HomeMy WebLinkAboutResolution_02-88/89_01/12/1989 4
RESOLUTION NO. 2 -88/89
r A RESOLUTION OF THE VILLAGE OF TEQUESTA,
PALM BEACH COUNTY, FLORIDA, PROVIDING FOR
THE APPOINTMENT OF FIRST FLORIDA BANK, N.A.
TAMPA, FLORIDA, PAYING AGENT AND REGISTRAR
FOR THE VILLAGE OF TEQUESTA, FLORIDA,
IMPROVEMENT REVENUE BOND SERIES 1979 IN
THE AGGREGATE AMOUNT OF $910,000 AUTHORIZED
BY RESOLUTION NO. 10 -78/79 ON JULY 24, 1979.
WHEREAS, it is necessary for the Village of Tequesta to
provide for the transfer of Bond certificates and
registration of new Bond certificates upon request of the
holders of Village of Tequesta, Florida, Improvement Revenue
Bond Series 1979; and
WHEREAS, it is necessary to facilitate a safe,
efficient, and convenient method of providing for the
registration of Village of Tequesta, Florida, Improvement j
Revenue Bonds Series 1979, which is consistent with the
standards and practices of the Security Industry, and
WHEREAS, the First Florida Bank, N.A. Tampa, Florida, is
presently serving in the capacity of Paying Agent for the 1
Village of Tequesta, Florida, Improvement Revenue Bond Issue; J
NOW, THEREFORE, BE IT RESOLVED BY THE VILLAGE COUNCIL OF I
THE VILLAGE OF TEQUESTA:
Section 1. That First Florida Bank, N.A. Tampa, {
Florida, be appointed as the Paying Agent and Registrar for
the Village of Tequesta, $910,000 Improvement Revenue Bond
Series 1979.
Section 2. That the Village Manager is hereby
authorized to execute the attached Paying Agent and Registrar
Agreement with First Florida Bank, N.A., Tampa, Florida, to
enable continuity of services to holders of Village of
Tequesta, $910,000 Improvement Revenue Bonds, Series 1979.
i Section 3. That the Village Manager shall provide
First Florida Bank, N.A. Tampa, Florida, with a certified
I copy of this Resolution upon adoption.
� THE FOREGOING RESOLUTION was offered by
Councilmember Earl L. Collings who moved its
adoption. The Resolution was seconded by
Councilmember JosPth N_ C aDretta and upon being put
to a vote, the vote was as follows:
FOR ADOPTION AGAINST ADOPTION
Ron T. Mackail
Edward C. Howell
i
William E. Burckart
Joseph N. Capretta
Earl L. Collings
I
r
I
2 -
The Mayor thereupon declared the Resolution duly passed
and adopted this 12th day of January, A.D., 1989.
MAYOR OF TEQUESTA
Ron T. Mackail
TE -
t. ar��sT:
Bill C. K sca lis
Village Cler
PAYING AGENT AND REGISTRAR AGREEMENT
FiRST
FLORIDA
BANK
THIS AGREEMENT, made and entered into this day of ,
A.D. 19 , by and between Town of Tequesta, hereinafter referred
to as the Issuer, and FIRST FLORIDA BANK, N.A., hereinafter referred to
as the Paying Agent and Registrar:
NOW, THEREFORE, THIS AGREEMENT WITNESSETH THAT:
WHEREAS, the Issuer, by Resolution dated July 24, 1979, designated
FIRST FLORIDA BANK, N.A., as Paying Agent and Registrar for Village of
Tequesta FL Improvement Revenue Bonds 1979, issued by the Issuer for
the purpose of providing for the acquisition and construction of drainage
and street improvements.
WHEREAS, the Issuer and the Paying Agent and Registrar desire to
define the terms of the latter's responsibilities and liabilities;
NOW THEREFORE, IT IS MUTUALLY UNDERSTOOD, STIPULATED, COVENANTED
AND AGREED BY AND BETWEEN THE PARTIES HERETO AS FOLLOWS:
AS TO PAYING AGENT
1. That the Issuer will cause timely deposits to be made with
the Paying Agent and Registrar of sufficient funds to pay the principal
and interest payments upon the aforesaid bonds issued by said Issuer,
in accordance with the Bond Resolutions and in accordance with the laws
of the State of Florida and the United States.
