HomeMy WebLinkAboutDocumentation_Pension Public Safety_Tab 02_08/02/2010 1
SYNOPSIS OF PUBLIC SAFETY OFFICERS' PENSION BOARD QUARTERLY
MEETING HELD 05/03/10
1. Approved minutes of 2/1/10 quarterly meeting and 4/12/10 special
meeting as submitted.
2. Dan Johnson, Bogdahn Consulting, LLC, presented the quarterly report.
3. Mr. Johnson was asked to talk with the investment manager and obtain an
explanation of why $367,000 was sitting in cash.
4. Secretary D'Ambra asked for comparison against a peer group of the
same style (momentum managers).
5. Secretary D'Ambra asked that document changes be highlighted in the
future.
6. Approved changing the index for equity to Russell 3000.
7. Adopted Barclay's Intermediate Aggregate as the new market index for
domestic fixed income.
8. Adopted the addendums to the investment policy with net of investment
related expenses clarification to the actuarial assumption paragraph,
changing the indexes to reflect Russell 3000 for domestic equity and
Barclay's Intermediate Aggregate for fixed income, and gave Chair Sabin
authority to sign off on the changes discussed.
9. Consensus was to defer discussion regarding diversifying the domestic
portfolio within framework as provided by Dan Johnson of Bogdahn
Consulting to either the quarterly or special meeting.
10. Deferred commission recapture to the special meeting.
11. Attorney Jensen reported the initial review of the IRS Determination Letter
had been completed, and she hoped the letter would be finalized and
issued this summer.
12. Approved ratification of the following payments:
Business Services Connection, Inc.
Office Work for weeks ended
1/8/10 through 4/9/10 $ 1,739.40
Business Services Connection, Inc.
Preparation of 2/1/10 quarterly meeting minutes 553.04
SYNOPSIS OF REGULAR QUARTERLY MEETING OF PUBLIC SAFETY
OFFICERS PENSION BOARD HELD ON 5/3/10
2
Hanson, Perry & Jensen, P.A.
Services through 2/15/10 3,397.17
13. Approved the following invoices for payment:
Business Services Connection, Inc.
Preparation of 04/12/10 Special Meeting
Minutes 437.08
Perry & Jensen, LLC.
Services through 4/15/10 1,728.93
Bogdahn Consulting, LLC
Fee for Quarter ending 3/31/10 3,750.00
Rockwood Capital Advisors, LLC
Fee for Quarter ending 3/31/09 6,925.85
14. Senior Accountant Monica Rahim presented the budget report.
15. Approved the Rockwood Capital Advisors quarterly report dated 3/31/10.
16. Attorney Jensen reported nothing had happened with any of the proposed
legislation.
17. Board Member Young and Board Member Giblin were asked to contact
Pension Coordinator McWilliams if they could not attend the FPTTA
trustees' school in September at PGA National Resort in Palm Beach
Gardens, so that another member could attend.
END OF SYNOPSIS
T
TEQUESTA PUBLIC SAFETY OFFICERS' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
May 3, 2010
I. Call To Order and Roll Call
A regular quarterly meeting of the Tequesta Public Safety Officers' Pension Trust
Fund Board of Trustees was held at the Tequesta Village Hall, 345 Tequesta
Drive, Tequesta, Florida, on May 3, 2010. The meeting was called to order at
2:00 p.m. A roll call was taken by Recording Secretary Betty Laur. In
attendance at the meeting were: Chair Ed Sabin, Secretary Frank D'Ambra,
Board Member Ray Giblin, and Board Member Robert Young. Also in
attendance were Attorney Bonni Jensen, Pension Coordinator Lori McWilliams,
Recording Secretary Betty Laur, Senior Accountant Monica Rahim, and Dan
Johnson with Bogdahn Consulting, LLC. Board Member David Cooper was
absent from the meeting.
11. Approval of Agenda
MOTION:
Secretary D'Ambra made a motion to approve the agenda as submitted.
