HomeMy WebLinkAboutDocumentation_Pension Public Safety_Tab 01_02/04/2008• SYNOPSIS OF PUBLIC SAFETY OFFICERS PENSION BOARD MEETING 11.5.07
1. Oath of Office was administered to Board Member Pittman.
2. Ken Nielson was elected Chair for the coming year, and conducted the meeting
from this point. Ray Giblin was elected Secretary for the coming year.
3. Minutes of the August 6, 2007 meeting were approved as submitted.
4. Presentation was made by Andrew Holtgrieve, Rockwood Capital Advisors, LLC,
the investment manager. In response to questions by members of the Board, Mr.
Holtgrieve indicated he would research the proxy statement issue and advise the
board; and would add a cost column to the company information. The Board
indicated they were now comfortable with the level of reporting provided by
Rockwood; with Mr. Holtgrieve researching proxy voting to address inaccuracies.
5. The Board accepted Rockwood's report for the quarter ended 6/30/07, which had
been previously tabled because of questions, and the current report for the quarter
ended 9/30/07.
6 Presentation was made by Dave West, Bogdahn Consulting, LLC. Mr. Bogdahn
was also present. New material added to the report was reviewed; the Board
• requested comparison between this fund and CALPER, a national standard for
public employee pension funds. Mr. Bogdahn advised the new material provided
for this report would be in the back of the report as a reference in the future.
Consensus of the board was to retain the attribution summary in future reports.
The Board indicated they were comfortable with not adding a partial index fund.
7. The Board accepted the report from Bogdahn Consulting LLC for the quarter
ended 9/30/07.
8. Pension Coordinator McWilliams reported the Village Council action regarding
the request to reduce the Firefighters' contribution back to 5% had been to use
this as a negotiable item for union negotiations.
9. Standing Reports -information only -were read, which consisted of new
employees Thomas E, Berg, Jr., firefighter, and Erik Howell, police officer. The
following requests for withdrawal of contributions had been made:
Christopher Gass -Fireman 7/26/07 -Gross $10,543.23 (Rollover)
Michael Morrill -Police Officer 8/2/07 -Gross $2,300.54; Net $1,840.43
James Dyal -Police Officer 8/23/07 -Gross $937.60; Net $750.08
Erik Howell -Police Officer - 9111 /07 -Gross $177.89; Net $142.31
Matthew Galli -Police Officer 9/25/07 -Gross $10,494.91; Net
$8,395.93
C7
SYNOPSIS OF PUBLIC SAFETY OFFICERS PENSION BOARD MEETING 11/5/07
Page 2
• 10.. Consensus of the Board was not to include Salem Trust statements in future
meeting books, since they were on file in the Village Clerk's office and available
at any time; future agendas would list the statements with the information that
they were available in the Clerk's office..
9. Ratified payments since last meeting: Hanson, Perry & Jensen P.A. $687.40 ;
Business Services Connection, Inc. $282.37; and Gabriel, Roeder, Smith and
Company $2,549.00.
10. The following payments were presented for review and approval:
Hanson, Perry & Jensen, P.A. - $ 161.50
Bogdahn Consulting, LLC - $ 2,000.00
Salem Trust Fee Advice - $ 1,551.84
Rockwood Capital Advisors, LLC $ 5,605.63
Gehring Group Fiduciary Liability
Policy Premium - 10/1/07 - 10/1/08 $ 3,205.34
Secretary Giblin noted that the insurance certificate from Gehring Group only
• listed the General Employees Pension Board, and not the Public Safety Officers
Pension Board.
MOTION:
Secretary Giblin moved approval of the above listed payments contingent upon
addition of the Public Safety Officers Pension Board to the Fiduciary Liability
Policy Insurance Certificate. Board Member Pittman seconded the motion, which
carried by unanimous 5-0 vote.
11. Board Member David Cooper reported favorably regarding his attendance at the
FPPTA school, and expressed interest in obtaining certification. The Board
approved Board Member Cooper to attend the FPPTA certification program.
12. The Board voted to table the item for discussion regarding the Investment
Monitor's performance and the Board's Expectations to the next meeting.
