HomeMy WebLinkAboutPension General_Documentation_Tab 01_05/07/2007SYNPOSIS OF GENERAL EMPLOYEES' PENSION BOARD QUARTERLY MEETING
MINUTES OF 2.5.07
• i. Approved minutes of i i.6.G7 quarteriy meeting.
2. Elected Board member Catherine Harding as Chair.
3. Welcomed new Board member Carl Hansen and new Pension Coordinator Lori
McWilliams.
4. Approved a recommendation to Village Council to approve paying 3% interest on
employee contributions withdrawn before vesting.
~. Joe Bogdahn presented the Monitor's report for the quarter ended December 31, 2006.
6. Ratified payment of $806.50 to Hanson, Perry & Jensen P.A. made between quarterly
meetings.
7. Approved the following payments: Business Services Connection $193.32; Hanson,
Perry & Jensen, P.A. $22 i .00; Bogdahn Consulting, LLC $1,125.00; Dana Investment
Advisors $1,362.54; Salem Trust Company fee advice $663.95; and Village of Tequesta
General Fund for Crime Policy $164.25.
Approved new applicants:
Debra Telfrin Date of hire 11 /6/06
Carlos 1vlorales Date of hire 11/13/06
• Gunner M. Boalt Date of hire 12/4/06
Lori McWilliams Date of hire 1/3/07
9. P.atif ed withdrawals made since the last meeting on 2 signature basis:
Bob Garlo 11/27/06 Gross: $9,290.87; Net Payout $7,432.70
Gwen Carlisle 11/2/06 Gross: $5,588.40; Net Payout $4,470.72
Daniel Soltis 11/17/06 Gross: $310.70; Net Payout $248.56
i G. Approved budget report.
11. Approved account statements for period October through December 2006.
12. Accepted investment manager`s report from Dana Investment Advisors, Inc. for period
ending 12/31/06.
13. HR Director Merlene Reid provided an explanation of the pension status of Bob Garlo
and Russell White. Attorney Jensen advised the Village was waiting for a ruling from
Florida Retirement System for final resolution of this matter.
14. Approved a motion to wait a month before advertising the vacant 5th member position to
allow board members time to contact people they felt would be good to serve on the
board.
• 15. Approved Catherine Harding to attend the FPTTA conference to be held in June, and all
members to attend the school in October to be held in Palm Beach Gardens.
SYNPOSIS OF GENERAL EMPLOYEES' PENSION BOARD QUARTERLY MEETING
MINUTES OF 2.5.07
• l o. Ratified the Administrative Rules as amended to change meeting months, to rotate time
of meetings with the Public Safety Officers Pension Board, and to change the meeting
place to the new Village Hall.
17. Attorney Jensen distributed the Summary Plan Description for review by board members
between meetings, to be presented at the next quarterly meeting for approval.
18. Approved changes to the Travel and Expense Policy to reflect the current IRS mileage
reimbursement rate.
END OF SYNOPSIS
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TEQUESTA GENERAL EMPLOYEES' PENSION
TRUST FUND
MINUTES OF REGULAR QUARTERLY
BOARD OF TRUSTEES MEETING
FEBRUARY 5, 2007
I. CALL TO ORDER AND ROLL CALL
The Tequesta General Employees' Pension Trust Fund Board of Trustees held a regular
quarterly meeting in the Council Chambers of the Village Hall, 345 Tequesta Drive,
Tequesta, Florida, on February 5, 2007. The meeting was called to order at 8:41 a.m. by
Pension Coordinator Lori McWilliams. A roll call was taken by Betty Laur, Recording
Secretary. Board members in attendance at the meeting were:. Board member Catherine
Hazding, Board member Merlene Reid, and Board Member Carl Hansen. Also in attendance
were Monitoring Consultant Joe Bogdahn from Bogdahn Consulting, Attorney Bonni Jensen,
Pension Coordinator Lori McWilliams and Accounting Clerk Monica Rahim. Secretary
Archie Mangum, Jr. was absent from the meeting.