Board Member Giblin seconded the motion, which carried by unanimous 4-
0 vote.
III. Approval of Minutes
1. Tequesta Public Safety Officers' Pension Trust Fund Board of
Trustees Quarterly Meeting Minutes — February 1, 2010
MOTION:
Board Member Giblin made a motion to accept the minutes of February 1,
2010 as submitted. Board Member Young seconded the motion, which
carried by unanimous 4 -0 vote.
2. Tequesta Public Safety Officers' Pension Trust Fund Board of
Trustees Special Meeting Minutes — April 12, 2010
MOTION:
Secretary D'Ambra made a motion to accept the minutes of April 12, 2010
as submitted. Board Member Giblin seconded the motion, which carried by
unanimous 4 -0 vote.
Regular Quarterly Meeting Minutes
Board of Trustees of Public Safety Officers' Pension Trust Fund
May 3, 2010 2
IV. Presentations
3. Presentation By Monitor
Dan Johnson, Bogdahn Consulting, LLC, reviewed the preliminary quarterly
report and the attribution report. With improvement in the economy, the market
had improved, resulting in a good quarter. Chair Sabin questioned why there
was $367,000 being held in cash. Discussion ensued. Mr. Johnson was asked
to talk with the investment manager and obtain an explanation so that the Board
would know what was going on. Mr. Johnson explained that accounts had been
opened at Salem Trust, and the actual transfer to international would take place
that day or the next. Secretary D'Ambra questioned why the Russell 3000 had
not been used as a benchmark and was advised the Board had not taken action
on that at the last meeting. Secretary D'Ambra asked for comparison against a
peer group of the same style. Mr. Johnson noted the State statute had changed,
allowing police and fire to increase international components, and that had been
done as well as adding the new dedicated international manager. Mr. Johnson
had taken steps to increase risk exposure. It had been a very good quarter, and
Rockwood had beaten the index by approximately two basis points.
V. Unfinished Business
4. Review of updated Investment Policy
Dan Johnson, Bogdahn Consulting, reviewed the updated investment policy.
The manager had recommended changing the fixed income benchmark to the
intermediate aggregate, and Mr. Johnson had added additional constraints to
control mortgages in items d and e on page 4. Discussion ensued regarding
Rockwood and that they would be measured against a fixed income benchmark,
which would also include cash. Mr. Johnson reviewed the CMO mortgage
constraints; explained how investments in these pools of mortgages worked, and
how the investment manager was able to determine whether the CMO was
leveraged. The only thing being changed was the index, from Barclay's
Government Credit to Barclay's Intermediate Aggregate. Secretary D'Ambra
asked for changes to be highlighted in the future. On page 2, international
allocation target was changed to 50- 10 -40, but allowable range brought that
down from zero to 15, based on the Village ordinance allowing only 15%
investment. Chair Sabin noted the General Employees' pension had a range of
0 to 25 %, and Mr. Johnson explained a recent change also allowed that
investment range for Public Safety plans, but the Village ordinance limited it to
15 %. Secretary D'Ambra advised the actuarial rate had been lowered to 7-
1/2%; Chair Sabin clarified that the Board had accepted the actuarial report that
used 8% but recommended to the Village that they consider putting in an
Regular Quarterly Meeting Minutes
Board of Trustees of Public Safety Officers' Pension Trust Fund
May 3, 2010 3
additional contribution of $80,000 to $90,000 annually, in effect, treating it as if it
were 7 -1/2 %. Mr. Palmquist was using 8% because the Board had not wanted to
pay for another actuarial report. Secretary D'Ambra noted the target then should
be 9 -1/2% and he was not so comfortable with the 60/40 allocation. Mr. Johnson
felt 8% or 9 -1/2% was a reasonable expectation for the next seven years, and
commented the rate used by him and Mr. Palmquist must be the same. The
motion recommending the Village contribute more to effectively make the rate 7-
1/2% was found in the minutes previously approved. Mr. Johnson advised he
would bring some asset allocation information to the next meeting. The fact that
the actuarial assumption was net would be added to the investment policy.