13. Attorney Jensen reported her firm had provided information requested by the
Village's auditors; and also reported on a case where the Town of Lake Park did
not want to make up funds needed to pay out members when they transferred their
firefighting services to the county.
END OF SNYOPSIS
•
TEQUESTA PUBLIC SAFETY OFFICERS PENSION
TRUST FUND
QUARTERLY BOARD OF TRUSTEES MEETING
NOVEMBER 5, 2007
I. Call To Order And Roll Call
The Tequesta Public Safety Officers Pension Trust Fund Board of Trustees held a
regular quarterly meeting at the Tequesta Village Hall, 345 Tequesta Drive,
Tequesta, Florida, on Monday, November 5, 2007. The meeting was called to order
at 8:00 a.m. A roll call was taken by Betty Laur, Recording Secretary. Board
Members in attendance at the meeting were: Chair Ray Giblin, Secretary Ken
Nielson, Board Member David Cooper, and Board Member Kevin Pittman. Board
Member Ed Sabin was absent from the meeting. Also in attendance were Pension
Coordinator Lori McWilliams, Attorney Bonni Jensen, Dave West and Joe Bogdahn
of Bogdahn Consulting, LLC, Andrew Holtgrieve of Rockwood Capital Advisors.
II. Approval of Agenda
• MOTION:
Secretary Nielson made a motion to approve the agenda as submitted. Board
Member Cooper seconded the motion, which carried by unanimous 4-0 vote.
III. Oath of Office
Pension Coordinator McWilliams in her capacity of Village Clerk administered the
Oath of Office to Board Member Kevin Pittman.
IV. Election of Officers
Annual Election of Chair
MOTION:
Board Member Giblin nominated Ken Nielson as Chair for the coming year.
Board Member Pittman seconded the motion, which carried by unanimous 4-0
vote.
Chair Nielson took charge of the meeting.
Annual Election of Secretary
•
• BOARD OF TRUSTEES
TEQUESTA PUBLIC SAFETY OFFICERS PENSION TRUST FUND
MEETING MINUTES
NOVEMBER 5, 2007
PAGE 2
Board Member Cooper nominated Ray Giblin as Secretary for the coming year.
Board Member Pittman seconded the motion, which carried by unanimous 4-0
vote.
IV. APPROVAL OF MINUTES
4. Tequesta Public Safety Officers' Pension Trust Fund Board of Trustees
Quarterly Meeting Minutes -August 6, 2007
MOTION:
Secretary Giblin made a motion to approve the meeting minutes of
August 6, 2007 as submitted. Board Member Cooper seconded the
motion, which carried by unanimous 4-0 vote.
V. PRESENTATIONS
• 5. Semiannual Presentation by Investment Manaster
Andrew Holtgrieve, Rockwood Capital Advisors, LLC, distributed
supplemental information which included a recap of the portfolio for the
quarter and for the year. Approximately $500,000 had been added from
contributions, and another $500,000 from investments, making the total
approximately $1 million added to the fund during the past year. The past
quarter had been good-the portfolio was up 5.1 % for the quarter. The
transition to large cap growth stocks had been made. Types of stocks within
the portfolio were reviewed. 21 % one-year returns had beat the benchmark
S&P return of 16%. Characteristics of holdings were discussed. Anew
chart had been added to show where money was allocated and
outperformance or underperformance of stock selections. Mr. Holtgrieve
answered questions from the board regarding some of the holdings, and
advised that 32 of the 38 positions in the portfolio had been profitable.
Mr. Holtgrieve discussed proxy voting; advised Institutional Shareholder
Services (ISS) had been contracted to vote those proxies for the
shareholders in the best way to propel those shares upward for their clients.
Chair Nielson clarified that the question at the last meeting had been that
management recommendations had all been voted the same way the board
• of directors had recommended and he did not think it made sense they
would recommend voting for cumulative voting rights. Mr. Holtgrieve advised
• BOARD OF TRUSTEES
TEQUESTA PUBLIC SAFETY OFFICERS PENSION TRUST FUND
MEETING MINUTES
NOVEMBER 5, 2007
PAGE 3
he would research with ISS regarding their vote on specific items. Chair
Nielson reported he had researched the proxy statement of Boeing on the
internet and had found inconsistencies between their board of directors'
recommendation shown with the statement of proposal and the actual voting.