2. That the Paying Agent and Registrar shall act as agent for
the Issuer and shall pay principal and interest of the aforesaid bonds
in accordance with the Bond Resolutions and in accordance with laws of
the State of Florida and the United States. The Paying Agent and Reg-
istrar shall require the holders of said bonds and interest coupons
which are payable to surrender the same to the Paying Agent and Regis-
trar before the same are paid, shall keep an account of all bonds and
coupons paid, and shall destroy the cancelled bonds and coupons when
paid and furnish the Issuer a destruction certificate on or about
April 1st and October 1st of each year.
3. That the Paying Agent and Registrar will have no invest-
ment responsibilities regarding the said funds, except those respons-
ibilities which are legally and specifically authorized by the Issuer,
and accepted and agreed to by the Paying Agent and Registrar in writ-
ing. The responsibility of the Paying Agent and Registrar shall be
limited to the functions of Paying Agent and Registrar, except as
herein otherwise provided.
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FIRST FLORIDA BANK, N.A.
Post Office Box 31265, Tampa, Florida 33631 -3265 Telephone 813- 224 -1111
PAYING'AGENT AND REGISTRAR AGREEMENT
AS TO REGISTRAR
4. That the Paying Agent and Registrar shall act as Regis-
trar and Transfer Agent for the Issuer in the manner described in
the Bond Resolutions.
OTHER GENERAL PROVISIONS
5. That the Paying Agent and Registrar shall, at all times
when requested to do so, furnish full and complete information per-
taining to its functions with regard to said bond issues and as Pay-
ing Agent and Registrar, shall, without further authorization, exe-
cute deposit slips, checks, certificates and other documents with
reference thereto.
6. That the Paying Agent and Registrar shall semiannually dur-
ing the life of this Agreement render a written report to the Issuer
as to the funds the Paying Agent and Registrar has received and dis-
bursed as agent during the Issuer's fiscal year.
7. That the parties agree that the fees to be charged by the
Paying Agent and Registrar in connection with its services as Paying
• Agent shall be as follows:
$300.00 Semi - Annual Paying Agent /Registrar
Out -of- pocket Expenses
Charges for the performance of any service not contemplated at
opening of account will be determined by appraisal. It is understood
that the above fee may be modified only upon revision by the Bank of
its Schedule of Fees for this type of service.
8. Either party hereto, at its option, may cancel this Agree-
ment after giving thirty (30) days' written notice to the other party
of its intention to cancel said Agreement, or said Agreement may be
cancelled at any time by mutual consent of the parties hereto
9. On the cancellation of this agreement, the Issuer shall de-
liver any proper and necessary releases to the Paying Agent and Regis-
trar upon demand, and the Paying Agent and Registrar shall upon demand
pay over the funds on deposit in connection with said bond issue and
surrender all registered bonds and coupons and related records, and
the Issuer may appoint and name a Successor Paying Agent and Regis-
trar for such bond issue. It shall also, in such event, be the duty
of the Issuer to notify all known bondholders as to the appointment
and name of the Successor Paying Agent and Registrar. The Paying
Agent and Registrar, however, shall make available to the Issuer all
information that it may have regarding the names and addresses of such
bondholders.
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PAYING AGREEMENT AND REGISTRAR AGREEMENT
10. If not contrary to law at the time these bonds and the cou-
pons attached thereto have matured, all unclaimed interest and prin-
cipal monies held by the Paying Agent and Registrar after one year
from the date of maturity will be returned to the Issuer rather than
• escheating to the State of Florida.
11. This agreement shall not be assignable by either party with-
out the consent of the other party, and shall be construed liberally
in order to effectuate its purpose.
