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HomeMy WebLinkAboutDocumentation_Pension General_Tab 05_02/16/2006• • • • • • • • • • • • • • • • • • • • • • • • i • • • • • • • .. ~~ ~, `~~ ~' I~.~~;~ I;vvrti-r~uf.~1 ,~t,l itic~~~. Itvc:. February 16, 2006 DANA INVESTMENT ADVISORS, 1NC. Account Profile Investment Objectives: Obtain a reasonable total rate of return, with reasonable consistency while attempting to protect the assets against the inroads of inflation. Performance over 3-5 year market cycle to be in excess of composite indices. Managers performance to be in the top 40% of Mobius Universe. Total Return to be equal to actuarial earnings assumption and equal or exceed CPI plus 3% over 3-5 year cycle. Comparative Indices: 60% SSzP 500 40% Lehman Govt/Credit Intermediate Investment Restrictions: Not more than 5% of funds assets invested in any one issuing company or aggregate investment in one company exceed 5% of outstanding capital stock of the company. Equity: Investments in stock not to exceed 60% at cost or 70% at market. Listed on National Exchange Fixed: Standard & Poor's Investment Grade or Moody's Investment Grade. Value of bonds in single corporation shall not exceed 10% of the total fund. DANA INVESTMENT ADVISOKS, INC. 2 • • • • • • i • ~ • ~ • ~ • • • • • • • • • • • • • • • • • • • KeyT Money Rates 3 r•••~•••~~~••••~•••••••••~•••••• Performance vs Comparables (Net of Fees) "The information set forth above is based upon information believed to be accurate and reliable but we do not guarantee its accuracy." DANA INVESTMENT ADVISORS, INC. 4 • • • • • • • • • • • • • • • • • • • • • i • • • • • • • • • • FOMC Statement 1-~ 1-06 For immediate release The Federal Open Market Committee decided today to raise its target for the federal funds rate by 25 basis points to 4-1/2 percent. Although recent economic data have been uneven, the expansion in economic activity appears solid. Core inflation has stayed relatively low in recent months and longer-term inflation expectations remain contained. Nevertheless, possible increases in resource utilization as well as elevated energy prices have the potential to add to inflation pressures. The Committee judges that some further policy firming may be needed to keep the risks to the attainment of both sustainable economic growth and price stability roughly in balance. In any event, the Committee will respond to changes in economic prospects as needed to foster these objectives. Voting for the FOMC monetary policy action were: Alan Greenspan, Chairman; Timothy F. Geithner, Vice Chairman; Susan S. Bies; Roger W. Ferguson, Jr.; Jack Guynn; Donald L. Kohn; Jeffrey M. Lacker; Mark W. Olson; Sandra Pianalto; and Janet L. Yellen. In a related action, the Board of Governors unanimously approved a 25-basis-point increase in the discount rate to 5-1/2 percent. In taking this action, the Board approved the requests submitted by the Boards of Directors of the Federal Reserve Banks of Boston, New York, Philadelphia, Cleveland, Richmond, Atlanta, Chicago, St. Louis, Kansas City, Dallas, and San