Mr. Johnson discussed the two investment policy addendums, one for the stock
account, and one for fixed income.
MOTION:
Secretary D'Ambra made a motion to change the index for equity to Russell
3000. Board Member Young seconded the motion, which carried by
unanimous 4 -0 vote.
For the fixed income addendum, the index needed to be changed to Barclay's
Intermediate Aggregate. Mr. Johnson explained section d, which contained a
15% limitation on non - government mortgage backed securities, and item e,
which had no limitation, but merely indicated that if one bought mortgage backed
securities that were not backed by the government there would be a 15%
limitation. Secretary D'Ambra suggested adding if a security had multiple
ratings, the lowest rating would determine whether or not it was investment
grade. During discussion, Mr. Johnson advised this could take away from the
manager's ability.
MOTION:
Board Member Young made a motion to adopt Barclay's Intermediate
Aggregate as the new market index for domestic fixed income. Board
Member Giblin seconded the motion, which carried by unanimous 4 -0 vote.
MOTION:
Secretary D'Ambra made a motion to adopt the addendums to the
investment policy with net of investment related expenses clarification to
the actuarial assumption paragraph, changing the indexes to reflect
Russell 3000 for domestic equity and Barclay's Intermediate Aggregate for
fixed income, and to give Chair Sabin the ability to sign off on the changes
discussed. Board Member Young seconded the motion, which carried by
unanimous 4 -0 vote.
Regular Quarterly Meeting Minutes
Board of Trustees of Public Safety Officers' Pension Trust Fund
May 3, 2010 4
5. Discussion regarding diversifying domestic portfolio within
framework provided by Dan Johnson of Bogdahn Consulting
Consensus of the Board was to defer this item to the quarterly or special
meeting. Dan Johnson briefly commented on highlights of the information
provided for this item, and explained there were no right or wrong ways to invest,
just different concepts. There were sole managers, growth and value managers,
and satellite /opportunistic and core managers —all different ways to develop an
asset class. There could be overlap but the managers might have different
approaches. Chair Sabin commented the next time the Board met at either the
quarterly or special meeting, some time would be allowed to go through this item.
Mr. Johnson commented Rockwood was trading heavily through one different
brokerage firm. There was something called commission recapture, which was a
way to get a rebate. He had been talking to someone at the BNY desk of Bank
of New York. The way this would work would be Rockwood could be told to
continue to trade at the best price and best execution, and if that happened to be
through the BNY desk, you could get 70% of that money back —they would send
a check at the end of the year. No money would go through Bogdahn. He had
given Attorney Jensen a contract that day to review, so this could be deferred to
the next meeting. Chair Sabin reported the Board had talked about this when
they first started with Rockwood, before Mr. Johnson had come on board, and it
had sounded like you had to steer a fair amount of business to them. Mr.
Johnson responded there was commission recapture and there was directed
brokerage, and it must be clear they were not being forced to direct anything. A
letter of instruction would accompany the contract. Attorney Jensen advised she
had a client with four recapture agreements, and if the manager was going to
trade with these firms anyway, you might as well get the commission recapture.
Discussion ensued. Mr. Johnson indicated the manager was going to get the
best execution they could. This item was deferred to the special meeting.
6. Update regarding IRS Determination Letter
Attorney Bonni Jensen reported the IRS had done initial review of the application
and the file had been forwarded for final evaluation by the quality assurance staff.
Once that process was completed, they would expedite the issuance of the
determination letter. Attorney Jensen commented on the process and indicated
she hoped the determination letter would be completed this summer.
VI. Standing Reports (Information Items)
7. New applicants for participation in Pension Plan
Regular Quarterly Meeting Minutes
Board of Trustees of Public Safety Officers' Pension Trust Fund
May 3, 2010 5
None
8. Request for withdrawal of contributions (employees
terminating employment with Village of Tequesta) - Ratification
of withdrawals made since the last meeting on 2 signature
basis:
None
9. Terminated Employees who have not taken their contributions
None
10. Revenue and Expenditure Report
Senior Accountant Rahim indicated the information provided was routine. There
were no questions or comments from the Board.
