended solely for the information and use of the audit committee, Village Council, management, federal awarding agencies, and pass-through entities and is not intended to be and should not be used by anyone other than those specified parties. January 21, 1999 131 NN &M NOWLEN, HOLT & MINER, P.A. CERTIFIED PUBLIC ACCOUNTANTS WEST PALM BEACH OFFICE 215 FIFTH STREET, SUITE 200 POST OFFICE BOX 347 WEST PALM BEACH, FLORIDA 33402-0347 TELEPHONE (561) 659-3060 FAX (561)835-0628 MANAGEMENT LETTER The Honorable Mayor and Village Council Village of Tequesta, Florida EVERETT B. NOWLEN (ieao-isea), CPA EDWARD T HOLT, CPA WILLIAM B. MINEfl, CPA ROBERT W. HENDRIX, JR., CPA JANET R. BARICEVICH, CPA KATHLEEN A. MINER, CPA R. GREGORY SMITH, CPA ROBERT W. HELMREICH, CPA TERRY L. MORTON, JR., CPA N. RONALD BENNETT, CPA J. MICHAEL STEVENS, CPA MARK B. ELHILOW, PFS, CPA DANIELA' E. RUSSELL, CPA MIGUEL E. MOLINA, CPA RICHARD M. SOTHEN, CPA BELLE GLADE OFFICE 333 S. E. 2nd STREET POST OFFICE BOX 338 BELLE GLADE, FLORIDA 33430-0338 TELEPHONE (561) 996-5612 FAX (561) 996-6246 1 1 We have audited the general purpose financial statements of the Village of Tequesta, Florida as of for the year ended September 30, 1998, and have issued our report thereon dated January 21, 1999. In planning and performing our audit of the general purpose financial statements of the Village of Tequesta, Florida for the year ended September 30, 1998, we considered its internal control structure in order to determine our auditing procedures for the purpose of expressing our opinion on the general purpose financial statements and not to provide assurance on the internal control structure. However, during our audit we noted certain matters involving the internal control structure and other operational matters that are presented for your consideration. This letter does not affect our report dated January 21, 1999, on the financial statements of the Village of Tequesta, Florida. The status of these comments will be reviewed during the next audit engagement. Our comments and recommendations are intended to improve the internal control structure or result in other operating efficiencies. Our comments are based upon work done during our audit, and we do not want to imply that they cover every possible weakness. We have already discussed these comments with management, and we will be pleased to discuss them in further detail at your convenience, to perform any additional study of these matters, or to assist you in implementing the recommendations. Our comments are summarized as follows: IJ 1 1 132 AMERICAN INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • FLORIDA INSTITUTE OF CERTIFIED PUBLIC ACCOUNTANTS • ACCOUNTING FIRMS ASSOCIATED INC. ' PRIOR YEAR COMMENTS WHICH CONTINUE TO APPLY ' S~gr-e ation o~'Duties ' There is inadequate separation of duties in some of the control cycles. The basic premise is that no one employee should have access to both physical assets and the related accounting records or to all phases of a transaction. 1 While some duties have been segregated since the prior year report, below are weaknesses that still exist. ' Bank reconciliations are prepared by persons who participate in the receipt and disbursement of cash. ' Recordkeeping functions for investments and their income are performed by the same individual who initiates investment ' transactions and has access to cash. While a lack of segregation in these areas is due to the small staff ' available, consideration should be given to separation of these duties in the future as more staff becomes available. In the interim, a responsible official independent of the above listed functions should ' periodically perform tests to determine if the accounting procedures in place are being followed. ' Automating Collection Procedures ' Presently the Building Department manually records transactions of collections for all permits and licenses. The Building Department then remits the funds to the Finance Department for deposit. This system is hme consuming. In many instances ' automation could reduce a five step process down to two steps. We recommend the Village investigate an appropriate register/computer system to eliminate duplicating efforts and improve receipting and depositing tune. ' All other prior year recommendations were implemented. 133 CURRENT YEAR COMMENTS Responsibility,for Grant Compliance We noted that a variety of departments and staff have responsibility for certain aspects of managing grants and monitoring compliance with grant requirements. However, no one individual has overall responsibility for grant oversight. We recommend that the Village designate an individual to have oversight responsibility for grants. COMPLIANCE WITH FLORIDA STATE STATUTES Compliance with Florida Statute 218.503 Nothing came to our attention that would cause us to believe that the Village is or at -any time during the fiscal year was in a state of financial emergency as defined in Section 218.503(1), Florida Statutes. Compliance with Florida Statute 218.32 The financial report for the Village of Tequesta, Florida to be filed with the Department of Banking and Finance pursuant to Section 218.32(1)(b), Florida Statutes is in substantial agreement with the accompanying financial audit report. Oversight Unit and Component Units The Village of Tequesta, Florida is a municipal corporation organized pursuant to Special Act 57-1915, Laws of Florida, 1957. Based upon the application of criteria defined in publications cited in Chapter 10.553, Rules of the Auditor General, the Village has determined that the only component unit operating within the jurisdiction of the Village that would be required to be included in the general purpose financial statements of the Village, is the Village Employees' Retirement System which is included as a pension trust fund. Other Current Year Comments Our audit did not disclose any further items that would be required to be reported under Chapter 10.554(1)(f), Rules of the Auditor General. 134 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 This report is intended solely for the information and use of the audit committee, Village Council, management, federal awarding agencies, and pass-through entities and is not intended to be and should not be used by anyone other than those specified parties. January 21, 1999 135 F iE ,~~ ~~ VILLAGE OF TEQUESTA ~ Post Office Box 3273 357 Tequesta Drive \,~ o` Tequesta, Florida 33469-0273 (561) 575200 3 o Fax: (561) 575-6203 F4CN CO <y 4v February 25, 1999 Honorable Mayor and Village Council Members Village of Tequesta, Florida In their Independent Auditor's Report dated January 21, 1999, the auditors from Nowlen, Holt & Miner, P.A. state that the financial statements present fairly, in all material respects, the financial position of the Village. They have issued a qualified opinion due to the Year 2000 compliance uncertainties. In response to the independent auditor's comments and recommendations for improving the financial procedures and controls contained in the section titled, "Other Reports" on pages 130-135 of the CAFR, the following comments indicate a plan of action to alleviate conditions cited or improve upon the areas specified. PRIOR YEAR COMMENTS WHICH CONTINUE TO APPLY Segrre~ation of Duties If additional staffing is authorized, efforts will be made to segregate duties whenever possible. Automating Collection Procedures The Village management is currently in the process of selecting computer hardware and software to upgrade network departmental operations. Completion of the process in progress should automate the collection procedures cited. In the interim, the Building Department will replace the manual recording of collections by utilizing a PC spreadsheet application: 136 1 [] 1 1 1 Xecpded Paper 1 CURRENT YEAR COMMENTS ' Responsibility for Grant Compliance t The Village has recently employed a Village Planner and her duties include grant coordinating. In the future, she will be involved in all grants and have oversight responsibilities. 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