Francisco. DANA INVESTMENT ADVISORS, INC. 5 ~ • • • • • • ~ • • • • • • ! • ! • • t ~ ! a • ~ • • • ~ • • • Treasury Yield Curve 5.0 4.5 4.0 3.5 3.0 2.5 2.0 -~-r~..... Jan 31, 2006 ~k- Dec 31, 2004 DANA INVESTMENT ADVISORS, 1NC. 03 Months d d7 L.L 1 06 Months 02 Years 05 Years 10 Years 30 Years 4.58 4.51 4.46 4.53 4.71 2.58 3.07 3.61 4.22 4.83 h Fed Funds Futures 4.90 4.80 4.70 4.60 4.50 4.40 4.30 4.20 4.10 4.00 3.90 -1/30/2006 4.28 4.50 4.54 4.70 4.76 4.79 4.81 4.81 4.82 4.82 4.82 4.79 4.80 DANA INVESTMENT ADVISORS, INC. 7 Jan06 Feb06 Mar06 Apr06 May06 Jun06 JLi106 Aug06 Sep06 Oct06 Nov06 Dec06 Jan07 ~ i ~ • • • • • • • • • • • • • • • • ! ~ • ~- • • • ~ • • • • • Pr~jectec~ Futul-e C~upun Range 8.00 , _ _ __ __ I Estimated Coupon range is based on average coupon ~ spread of 150-250 basis points and 8 months 7.00 ~ to average coupon reset 6.00 5.00 4.00 - 3.00 ~ i 2.00 1.00 0.00 -I -,-,-----,----- N N N N c~ K~ tY1 M tY1 M c~ K~ tr1 c~ M M O O O O O O O O O O O O O O O O ~ O \ N \ N M ~ ri ~ ~ 0~0 ~ O \ N O~~ --~ 0 0 0 0 0 0 0 0 0 •--~ --~ ,-~ DANA INVL-STMENT ADVISORS, INC. Teyuesta GE Current Coupon Rate 4.9°% E F~. ~. (~. ';'.... w~/~ 1 Year CMT Estimated A~,erage Coupon Source: Bloomberg ~ ~' ~ ~ ~' d' ~ ~ ~ ~ ~ Ul U1 ul ~ ul Vl Ul U1 v1 Ul Ul U1 `O `O `O ~O ~i 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ~ N M ~ ~ lam- ~ ~ O ~ N ~ N c~ ~ if ~ Cam- 0~0 0~1 O ~ N .~-~ N c ~ ~ V~1 O O O O O O O O~~~ O O G O 0 0 0 0 0 ~--~ ~~ 0 0 0 0 0 b Asset Allocation as of 12-31-05 Accrued & Receivables Corporate Bonds Federal Agencies $38,222 $3,035 Government Bonds 1% Internatio $4 Dana Sr X47 8' DANA 1NVFSTMENT ADVISORS, INC. 46% 9 All Cep Sector Distribution as of 12-31-OS 22% 20%- 18%- 16%- 14%- 12% 10%- 8%- 2% 0% I~ Financials Information Health Care Industrials Consumer Energy Consumer Utilities Materials Teleannm Technology Discretionary Staples Services DANA INVESTMENT ADVISORS, INC. • • • • • • ! a • • • • • • • • • • • • • • • • • • • • • • ~ • Dana Investment Advisors PORTFOLIO APPRAISAL 1087 Tequesta General Employees' Pension Fund December 31, 2005 Market Pct. Quantity_ Security Price Value Assets __ ___ CASH AND EQUIVALENTS __ Cash -Money Fund 24,772.29 4.1 24,772.29 4.1 COMMON STOCK Dana Large Cap 156 AT&T Inc. 24.49 3,820.44 0.6 76 Altria Group Inc. 74.72 5,678.72 0.9 257 Amdocs Ltd 27.50 7,067.50 1.2 104 Apache Corp 68.52 7,126.08 1.2 134 Bank of America Corporation 46.15 6,184.10 1.0 69 Bear Stearns Companies Inc. 115.53 7,971.57 1.3 70 Becton Dickinson & Co 60.08 4,205.60 0.7 117 Burlnigton Northeni Santa Fe 70.82 8,285.94 1.4 160 CIT Group. 51.78 8,284.80 1.4 124 Caterpillar Inc. 57.77 7,163.48 1.2 112 ChevronTexaco Corp. 56.77 6,358.24 1.1 126 Citigroup Inc. 48.53 6,114.78 1.0 55 Conocophillips 58.18 3,199.90 0.5 206 D. R Horton Inc. 35.73 7,360.38 1.2 118 Dow Chemical Company 43.82 5,170.76 0.9 114 Eaton Corp. 67.09 7,648.26 1.3 149 Fiserv Inc. 43.27 6,447.23 1.1 74 Hartford Financial Services 85.89 6,355.86 1.1 240 Intel Corporation 24.96 5,990.40 1.0 81 International Business Machines Corp. 82.20 6,658.20 1.1 109 