HomeMy WebLinkAboutDocumentation_Pension Public Safety_Tab 03_08/02/2010 SYNOPSIS OF PUBLIC SAFETY OFFICERS' PENSION BOARD SPECIAL
MEETING HELD JUNE 15, 2010
1. Dan Johnson, Bogdahn Consulting, reviewed an update to portfolio
performance as of May 31, 2010.
2. Chair Sabin signed a revised Investment Policy Statement with
addendums which was to have minor changes as discussed.
3. Secretary D'Ambra requested an agenda item for the August meeting that
Rockwood discuss the macro environment, asset allocation, and how the
macro environment had affected their decisions within each portfolio. Mr.
Johnson was to coordinate this with Rockwood.
4. Mr. Johnson reviewed the Domestic Equity Strategies Overview and
recommended no current changes.
5. Mr. Johnson provided a handout to address the request from Secretary
D'Ambra regarding universe ranking.
6. The Board voted to authorize the Chair to sign the commission recapture
contract with DMY Convergex, with minor changes.
7. The Board formally approved the Final Investment Policy Statement.
8. Alternative investment options for DROP program participants were
discussed.
9. Consensus was to request HR Director Reid speak at the August meeting
regarding the ICMA program.
END OF SYNOPSIS
DRAFT
TEQUESTA PUBLIC SAFETY OFFICERS' PENSION TRUST FUND
SPECIAL MEETING MINUTES
June 15, 2009
I. Call To Order and Roll Call
A special meeting of the Tequesta Public Safety Officers' Pension Trust Fund
Board of Trustees was held in the Council Chambers at the Tequesta Village
Hall, 345 Tequesta Drive, Tequesta, Florida, on June 15, 2010. The meeting
was called to order at 9:48 a.m. A roll call was taken by Recording Secretary
Betty Laur. In attendance at the meeting were: Chair Ed Sabin, Secretary Frank
D'Ambra, Board Member Ray Giblin, Board Member David Cooper, and Board
Member Robert Young. Also in attendance were Attorney Bonni Jensen, Dan
Johnson of Bogdahn Consulting, LLC, Pension Coordinator Lori McWilliams,
Finance Director Joann Forsythe, and Recording Secretary Betty Laur
II. Approval of Agenda
Dan Johnson of Bogdahn Consulting, LLC announced he would have some
additions and would work them in.
MOTION:
Secretary D'Ambra made a motion to approve the agenda as submitted.
Board Member Cooper seconded the motion, which carried by unanimous
5-0 vote.
III. Discussion Regarding Diversifying the Domestic Portfolio within
Framework
Dan Johnson, Bogdahn Consulting, LLC, reviewed an update to portfolio
performance as of May 31, 2010. He mentioned the uncertainties caused by
the Gulf oil spill, the Wall street reform bill, and the European debt crisis.
Domestic and international stocks had pulled back; however, the fiscal year to
date percentage was still positive at 5.56 %. The international portfolio was
reviewed. Rockwood had done very well last quarter with the domestic portfolio
and was performing better than the index.
Mr. Johnson provided a revised Investment Policy Statement. Secretary
D'Ambra reported that at the May Council meeting he had pointed out that none
of the Board had been at the April meeting when the Council had made a
decision to go to 15 %, and he had pointed out the discrepancy between the
plans and asked that they reconsider their decision. Chair Sabin commented he
had talked to one Council member and said to him that needed to be consistent,
and the Council member had said they would take that up. Chair Sabin advised
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Board of Trustees of Public Safety Officers' Pension Trust Fund
June 15, 2010 2
he would ask Pension Coordinator McWilliams to revisit that. Chair Sabin
signed the revised Investment Policy Statement and the addendums.
Secretary D'Ambra verified that the reports for the next meeting would include
Russell 3000 as an index for the equity strategy.
Secretary D'Ambra requested Rockwood come prepared at the August meeting
to speak specifically to the economic environment and what actions they were
taking with allocations between bonds and equity to address that environment.
Mr. Johnson advised that Rockwood did not manage the allocation of stocks to
bonds now. Secretary D'Ambra responded between what they held in equity
and what they held in bonds the 60/40 target could move based on the macro
environment, so he would like them to speak to that macro environment. Mr.
Johnson commented they were now in separate accounts and the allocation was
now with the Board. Secretary D'Ambra still wanted them to talk about the
macro environment, and discuss asset allocation, weighting, and decisions, and
their thoughts about allocation.
Mr. Johnson was asked to clarify the agenda item that was to be on the August
quarterly meeting agenda. Mr. Johnson indicated he would coordinate with
Rockwood for specific thoughts on the macro economic environment as well as
an open discussion for the asset allocations of the Board and how the macro
environment has affected their decisions within each portfolio.
Mr. Johnson presented the Domestic Equity Strategies Overview, which had
been distributed at the May quarterly meeting but had not been reviewed for lack
of time. He advised this was being presented because he had been asked to do
so, and he had no recommendations for changes at this time. Rockwood had
created a diversified portfolio of stocks; as the plan grew the Board might
consider hiring a second manager with a different style and combining two
different styles of management. Chair Sabin requested he focus on the
diversification strategies. The charts at the back of the report were reviewed,
which made up different styles, and Mr. Johnson explained there was no right or
wrong way of investing. Rockwood was classified as a quantitative manager —
they looked at numbers and the momentum that was driving a stock. There was
also growth and value style of management. Secretary D'Ambra commented
there might not be a right or wrong way to manage, but if you only had one
manager with one style, you would only experience that style and you had no
counter weight, so the idea of diversifying, when you had adequate size, into
some different styles would provide that counter weight and you also would get
people who were very good at their particular style, so you would add expertise.