12. The Issuer agrees that it will indemnify and hold the Pay-
ing Agent and Registrar harmless from any and all liability, cost
or expense incurred without gross negligence or bad faith in the
course of its duties, including any act, omission, delay or refusal
of the Paying Agent and Registrar in reliance upon any signature,
certificate, order, demand, instruction, request, notice or other
instrument or document believed by it to be valid, genuine and suf-
ficient.
13. The Issuer agrees that it will perform, execute, acknow-
ledge and deliver all such further and other acts, instruments and
assurances as may reasonably be required by the Paying Agent and
Registrar for the carrying out or performing of the provisions of
this Agreement.
• 14. The Paying Agent and Registrar may consult with legal
counsel, and the advice of such counsel shall be full and complete
authorization and protection for the Paying Agent and Registrar as
to any action taken or omitted by it in good faith and in accord-
ance with such advice, provided the Paying Agent and Registrar shall
have exercised reasonable care in the selection and continued employ-
ment of such counsel, and will have afforded the Issuer a reasonable
opportunity to consult with such counsel.
15. At any time the Paying Agent and Registrar in connection
with the performance of its duties may apply for instructions to the
and of the
Issuer and shall be fully protected in acting in accordance with
written instructions signed by such officers.
16. Whenever in the performance of its duties under this Agree-
ment the Paying Agent and Registrar shall deem it necessary or de-
sirable that any fact or matter be proved or established by the Is-
suer prior to taking or suffering any action hereunder, such fact
or matter (unless other evidence in respect thereof be herein spe-
cifically prescribed) shall be deemed to be conclusively proved and
• established by a statement signed by any two of the following offi-
cers of the Issuer and delivered to the Paying Agent and Registrar;
the and
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PAYING AGENT AND REGISTRAR AGREEMENT
of the Issuer. Such statement shall be full warrant to the Paying
Agent and Registrar for any action taken or suffered in good faith
by it under the provisions of this Agreement in reliance upon such
statement; but in its discretion the Paying Agent and Registrar may
• in lieu thereof accept other evidence of such fact of matter or may
require such further or additional evidence as it may deem reason-
able.
17. The Paying Agent and Registrar shall be liable hereunder
only for its own gross negligence or willful misconduct.
18. The Paying Agent and Registrar shall not (a) be liable
for or by reason of any of the statements of fact or recitals con-
tained in this Agreement, or (b) be required to verify the same, but
all such statements and recitals are and shall be deemed to have been
made by the Issuer only, or (c) be liable for any expenses of litiga-
tion, taxes, failure to obtain any required government approval, or
violations by the Issuer of any federal or state government securi-
ties laws or other laws in connection with this transaction; and
the Issuer shall indemnify and hold the Paying Agent and Registrar
harmless for any loss or damage it suffers or which results from
such litigations, taxes, failure or violations.
19. The Issuer and the Paying Agent and Registrar further agree
that the Paying Agent and Registrar is hereby authorized, empowered
• and directed to disregard, in its sole discretion, any and all not-
ices, orders, and warnings given by any other person or corporation
excepting only orders of the Issuer or of a court issued with or
without jurisdiction; and the Paying Agent and Registrar is hereby
expressly authorized to comply with and obey any and all orders,
judgments, or decrees of the Issuer or of any court entered or is-
sued with or without jurisdiction; and in case the Paying Agent and
and Registrar obeys or complies with any such orders, judgments, or
decrees, the Paying Agent and Registrar shall not be liable to any
of the parties hereto, or to any person, firm, or corporation, by
reason of such compliance, notwithstanding that such order, judg-
ment, or decree may be subsequently reversed, modified, annulled,
set aside, or vacated. The Issuer agrees to indemnify and save the
Paying Agent and Registrar harmless against any loss or liability to
any person or party hereto on account thereof.