II. APPROVAL OF AGENDA
• Pension Coordinator McWilliams announced that item 14 on the agenda would be removed
and discussed at a subsequent meeting when a checklist had been received from the Florida
Retirement System.
MOTION:
Board member Hansen made a motion to approve the agenda as amended. Board
member Harding seconded the motion, which carried by unanimous 3-0 vote.
III. ELECTION OF CHAIR
Pension Coordinator McWilliams explained that it was necessary to appoint a new Chair, as
former Chair Bob Garlo was no longer with the Village. The vacancy on the board had been
advertised, but so far there had been no volunteers.
MOTION:
Board member Harding made a motion to appoint herself as Chair. Board member
Hansen seconded the motion, which carried by unanimous 3-0 vote.
Newly elected Chair Catherine Harding took charge of the meeting.
IV. APPROVAL OF MINUTES
• MOTION:
Board member Hansen made a motion to approve the minutes of the November 6, 2006
• BOARD OF TRUSTEES
TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, 2007
PAGE 2
regular quarterly meeting as submitted. Board member Reid seconded the motion,
which carried by unanimous vote.
V. WELCOME NEW BOARD MEMBER CARL HANSEN AND NEW PENSION
COORDINATOR LORI McWILLIAMS
Chair Harding extended a welcome to new Board member Hansen and to the new Pension
Coordinator and Village Clerk Lori McWilliams.
VI. UNFINISHED BUSINESS
Consideration of paying interest on employee contribations per Gabriel, Roeder and
Smith Company's calculations proposal
Pension Coordinator McWilliams advised that calculations which the board had requested
• from Steve Palmquist of Gabriel, Roeder, Smith and Company were included in the meeting
packets, with calculations for paying interest at the rate of 1 % to 5% on employee
contributions. This item was being brought before the board for a decision on the rate of
interest to be offered. For benefit of new member Hansen, Chair Harding explained that the
board had decided to pay interest on contributions made into the pension plan to departing
employees who left before being vested; the actuary had been requested to provide
calculations on paying interest at rates of 1 % up to 5%, so that the board could make a
decision on what rate to pay. This meant, for example, that an employee who left after four
years and had paid money into the pension fund would receive their money back plus a small
amount of interest rather than only their contribution. Chair Harding advised that Secretary
Mangum had been helping with this, and the board had felt interest in the range of probably 2
or 3 percent was warranted for having the money sit in an account. Chair Harding suggested
3%.
Attorney Jensen advised this would be a change to the ordinance for the pension plan
document; the actuarial impact had already been prepared and was attached showing that
would increase the employer's contribution by .01%. It was noted that Mr. Palmquist had
indicated he would attend the next Village Council meeting to present this to the Village
Council for consideration of approval. Chair Harding commented that she believed the board
should make a decision today on the rate. Monitor Joe Bogdahn and Attorney Jensen
estimated less than 25% of pension plans paid interest on returned contributions. Board
member Reid commented she would like more information on why such a small percentage
• paid interest. Attorney Jensen advised of the discussion that led up to this, there was a fairly
high turnover in this pension plan and the board wanted to provide those individuals with
some rate of interest, rather than only giving back their contributions. Board member Reid
BOARD OF TRUSTEES
• TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, 2007
PAGE 3
expressed concern that she was not understanding why 75% of plans did not pay interest.
Board member Hansen and Chair Harding stated they were in favor of establishing an
amount. Chair Harding explained that in previous discussions with Secretary Mangum
present, the intent had been not to make the percentage very high just enough so that
employees would get some interest on their money that had been sitting there for some length
of time. Attorney Jensen pointed out there was no cost difference between providing
between one and four percent.
MOTION:
Board member Hansen made a motion to pass on to the Village Council a
recommendation to approve 3% interest paid to employees leaving before they are
vested in the General Employees Pension Plan. Board member Harding seconded the
motion. Motion carried by unanimous 3-0 vote.