Attorney Jensen indicated her concern whether the board was getting
accurate reporting on the proxy voting. Mr. Holtgrieve advised he would find
out why, in the Boeing case, if they recommended against it why the vote
would be shown for it. Chair Nielson expressed concern that there might be
other inaccuracies in the report. Mr. Holtgrieve stated he would have the
answer by the end of the meeting.
Mr. Holtgrieve reviewed fixed income, indicating it was providing a good solid
foundation for the portfolio, which was very high quality. Looking forward, the
belief was the Fed would decrease interest rates; a full recession was not
anticipated; inflation was still a concern; finance companies were not
• currently doing well. Board Member Cooper requested a cost column be
added to the company information. Chair Nielson asked how the portfolio
would be positioned if it were believed a recession was on the horiaon; Mr.
Holtgrieve's response was they would be more aggressive.
Mr. West advised there had been extensive follow-up with Rockwood
regarding the issues the Board had wanted addressed; the Board indicated
they were now comfortable with the level of reporting provided by Rockwood,
and Mr. Holtgrieve was to research proxy voting to address inaccuracies
within the report. Information on the specifics of holdings within the portfolio
rather than the broader picture were desired by the Board. Mr. Holtgrieve
discussed reducing relative volatility and described how they had transitioned
the portfolio, which took time, so that there was a quarter where performance
was not good, but after the transition performance was improved. Their
outlook was long-term rather than quarter-to-quarter, and Rockwood had had
no change in people or philosophy. Mr. Holtgrieve described in detail their
style of investing in response to questions from Board Member Cooper. Mr.
Holtgrieve advised he was one of the managing partners of Rockwood, and it
was his responsibility to assure the reports were accurate.
MOTION:
Secretary Giblin made a motion to accept Rockwood's report for the
quarter ended 6/30107, which had been previously tabled because of
• questions, and the current report for the quarter ended 9130107. Board
• BOARD OF TRUSTEES
TEQUESTA PUBLIC SAFETY OFFICERS PENSION TRUST FUND
MEETING MINUTES
NOVEMBER 5, 2007
PAGE 4
Member Pittman seconded the motion, which carried by unanimous 4-0
vote.
6. Presentation By Monitor
David West, Bogdahn Consulting, LLC, indicated Joe Bogdahn was also
present. Mr. West reviewed the additional materials that had been provided
in the report this quarter. Consensus of the Board was this high level of
information did not really help with monitoring of their own fund and
requested instead a comparison between this fund and the General
Employees Pension Fund; and a comparison between this fund and
CALPER, a national standard for public employee pension funds. Mr.
Bogdahn described the link between the new information and the way
Rockwood invested funds, and indicated that information would be in the
back of the report as reference material in the future.
• Mr. West reported the target actuarial return for the fiscal year had been
exceeded; the plan benchmark had been exceeded; and peer group
comparison was in the top 15% percentile.
Mr. West reviewed fixed income performance. Attorney Jensen questioned
American Depository Receipts; response was that ADR's were outside the
S&P 500. Mr. Bogdahn explained international investments were limited to
10%, and reviewed the procedure used by Rockwood to stay within the
investment policy with respect to ADRs.
Mr. West responded to items from the previous meeting, the first of which
was an attribution summary, showing their independent tracking of the
manager's performance each month on equities. Mr. West asked if this
information highlighting positives and negatives specific to Rockwood's
process was what the Board wanted; consensus of the Board was this
information was very helpful and to add it to future reports. Mr. West
questioned what speci0cally the board had wanted regarding the next item in
the minutes, confirmation of numbers on page 7 of last quarter's report, and
was advised if there were further questions the board would notify him. The
next item referred to a chart on page 12 of this quarter's report, which Mr.
West explained was designed to show investment return only, without
contributions included, and it showed comparison to actuarial rate of return.