Johnson & Johnson 60.10 6,550.90 1.1 102 Johnson Controls Inc. 72.91 7,436.82 1.2 95 Kimberly-Clark Corp. 59.65 5,666.75 0.9 109 Marathon Oil Corp. 60.97 6,645.73 1.1 120 McKesson Corp. 51.59 6,190.80 1.0 149 Metlife Inc. 49.00 7,301.00 1.2 280 Motorola Inc. 22.59 6,325.20 1.1 i 11 • • ~ • • • ~ • • • • • • • • • • • • • • • • • ~ • • i • ~ • • Dana Investment Advisors PORTFOLIO APPRAISAL 1087 Tequesta General Employees' Pension Fund December 31, 2005 Quantity Security Price Market Value Pct. Assets 170 National City Corp. 33.57 5,706.90 1.0 208 Nordstrom Inc 37.40 7,779.20 1.3 92 PPG Industries Inc. 57.90 5,326.80 0.9 207 PPL Corporation 29.40 6,085.80 1.0 194 Pepsi Bottling Group Inc. 28.61 5,550.34 0.9 139 Quest Diagnostics Inc. 51.48 7,155.72 1.2 135 Sempra Energy 44.84 6,053.40 1.0 175 Supervaht Inc. 32.48 5,684.00 0.9 135 United Technologies Coip 55.91 7,547.85 1.3 117 V F Corporation 55.34 6,474.78 1.1 130 Valero Energy Corp. 51.60 6,708.00 1.1 158 Verizon Commwlications 30.12 4,758.96 0.8 117 Wachovia Corporation 52.86 6,184.62 1.0 150 Washington Mutual Inc. 43.50 6,525.00 1.1 94 Wellpoint Health Networks 79.79 7,500.26 1.2 149 Wyeth 46.07 6,864.43 1.1 275,115.50 45.8 Dana Small Cap 288 Diodes Inc. 31.05 8,942.40 1.5 188 Jarden Corporation 30.15 5,668.20 0.9 309 Labor Ready Inc. 20.82 6,433.38 1.1 172 PortalPlay 28.32 4,871.04 0.8 220 Progress Software Corp. 28.38 6,243.60 1.0 115 Selective Insurance Group 53.10 6,106.50 1.0 50 Sierra Health Services 79.96 3,998.00 0.7 117 The Pantry Inc 46.99 5,497.83 0.9 47,760.95 8.0 Mutual & Exchange Traded Funds 95 Central Europe & Russia Fund 42.46 4,033.70 0.7 75 Morgan Stanley India Investment Fund 37.35 2,801.25 0.5 90 Turkish Investment Fund 25.24 2,271.60 0.4 z 12 • ! ~ • • ~ ~ ~ • • • • • • ~ ~ • r • • • • • • • • • • • • ~ • Quantity Dana Investment Advisors PORTFOLIO APPRAISAL 1087 Tequesta General Employees' Pension Fund December 31, 2005 Security Price 18.81 27.59 33.37 59.43 13.52 44.75 35.71 20.32 18.58 22.70 Market Pct. Value Assets 3,009.60 0.5 4,138.50 0.7 2,002.20 0.3 4,160.10 0.7 4,123.60 0.7 3,132.50 0.5 3,035.35 0.5 2,032.00 0.3 2,972.80 0.5 3,064.50 0.5 40,777.70 6.8 363,654.15 60.6 160 iShares MSCI Australia hidex Fetid 150 iShares MSCI Austria Index Fund 60 iShares MSCI Brazil Index Fund 70 iShares MSCI EAFE Index Fiu1d 305 iShares MSCI Japan Index Fund 70 iShares MSCI Korea Index Fund 85 iShares MSCI Mexico Index Fetid 100 iShares MSCI Netherlands Index Fund 160 iShares MSCI United Kingdom Index Fund 135 iShares MSCI Sweden Index Fund CORPORATE BONDS 5,000.00 Bank of America Corp 101.76 5,088.00 0.8 7.500% Due 09-15-06 5,000.00 Hewlett-Packard Co 100.84 5,041.80 0.8 5.750% Due 12-15-06 5,000.00 Carolina Power & Light 102.73 5,136.55 0.9 6.800%Due 08-15-07 5,000.00 Merrill Lynch & Co. 98.97 4,948.50 0.8 4.250% Due 09-14-07 5,000.00 Cit Group Inc. 99.62 4,980.95 0.8 4.750% Due 08-15-OS 5,000.00 CSX Corp 103.15 5,157.50 0.9 6.250% Due 10-15-08 5,000.00 Target Corp. 101.47 5,073.65 0.8 5.375% Due 06-15-09 5,000.00 Countrywide Home Loan 101.51 5,075.65 0.8 5.620% Due 07-15-09 