• VII. PRESENTATIONS
Presentation by Monitor
Joe Bogdahn, of Bogdahn Consulting, LLC, reviewed his presentation booklet for the quarter
ended December 31, 2006. Mr. Bogdahn noted the first page was a simple performance
report showing cash flow for the quarter, with gain after fees of $31,397.51. Bond returns
for the past year at 4.07% had been right on top of the benchmark index of 4.07%, which had
been unexpected. Mr. Bogdahn reviewed equity, noting that the most recent quarter's 6.70%
S&P 500 return had been their largest single quarter return since 1999. Tequesta's equity
return for the quarter had been 6.02%, which was very strong, and was the first time in seven
years they had not outperformed the benchmark. Board member Hansen asked Mr.
Bogdahn's opinion regarding whether changing from FRS to their own pension plans had
been a benefit for the Village. Mr. Bogdahn explained the FRS contribution rate was higher,
and the Village had more control with their own plans, and from the Village's standpoint
they had a better multiplier rate and it was less expensive for the Village than if they had
stayed with FRS. Chair Harding stated on the State pension the employee made no
contribution, and on the self-funded pension plan, as in the Village of Tequesta pension
plans, the employee was making a contribution, so it was employee money that had come out
of their paychecks that the board had voted to pay interest on.
VIII. CONSENT AGENDA
• Board member Reid requested #hat under Ratification of Withdrawals made since the
last meeting on 2-signature basis, Bob Garlo and Russell White be pulled, since they
BOARD OF TRUSTEES
• TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, 2007
PAGE 4
would be discussed later in the agenda.
Ratification of Invoices Paid since last Quarterly Meeting:
• Hanson, Perry & Jensen, P.A. $ 806.50
Payments To Be Reviewed And Approved:
• Business Services Connection -
11/6/06 meeting and minutes $ 193.32
• Hanson, Perry & Jensen, P.A. $ 221.00
• Bogdahn Consulting, LLC $ 1,125.00
• Dana Investment Advisors $ 1,362.54
• Salem Trust Company fee advice for period
10/ 1 /06 to 12/31 /06 $ 663.95
• Due to General Fund for Acordia Insurance
for Crime Policy #CCP001750012 $ 164.25
Approval of new applicants for participation in Pension Plan
Debra Telfrin
Carlos Morales
Gunner M. Boalt
Lori McWilliams
Date of hire 11 /6/06
Date of hire 11/13/06
Date of hire 12/4/06
Date of hire 1/3/07
Ratification of withdrawals made since the last meeting on 2 signature basis:
Bob Garlo 11/27/06 Gross: $9,290.87; Net Payout $7,432.70
Gwen Carlisle 11/2/06 Gross: $5,588.40; Net Payout $4,470.72
Daniel Soltis 11/17/Ob Gross: $310.70; Net Payout $248.56
Russell White Gross: $2,377.63; Net Payout $1,9902.10
• Budget Report
MOTION:
BOARD OF TRUSTEES
• TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, 2007
PAGE 5
Board member Reid made a motion to approve the Consent Agenda with Bob Garlo
and Russell White to be discussed later in the meeting. Board member Hansen
seconded the motion, which carried by unanimous 3-0 vote.
IX. FINANCIAL REPORTS
Account Statements (October-December 2006): There were no questions regarding the
financial reports.
MOTION:
Board member Hansen made a motion to approve the account statements for the period
October through December 2006. Board member Reid seconded the motion, which
carried by unanimous 3-0 vote.
Accent Investment Manager Report from Dana Investment Advisors, Inc.
• MOTION:
Board member Hansen made a motion to accept the Investment Manager Report from
Dana Investment Advisors, Inc. Board member Reid seconded the motion, which
carried by unanimous 3-0 vote.