• Mr. Bogdahn provided an explanation of the chart and the following pages,
• BOARD OF TRUSTEES
TEQUESTA PUBLIC SAFETY OFFICERS PENSION TRUST FUND
MEETING MINUTES
NOVEMBER 5, 2007
PAGE 5
and answered questions from Chair Nielson.
Mr. West noted concerns over Rockwood's management had been
addressed, and the same process was in place and the same people were
managing the fund, and his firm was comfortable with their strategy. Impact
of adding a partial index fund to the report had been researched and was
explained by Mr. West; following discussion of this matter, the Board
indicated they were comfortable with not adding a partial index fund.
MOTION:
Secretary Giblin made a motion to accept the report from Bogdahn
Consulting, LLC for the quarter ended 9/30/07. Board Member Pittman
seconded the motion, which carried by unanimous 4-0 vote.
Board Member Cooper asked if the goals were set for next year; Mr. West
• responded they would remain the same if the actuarial rate did not change.
VI. UNFINISHED BUSINESS
7. Report of Village Council action regarding reducing Firefighters'
contribution back to 5%.
Pension Coordinator Lori McWilliams reported the minutes of the Village Council
meeting had been included in the packets; Village Council had decided this was
a negotiable item. Secretary Giblin advised the minutes stated 185 and it
should be 175 money.
VII. STANDING REPORTS (INFORMATION ITEMS)
Chair Nielson read aloud the following information items:
8. New applicants for participation in Pension Plan
Thomas E. Berg, Jr. -Firefighter -Date of Hire 8/8/07
Erik Howell -Police Officer -Date of Hire 8/13/07
• 9. Beneficiary and Name Change
• BOARD OF TRUSTEES
TEQUESTA PUBLIC SAFETY OFFICERS PENSION TRUST FUND
MEETING MINUTES
NOVEMBER 5, 2007
PAGE 6
None
10. Request for withdrawal of contributions (employees terminating
employment with Village of Tequesta) -Ratification of withdrawals
made since the last meeting on 2 signature basis:
Christopher Gass -Fireman 7/26/07 -Gross $10,543.23 (Rollover)
Michael Morrill -Police Officer 8/2/07 -Gross $2,300.54; Net $1,840.43
James Dyal -Police Officer 8/23/07 -Gross $937.60; Net $750.08
Erik Howell -Police Officer - 9/11/07 -Gross $177.89; Net $142.31
Matthew Galli -Police Officer 9/25/07 -Gross $10,494.91; Net $8,395.93
11. Statement of Activities
12. Budget Report
• There were no questions from the Board on the information items. Attorney Jensen
commented regarding the Statement of Activities that contributions from the State
for 175 and 185 had been received.
VIII. FINANCIAL REPORTS
13. Account Statements
Consensus of the Board was not to include Salem Trust statements in future
meeting books, since they were on file in the Village Clerk's office and were
available for review at any time; future agendas would list the statements with the
information they were available in the Clerk's office. Attorney Jensen advised that
in the Statement of Activities the statement information was balanced to the Finance
Department records, and Joe Bogdahn's report referenced the same material.
IX. PAYMENTS TO BE RATIFIED (PAYMENTS MADE SINCE LAST MEETING)
14. Hanson, Perry 8< Jensen, P.A.
Services through September 15, 2007 $ 687.40
Business Services Connection, Inc.
• Recording/Preparation of 8/6/07 minutes 282.37
• BOARD OF TRUSTEES
TEQUESTA PUBLIC SAFETY OFFICERS PENSION TRUST FUND
MEETING MINUTES
NOVEMBER 5, 2007
PAGE 7
Gabriel, Roeder, Smith and Company
Actuarial Services rendered through 8/31/07 2,549.00
MOTION:
Secretary Giblin made a motion to ratify the payments as presented. Board
Member Cooper seconded the motion, which carried by unanimous 4-0 vote.