There could be three managers, with the second focused on value and the third
focused on growth. The purpose of this would be to add expertise, and these
things went in cycles. Another approach was core and satellite —you could have
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Board of Trustees of Public Safety Officers' Pension Trust Fund
June 15, 2010 3
a quantitative manager like Rockwood and add a singles and doubles manager,
with Rockwood being the home run hitter.
Board Member Young left the meeting at this point, at 10:15 a.m.
Chair Sabin recalled the plan had previously had a growth manager. Mr.
Johnson indicated he felt adding another style would be the next evolution of this
plan, and also adding a mutual fund, but he did not recommend doing so at this
time. International had just been added and he believed the three accounts
would work well. Chair Sabin noted the Board was getting a good education.
Mr. Johnson provided a handout to address the request from Secretary D'Ambra
regarding universe ranking, which showed comparisons to Rockwood's
quantitative style. Rockwood had provided as much or similar return as their
peer group but were not as volatile.
IV. Commission Recapture Presentation
Mr. Johnson indicated that through information provided by Recording Secretary
Laur and DMY Convergex, he had learned the Board actually did have a contract
with DMY for a while, but did not have payment instructions, and they needed to
know where to send the money. Mr. Johnson explained the manager would be
told to trade at the best price, best execution timing that they could, and if they
traded through DMY Convergex the plan would receive some revenue.
Rockwood currently did most of their trades through DMY. Mr. Johnson
presented the contract, with a recapture rate of 70% which would add up over
time. The rate would be retro for approximately six months at 1 -1/2¢ per share
instead of the current 2¢ per share. Also, they had some money that had built
up but not been disbursed. A check would be disbursed each quarter. Mr.
Johnson explained there would be a letter to accompany the agreement, which
advised Rockwood to seek best execution for trades, not to only trade through
DMY. The undisbursed amount that had accumulated was $1,660.00. An item
on the second page needed to be changed from subject to the laws of New
York to subject to the laws of Florida. Attorney Jensen explained it was best for
them to send the money; however, they could pay bills directly. Consensus was
to have them send checks to Salem Trust Company, or ACH deposit if possible if
that was no cost.
MOTION:
Board Member Giblin made a motion to authorize the Chair to sign the
contract with modifications, and for Mr. Johnson to coordinate with
Finance Director Forsythe. Board Member Cooper seconded the motion,
which carried by unanimous 4-0 vote.
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V. Approval of Final Investment Policy Statement for Signature
Because the Investment Policy Statement had been signed earlier in the meeting
without a motion to approve the final version, the following motion was made:
MOTION:
Board Member Giblin made a motion to formally approve the Investment
Policy Statement that had been signed. Board Member Cooper seconded
the motion, which carried by unanimous 4-0 vote.
VI. Any Other Matters
Secretary D'Ambra referred to page two of the Domestic Equities Strategy, and
asked if anyone wanted more information on additional categories. Consensus
was no additional information was needed. Mr. Johnson commented these
discussions would be ongoing.
Board Member Giblin advised Captain Burnsed was entering the DROP program
on July 12, 2010. He could elect to be in the DROP on July 12, which would be
his 18 -year anniversary. Then the actuary would calculate his benefit. The
DROP program was discussed. Board Member Giblin noted members might be
more interested in preservation than large returns in the future as more of them
went into the DROP program. Attorney Jensen explained that choosing to go
into the DROP was an individual decision— sometimes it was a benefit and
sometimes it was not. Mr. Johnson indicated he was comfortable with a lower
rate for retirees so that risk was not being imposed upon them. Secretary
D'Ambra suggested offering a menu of investment choices for retirees. Attorney
Jensen recommended looking to whatever the Village was using for their 457
program. Attorney Jensen advised if a fixed rate of return were offered, the
Village Council would have to agree to that, and 1CMA had a stable value type
product. Discussion ensued.
Chair Sabin suggested making it simpler by saying the plan participant in the
DROP had the choice of staying with the plan, which fluctuated, or getting the
return from the State at a fixed rate. Board Member Giblin commented that
would be a bargaining item with the Village. Secretary D'Ambra commented he
would like to see a life cycle plan added. Attorney Jensen advised a platform
would have to be set up in order to add something like that. Board Member
Giblin commented that now it was commingled, but looking forward it would be
nice to have an option. Secretary D'Ambra commented it could be set up so that
it was in the name of the plan but with individual accounts; Attorney Jensen
advised that was also what she was suggesting, but she recommended using
ICMA because this fund was not big enough to go out on its own, and ICMA had
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June 15, 2010 5
life cycle plans and a stable product. The Village already used ICMA and the
fund would be leveraging that existing relationship; also, the plan was small and
did not have a stable investing population.
Secretary D'Ambra suggested that HR Director Reid as the ICMA representative
address the Board at the August meeting. Chair Sabin indicated he felt it was
the Board's responsibility to obtain this information. Mr. Johnson offered to have
a ICMA representative attend the meeting; consensus was to have it done
through the Village. Board Member Cooper commented he preferred to have the
union representative present just to listen so that he would not be the only one
passing the information on.
Board Member Giblin commented the contract on the Fire side had been done
and there were no changes to pension benefits so any changes to the plan would
have to be ratified by both parties. Starting October 1, 2010 new hires would
receive 2% multiplier for the first six years; after six years it would go to 2.5 %,
based on base pay. This would create a two -tier system. Attorney Jensen
advised the plan would have to be modified, but the Village was waiting for the
PBA resolution, and they were still in negotiations.
VII. Communications from Citizens
There were no communications from Citizens.
VIII. ADJOURNMENT
There being no further business, the meeting was adjourned at 11:06 a.m.
Respectfully submitted,
Betty Laur
Recording Secretary