X. NEW BUSINESS
Report by HR Director Merlene Reid regarding Pension Status of Bob Garlo and
Russell White
HR Director Reid advised Bob Garlo had retired from FRS and had started receiving
pension funds from FRS. Because he thought he had retired properly, he was entered into
the General Employees Pension Plan. Subsequently, a letter was received from FRS
indicating he did not meet the requirements of termination as stated in the Statute.
Because of that, he was given certain options and he selected one, which was that he
would resign for 31 days or the full calendar month, as he was required to do. Again, this
was an option given to him. Director Reid advised that the problem seemed to be with
the term "properly terminated", and stated that she had heard some confusion about the
term, although it was clearly stated in the Statute. When offered the options, Mr. Garlo
had chosen to resign, which resulted in him being refunded his contributions.
• Attorney Jensen commented that essentially, two members who were a part of this
pension plan had previously been a part of the Florida Retirement System. Apparently, as
the Florida Retirement System had determined, they did not properly terminate their
BOARD OF TRUSTEES
• TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, 2007
PAGE 6
employment, although it was communicated to the Village that they did meet the
requirements for full retirement in the Florida Retirement System. At this point the
Village and the Florida Retirement System were trying to arrive at a solution to the issue
that had arisen. As of today, the resolution of this was still unknown; although the
Florida Retirement System had indicated the two members that were in the General
Employees Pension Plan program needed to take some different action-they were
previously part of the FRS system and once they terminated that relationship or retired
from FRS, they joined the Village retirement system, and apparently Mr. Garlo had
chosen to terminate his employment and take a refund of contributions from this plan.
Attorney Jensen advised that the Village may be in a circumstance where they needed to
make contributions into the Florida Retirement System to offset some of the contributions
made into their own pension plan. The resolution was unknown at this point, waiting for
word from the Florida Retirement System.
Chair Harding asked why the checks were drawn and the funds disbursed before there had
• been a formal resolution-the employees had submitted resignations because they had no
alternative. Attorney Jensen advised they were entitled to a refund of contributions upon
retiring. Chair Harding responded she knew that, but they had retired under duress with
no alternatives, and alternatives weren't fully available at the time and apparently the
decision still was not resolved. Attorney Jensen stated she had no knowledge regarding
the individual employees-she was looking at an e-mail in the packet under item 13 from
Andy Snuggs of Division of Management of the Florida Retirement System which
indicated how the members would be treated. The remaining open question was if the
Village was responsible to pay into the Florida Retirement System and whether that
would have any interplay with this pension plan. That was her understanding of the only
open question.
Pension Coordinator McWilliams explained that Finance Director Forsythe had been
working with the Florida Retirement System for the past week, and Village was waiting
on a ruling from Florida Retirement System shortly, as well as checks and balances to
make sure this did not happen again. Attorney Jensen advised that the Village wanted to
understand and have something in writing for resolution of issues that had arisen that they
could rely on; to have a ruling from Florida Retirement System that they could rely on so
that this would not happen again. HR Director Reid asked Chair Harding why she
thought they had been asked to resign under duress. Chair Harding explained because of
overwhelming conditions; they had no choice. Ms. Reid responded she had minutes of a
meeting where FRS told them they had the option to take up this matter legally, but they
• opted to resign, and a statement from one of the members in the meeting, if Chair
Harding would like to look at that. Chair Harding clarified for the members of the board
that they had ratified the payouts to these individuals. It was noted Russell White's
• BOARD OF TRUSTEES
TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, 2007
PAGE 7
payout had not been ratified; that he was going into the drop program. Attorney Jensen
commented Mr. White's situation would have to be looked into because he could not be
entitled both to the drop program and Florida Retirement.
HR Director Reid commented on the question of the individuals understanding there is a
distinction to termination. The whole problem came from members not satisfying the
criteria of what was proper termination-not resigning for 31 days. The question arose
whether they were eligible to enter into the General Employees' Pension Plan, and the
answer was yes if they had terminated properly, but they had not terminated properly.