5,000.00 Capital One Bank 102.38 5,119.25 0.9 5.750% Due 09-15-10 3 13 •~••••••••••••~•••••••••i•••••• Dana Investment Advisors PORTFOLIO APPRAISAL 1087 Tequesta General Employees' Pension Fund December 31, 2005 Quantity Security Price Market Value Pct. Assets 5,000.00 Kohls Corporation 105.29 5,264.35 0.9 6.300% Due 03-O1-I1 5,000.00 Bristol-Myers Squibb 103.28 5,163.90 0.9 5.750%Due 10-01-11 5,000.00 Bank One Corp 104.00 5,199.80 0.9 5.900%Due 11-IS-11 5,000.00 Gannett Co Inc. 103.73 5,186.50 0.9 6.370% Due 04-01-12 5,000.00 SLM Corp 100.14 5,007.25 0.8 5.120% Due 08-27-12 5,000.00 Avon Products Inc. 97.22 4,861.10 0.8 4.620% Due OS-15-13 5,000.00 Goldman Sachs Group Inc. 99.98 4,998.80 0.8 5.250%Due 10-15-13 5,000.00 HSBC Finance Corp. 99.09 4,954.55 0.8 5.250% Due 04-15-15 5,000.00 Lowe's Companies hic. 100.08 5,004.15 0.8 5.000% Due 10-15-15 91,262.25 15.2 FEDERAL AGENCY SECURITIES 10,000.00 Federal Home Loan Bank Bond 100.11 10,011.30 1.7 4.785%Due 11-IS-06 10,000.00 Federal Hoine Loan Bank Bond 99.04 9,904.50 1.6 4.125% Due 10-19-07 5,000.00 *Federal Home Loan Mortgage Corp. 101.11 5,055.50 0.8 5.125% Due 10-I 5-08 7,000.00 Federal National Mortgage Association 103.34 7,234.15 1.2 5.500% Due 03-15-11 3,000.00 Federal Home Loan Mortgage Corp. 98.31 2,949.30 0.5 4.500%Due 01-15-13 4 14 ~ • ~ • • • ~ • • i ~ • • ! • • • • • ! • ! • • i • • • • • ~ • Dana Investment Advisors PORTFOLIO APPRAISAL 1087 Tequesta General Employees' Pension Fund December 31, 2005 Market Pct. Quantity Security Price Value Assets 3,000.00 Federal National Mortgage Association 102.22 3,066.75 0.5 5.000% Due 04- 15-15 38,221.50 6.4 GOVERNMENT BONDS 15,000.00 U.S. Treasury Notes 99.23 14,885.16 2.5 3.500%Due 11-15-06 15,000.00 U.S. Treasury Notes 99.31 14,896.87 2.5 4.000°'° Due 09-30-07 20,000.00 U.S. Treasury Notes 99.45 19,890.62 3.3 4.120% Due 08-15-08 15,000.00 U.S. Treasury Notes 99.52 14,927.34 2.5 4.250%Due 10-IS-10 10,000.00 U.S. Treasury Notes 99.12 9,912.50 1.7 4.250% Due 08-15-13 5,000.00 U.S. Treasury Notes 98.75 4,937.50 0.8 4.250% Due 08-15-1 S 79,450.00 13.2 Accrued Income 2,593.69 0.4 Dividends Receivable 342.06 0.1 Interest Receivable __ 99.11 0.0 TOTAL ACCRUED A ND RECEIVABLE 3,034.86 0.5 TOTAL PORTFOLIO 600,395.05 100.0 The market prices shown on these pages represent the Ias[ reported sale on the valuation date as to listed securities or the bidprice in the case of over-the-counter quotations. Prices on bands and some other investments are based on round lot price quotations and are for evaluation purposes only and may not represent actual market values. Bonds sold on an odd lot basis (less throe $i mellion) may have a dollar price lower than the round lot quote. Where no regular market exists, prices shown are estimates by sources considered reliable by Dana Investment Advisors, Inc. While the prices are obtained 5 15 Dana Investment Advisors PORTFOLIO APPRAISAL 1087 Tequesta General Employees' Pension Fund December 31, 2005 Quantity __ Security from sources we cowsider reUable, we cannot guarantee them. Market Pct. Price Value Assets 6 16