X. PAYMENTS TO BE REVIEWED AND APPROVED
15. Hanson, Perry 8l Jensen, P.A.
Services through 10/15/07 $ 161.50
Bogdahn Consulting, LLC
Fee for Quarter 7/1/07 - 9/30/07 $ 2,000.00
• Salem Trust
Fee Advice for Quarter ending 9/30/07 $ 1,551.84
Rockwood Capital Advisors, LLC
Fee for Quarter 7/1/07 - 8/30/07 $ 5,605.63
Gehring Group
Fiduciary Liability Policy Premium
Policy Period 1011/07 -10/1/08 $ 3,205.34
Secretary Giblin noted that the insurance certificate from Gehring Group only listed
the General Employees Pension Board, and not the Public Safety Officers Pension
Board.
MOTION:
Secretary Giblin moved approval of the above listed payments contingent
upon addition of the Public Safety Officers Pension Board to the Fiduciary
Liability Policy Insurance Certificate. Board Member Pittman seconded the
motion, which carried by unanimous 5-0 vote.
XI. NEW BUSINESS
• 16. Report regarding attendance at FPPTA School in October 2007 at PGA
. BOARD OF TRUSTEES
TEQUESTA PUBLIC SAFETY OFFICERS PENSION TRUST FUND
MEETING MINUTES
NOVEMBER 5, 2007
PAGE 8
National, Palm Beach Gardens, Florida
Board Member David Cooper reported he had been very overwhelmed with
the amount of information provided, and felt a lot more comfortable now.
Board Member Cooper advised he was very interested in the FPPTA
certification program.
17. For consideration by the Board -Request by Board Member Cooper to
obtain certification in the FPPTA certification program
Chair Nielson commented he thought it was a good idea, and the Board
would need to approve the fees involved. The next school was at the end of
January 2008. No one on the Board had currently gone through the
certification program. Pension Coordinator McWilliams advised that once
you became certified, re-certification was required every three years; once
• certified you had to complete 10 CEU's annually over a period of three years
in order to retain certification. If interested, it would be very important to
maintain that certification. The cost was $850 to register for the course, and
hotel cost would need to be budgeted.
MOTION:
Board Member Pittman made a motion to approve Board Member
Cooper to attend the FPPTA Certification Program. Secretary Giblin
seconded the motion, which carried by unanimous 4-0 vote.
18. Discussion regarding Investment Monitor's Performance and the
Board's Expectations
Chair Nielson advised he had added this discussion item to the agenda, but
due to the length of this meeting he would like to table it to the next meeting.
MOTION:
Secretary Giblin made a motion to table Item 18, Discussion regarding
Investment Monitor's Performance and the Board's Expectations, to the
next meeting. Board Member Pittman seconded the motion, which
carried by unanimous 4-0 vote.
•
• BOARD OF TRUSTEES
TEQUESTA PUBLIC SAFETY OFFICERS PENSION TRUST FUND
MEETING MINUTES
NOVEMBER 5, 2007
PAGE 9
XII. ANY OTHER MATTERS
Attorney Jensen reported that annually her firm received a letter from the Village
on behalf of the auditors for information to complete the audit, which they had
received and provided.
Attorney Jensen advised she had sent out between meetings information on a
case in Lake Park where the Town had terminated their pension plan after
transferred their firefighting service to the County, and there was not enough
money in the plan to pay out all their members. The pension board had asked
the Town for the money and they would not pay, so they had gone to court over
it. The pension board lost at the Circuit Court level; appealed, and had won at
the District Court level. Attorney Jensen advised she would keep the board
advised of anything further on this case.
• Mr. Bogdahn announced the dates for the next FPPTA Pension School were
January 27 through January 30, in Ponte Verde, Florida.
Mr. Holtgrieve advised he had not yet received an answer on the proxy voting
matter.
XIII. COMMUNICATIONS FROM CITIZENS
There were no communications from citizens.
XIV. ADJOURNMENT
MOTION:
Board Member Cooper made a motion to adjourn the meeting; seconded by
Board Member Pittman and carried by unanimous 4-0 vote. Therefore, the
meeting was adjourned at 10:43 a.m.
1
• Betty Laur
Recording Secretary
Respectfully submitted„