Issues were being confused, and she had brought to the meeting the definition of
employer in the Statute. Chair Harding commented one of the issues was not properly
resigning and going into another plan. Board member Reid responded they could have
entered into the plan if they had terminated properly; the problem was the termination-
not whether they could have entered the Village's plan. Chair Harding asked if the
requirement to properly terminate was based on going into one FRS plan from another
• one. Attorney Jensen advised that Tequesta had an FRS plan for certain employees, and
the members could have continued with FRS. Members terminating from the Village's
plan did not have the same restrictions going into FRS; these were FRS rules that applied
to members of FRS. Members of the Village's plans could not draw retirement and
continue to work here. The question was whether the individuals were eligible to
participate in the Village plan-did they properly terminate for purposes of retirement in
order to be eligible to receive retirement benefits. In order to be re-hired at a place that
had a FRS plan, one must meet the requirements of the Florida Retirement System.
Individual employees of the Village who were in the FRS plan fell under those rules, so
in order to be eligible to receive a retirement benefit, to continue to work in that same job
for that same employer, the rules of the Florida Retirement System had to be met and the
Florida Retirement System was saying those rules were not met. Attorney Jensen advised
the Village was exploring how to fix this problem. The members began receiving
retirement benefits, so from the Village's perspective they met the requirements. The
Village had not been aware they had to terminate their employment for 30 days-in fact,
they had been told to the contrary. If they had properly terminated according to FRS
rules, there would not have been a problem.
Chair Harding commented she thought the only time one had to terminate for 31 days was
when going from one FRS plan into another FRS plan. Attorney Jensen commented that
may have been the source of confusion; she did not know the answer to that question
because she had not been intimately involved; she did know that when she had been
• asked if they could properly enroll in this plan and she had said yes, because they had
properly terminated. Board member Reid produced Attorney Jensen's letter from 2004
stating yes, you can enter the new plan as long as you meet the requirements for
BOARD OF TRUSTEES
• TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, 2007
PAGE 8
terminating from FRS. Board member-Reid stated the issue here was whether they had
properly terminated from FRS; the answer was they did not; FRS gave certain options-
the individuals were told they could seek legal advice, one chose to stay in the drop plan,
the others chose to resign, and there was no duress. Chair Harding noted they felt there
was duress. Board member Reid stated they may have felt that way, but they could have
chosen to stay, but they would have had to pay back a lot of the money. Discussion
ensued-Attorney Jensen stated she was aware people working for Public Safety were
told they could retire and then work for the Village, but there was nothing in writing.
Board member Reid read from the letter received from FRS that it had come to their
attention there may be employees of your agency who have applied for FRS retirement
that have not met the legal definition of termination as defined in the Florida Statute.
Attorney Jensen advised that Florida Retirement System had steps one must go through in
-order to terminate employment, receive retirement benefits, and then return to
employment. Mr. Bogdahn commented this would not be a problem if the Village had no
employees in FRS so that they would not be considered an FRS employer. Attorney
• Jensen explained it was because each of these employees could have stayed in their jobs
and continued in FRS. Board member Reid asked what should be done about Russell
White, to which Attorney Jensen responded the Village would have to look into refunding
his contributions; Finance Director Forsythe had tried diligently to get information for
from FRS for this meeting, but had been unable to get what was needed. Chair Catherine
Harding thanked Board member Reid for her explanation.
5th Member of Board position open
Pension Coordinator Lori McWilliams reported on January 28 she had advertised this open
position for the Board in the Palm Beach Post, but no applications had been received. This
position could be filled either by an employee or a resident. Discussion ensued. Attorney
Jensen read from the ordinance to clarify that the position did not have to be filled by a
resident and suggested it could be anyone who had a tie to the community because
someone like that might be interested, but there was no restriction whatsoever. It was
clarified that Secretary Mangum was coming back, but in the meantime the board could
operate with three members which was a quorum, but all three must vote in favor to pass a
motion. Consensus was to put off the advertising for a month while the Board tried to find
someone who might be interested. Pension Coordinator McWilliams advised that candidates
would need to submit a letter and resume to the Village Clerk's office.