The Issuer agrees that in case of any suit or proceeding regarding
the instruments, papers, and /or money connected herewith, to which
the Paying Agent and Registrar is or may at any time be a party, the
Paying Agent and Registrar shall have the right to defend, and if it
deems the same necessary, to prosecute the same, and to incur all
• necessary and reasonable costs, attorney's fees and solicitor's fees,
and other expenses which the Paying Agent and Registrar may incur or
become liable for on account thereof; and shall have a lien on the
deposited funds for any or all of such costs, attorney's and solic-
itor's fees and other expenses; and the Paying Agent and Registrar
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PAYING AGENT AND REGISTRAR AGREEMENT
shall be entitled to reimburse itself therefore out of any deposit
of monies made in connection herewith; and the Issuer agreees to pay
the Paying Agent and Registrar upon demand, all such costs, fees and
expenses so incurred.
• 20. All the covenants and provisions of this Agreement by or for
the benefit of the Issuer or of the Paying Agent and Registrar shall
bind and inure to the benefit of their respective successors and assigns
hereunder.
21. In the event of any merger or consolidation of the Paying
Agent and Registrar with or into any other corporation or in the
event of the sale of all or substantially all Paying Agent's and
Registrar's corporate trust business, the corporation resulting from
such merger or consolidation, or the transferee in the case of any
such sale, shall be and become Successor Paying Agent and Registrar.
Bonds transferred after any such merger, consolidation or sale may
be signed by the Successor Paying Agent and Registrar either in its
own name or in the name of any predecessor which shall have been
the Paying Agent and Registrar.
22. Only the Issuer and the Paying Agent and Registrar shall
have any express or implied rights under this Agreement.
23. The Issuer expressly agrees that in case any controversy
or dispute shall hereafter arise in respect to the delivery or sur-
render of the bonds, coupons, instruments, documents, papers, money
or any of them, or in respect to the rights or interest of any of
the parties to any of them, and the Paying Agent and Registrar shall
thereupon for any reason, fail or refuse to surrender, deliver up or
pay over to such parties, the Paying Agent and Registrar shall not,
in such case, be liable for any loss or damage which may be sustained
by any person, whether a part hereto or otherwise, on account of such
failure or refusal to surrender or deliver up said bonds, coupons,
instruments, documents, papers or money.
24. Notwithstanding anything to the contrary herein, the Paying
Agent and Registrar shall have no duty to determine the performance
or nonperformance of any term or condition of any contract or agree-
ment other than those between the parties hereto, and the duties and
responsibilities of the Paying Agent and Registrar are limited to
those specifically stated herein.
25. The Paying Agent and Registrar shall not be responsible for
notifying any person of any transaction involving any funds or other
property herein described or of any profit realized by any person,
firm, or corporation in connection therewith, notwithstanding that
such transactions may be handled by the Paying Agent and Registrar
provided they do not prevent the Paying Agent's and Registrar's com-
pliance with this agreement. The Issuer also agrees that where any
further instruments, documents, or papers are to be delivered to the
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PAYING AGENT AND REGISTRAR AGREEMENT
Paying Agent and Registrar in connection with the Paying Agent's and
Registrar's role as such, the Paying Agent and Registrar can assume
and rely upon the assumption that said instruments, documents, and
papers are genuine, executed by the person or persons by whom the
same purport to be executed, and that the person presenting or tend-
ering the same is duly authorized to do so; or where any money, docu-
ments, or papers are to be paid over or delivered to any agent of
any of the parties, that the authority to do so, if in writing pur-
porting to be signed by the party interest, may be believed by the
Paying Agent and Registrar unless express inhibition be contained in
it; and in the event that the Paying Agent and Registrar, relying as
aforesaid upon any such document, paper or authority, pays out any
monies in good faith and in reliance thereon, the Paying Agent and
Registrar shall not be liable for any loss or damage growing out of
or occasioned thereby.
IN WITNESS WHEREOF, the parties have hereunto set their hands and
seals the day and year first above written.
ATTEST:
FIRST FLORIDA BANK, N.A.
"Paying Agent and Re trar"
• pc�.
By:
ATTEST:
TOWN OF TEQUESTA, FLORIDA
B
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