VII. Payments To Be Ratified (Payments Made Since Last Meeting)
MOTION:
Board Member Giblin moved to ratify the following payments. Board
Member Young seconded the motion, which carried by unanimous 4 -0 vote.
11. Business Services Connection, Inc.
Office Work for weeks ended
1/8/10 through 4/9/10 $ 1,739.40
Business Services Connection, Inc.
Preparation of 2/1/10 quarterly meeting minutes 553.04
Hanson, Perry & Jensen, P.A.
Services through 2/15/10 3,397.17
VIII. Payments To Be Reviewed And Approved
MOTION:
Board Member Young moved to approve the following payments. Board
Member Giblin seconded the motion, which carried by unanimous 4 -0 vote.
12. Business Services Connection, Inc.
Preparation of 04/12/10 Special Meeting Minutes 437.08
Regular Quarterly Meeting Minutes
Board of Trustees of Public Safety Officers' Pension Trust Fund
May 3, 2010 6
Perry & Jensen, LLC.
Services through 4/15/10 1,728.93
Bogdahn Consulting, LLC
Fee for Quarter ending 3/31/10 3,750.00
Rockwood Capital Advisors, LLC
Fee for Quarter ending 3/31/09 6,925.85
It was noted that since Rockwood was going from 60% to 50% in their account,
that should reflect a lower fee, unless the asset value increased.
IX. Budget Report
13. Quarterly Budget Report Expenditures
Senior Accountant Monica Rahim advised the Board was operating within the
budget, and a new budget would be presented for the Board's approval at the
August meeting. Investment Services had been broken down to separate
duties, Investment Services (Rockwood), Custodian (Salem Trust), and
Investment Advisor (Bogdahn Consulting); but the amount had not been
changed. Chair Sabin asked if the expenses as a percentage were in line with
other plans this size; Mr. Johnson indicated that based on size this plan was
probably doing better, but because of size it was probably worse. As the plan
grew, the percentage would be lowered.
X. New Business
14 . Approval of Investment Manager's Report (Rockwood Capital
Advisors, LLC)
MOTION:
Secretary D'Ambra moved to approve the quarterly report ended March 31,
2010, from Rockwood Capital Advisors. Board Member Giblin seconded
the motion, which carried by unanimous 4 -0 vote.
15. Form I
Attorney Bonni Jensen commented it was time to complete the Form 1 and get it
to the Supervisor of Elections office, and you needed to have proof they had
received it.
16. State Legal Updates
Regular Quarterly Meeting Minutes
Board of Trustees of Public Safety Officers' Pension Trust Fund
May 3, 2010 7
Attorney Bonni Jensen reported nothing had happened with any of the proposed
legislation. 1902 had been pulled off the table for a study, and the lesson from
this legislative session was that something would happen at the next session.
17. FPTTA Annual Conference June 27 -30, Naples Florida —
Trustees School September 26 -29 at PGA National Resort,
Palm Beach Gardens, Florida
Pension Coordinator McWilliams advised the next conference would be in Naples
June 27 -30 and the next trustees' school would be September 26 -29 at PGA
National Resort in Palm Beach Gardens. Attorney Jensen advised there was
also a State conference May 24 -26. Chair Sabin asked Board Member Young
and Board Member Giblin to consider attending the trustees' school, since
neither had attended one, and if neither could attend to let Pension Coordinator
McWilliams know so that someone else could attend. Chair Sabin expressed his
opinion that one member of the Board should attend each year.
XI. Any Other Matters
There were no other matters to come before the Board
XII. Communications From Citizens
There were no communications from citizens.
XIII. Adjournment
There being no further business, the meeting was adjourned at 3:49 p.m.
Respectfully submitted,
Betty Laur
Recording Secretary