MOTION:
• Board member Hansen made a motion to wait a month before advertising the vacant
5th member seat, and members of the board would contact people they felt would be
good to serve on this board. Chair Harding seconded the motion, which passed by
• HOARD OF TRUSTEES
TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, 2007
PAGE 9
unanimous 3-0 vote.
Consideration of Sending A Member To FPPTA Conference -June 24-27, 2007 in
Naples, Florida
Pension Coordinator Lori McWilliams advised that Chair Harding had been scheduled to
attend previously but had been unable to attend. Mr. Bogdahn advised that the June meeting
was a conference, and the school was coming up in October where education was offered in
three categories, beginner, intermediate, and advanced. If one was not enrolled in the
certification program one could attend any class, and there were over 50 topics. The big
advantage to attending either the conference or the school was the ability to network with
other pension trustees. Chair Harding commented she would like to go in June. She had not
decided whether to go into the certification program because of the additional $750 that
would cost. Board member Hansen commented he was glad to hear someone wanted to
attend. Chair Harding asked that in October everyone plan to go since it would be in Palm
Beach Gardens. Board member Reid stated she had an HR conference in.~Cteb~r. r~v~u-~
• MOTION: (J
Board member Hansen made a motion to send Catherine Harding to the FPPTA
conference in June and that all members plan to try to attend the local FPPTA school in
Palm Beach Gardens in October. Board member Reid seconded the motion, which
carried by unanimous 3-0 vote.
~I. ANY OTHER MATTERS
Attorney Jensen distributed the revised Administrative Rules, updated to show the new
meeting schedules and times; part 4, section 4.1, page 7, had been changed to show
quarterly meetings would be held in February, May, August, and November. Section 4.4,
timing of the meetings, indicated meeting times would be rotated with the Public Safety
Pension Board. It was pointed out that there was now a new meeting place, the new
Village Hall. Attorney Jensen advised she would make that change, and the next meeting
would be held Monday, May 7, 2007 at 10:30 a.m. Attorney Jensen advised if a motion
were approved to accept the administrative rules as amended, she could make the change,
then the document could be signed and it would be finished; it did not require ratification
by Council. The signed document could stay with Pension Coordinator McWilliams until
the next meeting, when a signed copy would be returned to Attorney Jensen.
MOTION:
• Board member Reid made a motion to ratify the Administrative Rules as amended.
Chair Harding seconded the motion, which carried by unanimous 3-0 vote.
~1
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BOARD ®I+ TR~JSTE+ I+ w
TEQUESTA GENERAL EMPLOYEES' PENSION TRUST FUND
REGULAR QUARTERLY MEETING MINUTES
February 5, X007
PAGE 10
Attorney Jensen provided the Summary Ilan Description, which needed to be updated,
and asked the members to review it between meetings, and it could be approved at the
next meeting.
Attorney Jensen provided an amended Travel Expense Policy. It had been suggested this
policy be amended on page 2 for travel expenses to be reimbursed at the standard IRS
mileage rate; that would be the only change to this document. Attorney Jensen provided a
copy of the new IRS reimbursement for mileage which was currently 48.5 cents per mile.
MOTION::
Board member Reid made a motion to approve the changes to the Travel and
Expense Policy to reflect the current IRS mileage reimbursement. Board member
Hansen seconded the motion, which carried by unanimous 3-0 vote.
•
XII. COMMUNICATIONS FROM CITIZENS
No citizens were present.
XIII. ADJOURNMENT
There being no further business, upon motion by Board member Hansen seconded by
Chair Harding, the meeting was adjourned at 9:55 a.m.
Respectfully submitted,
~ ~ ~
;~
Betty Laur
Recording Secretary
•