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HomeMy WebLinkAboutDocumentation_Miscellaneous_Tab 21/Candidate Handbook_03/15/2016 � ; • an � ate : . am ai - reasurer �� June 2015 Florida Department of Sta#e Division of Elec#ions R. A. Gray Building, Room 3.16 500 South Bronough Street. Tallahassee, FL 32399-02�0 �850) 245-6240 _ �. �;}. 0 �_ .�. y.++r. � � . . i , ' : � , Candidate & Campaign Treasurer Handbook June 2015 Chapter1: Background .................................................................................................................................1 Chapter 2: The Campaign Financing Act ....................................................................................................... 2 Chapter 3: Offices to be Elected in 2016 ...................................................................................................... 3 Chapter4: Glossary of Terms ........................................................................................................................4 Chapter5: Becoming a Candidate ................................................................................................................ 7 Whatto File ............................................................................................................................................... 7 FilingOfficer ..............................................................................................................................................8 Resign-to-Run ...........................................................................................................................................8 Federal Hatch Act for State and Local Employees ..................................................................................9 Federal Hatch Act for Federal Employees .................................................................................................9 Changing Parties for Partisan Offices ......................................................................................................10 Changing the Designation of Office ........................................................................................................10 ProRata Refund Example .......................................................................................................................11 Chapter 6: Statement of Solicitation ..........................................................................................................12 Who Must File Form DS-DE 102, Statement of Solicitation ...................................................................12 Whento File ...........................................................................................................................................12 Penaltyfor Late Filing .............................................................................................................................12 Public Website and Mission Statement ..................................................................................................12 AdditionalReporting ...............................................................................................................................12 Chapter7: Prohibited Acts ..........................................................................................................................13 Speakingat Political Meetings ................................................................................................................13 Using State-Owned Aircraft or Motor Vehicle ........................................................................................13 Using Services of State, County, Municipal, or District Officers or Employees ......................................13 Making Contributions in the Name of Another ......................................................................................13 Solicitation from Religious, Charitable and Civic Organizations .............................................................13 Accepting Contributions in a Government- Owned Building .................................................................14 MakingMalicious Statements ................................................................................................................14 Making False Representation of Military Service ...................................................................................14 Certifyinga False Report .........................................................................................................................14 Limitations on Political Activity for Judicial Candidates .........................................................................14 Judicial Candidates and the Judicial Ethics Advisory Committee (JEAC) ................................................15 Chapter 8: Campaign Treasurers ................................................................................................................16 Appointing Campaign Treasurers and Deputy Treasurers .....................................................................16 Dutiesand Responsibilities .....................................................................................................................16 i Candidate & Campaign Treasurer Handbook June 2015 Resignationor Removal ..........................................................................................................................18 Chapter9: Campaign Depositories .............................................................................................................19 PrimaryCampaign Depository ................................................................................................................19 Secondary Campaign Depository ............................................................................................................19 Separate Interest-Bearing Accounts and Certificates of Deposit ...........................................................20 CampaignChecks ....................................................................................................................................20 DebitCards ............................................................................................................................................. 21 CreditCards ............................................................................................................................................ 21 Chapter10: Contributions .......................................................................................................................... 22 UnauthorizedContributions ...................................................................................................................22 AnonymousContributions ......................................................................................................................22 In-Kind Contributions ..............................................................................................................................23 Loans ....................................................................................................................................................... 23 CashContributions ................................................................................................................................. 23 Debit and Credit Card Contributions ......................................................................................................24 Contribution Limits for Candidates ........................................................................................................24 ForeignContributions .............................................................................................................................25 Violations................................................................................................................................................ 25 Deadlines for Accepting Contributions ...................................................................................................25 Chapter11: Expenditures ...........................................................................................................................26 Definition................................................................................................................................................ 26 GeneralRequirements ............................................................................................................................26 Checks..................................................................................................................................................... 26 LivingExpenses .......................................................................................................................................27 PettyCash Funds ....................................................................................................................................27 Limits on Petty Cash Fund Amounts .......................................................................................................27 IndependentExpenditures .....................................................................................................................27 CreditCards ............................................................................................................................................ 29 DebitCards ............................................................................................................................................. 29 Electioneering Communications .............................................................................................................30 Expenditures for Electioneering Communications .................................................................................31 Chapter 12: Political Advertising .................................................................................................................32 CandidateDisclaimers ............................................................................................................................32 Exceptions to Disclaimer Requirements .................................................................................................33 Disclaimer for Write-in Candidates ........................................................................................................35 ii Candidate & Campaign Treasurer Handbook June 201 Non-incumbent Advertisements ............................................................................................................ 36 Advertisement Provided In-kind .............................................................................................................36 Chapter13: Other Disclaimers ....................................................................................................................37 Endorsements in Political Advertisements .............................................................................................37 Independent Expenditure Disclaimers ...................................................................................................38 Disclaimers for Other than Independent Expenditures .........................................................................39 Disclaimerson Novelty Items .................................................................................................................40 LanguageOther Than English .................................................................................................................40 Electioneering Communications Disclaimers .........................................................................................40 Other Political Disclaimer Examples .......................................................................................................41 MiscellaneousAdvertisements ...............................................................................................................42 Use of Closed Captioning and Descriptive Narrative in all Television Broadcasts .................................42 Chapter14: Fund Raisers ............................................................................................................................43 Contributions from Fund Raisers ............................................................................................................43 Expendituresfor Fund Raisers ................................................................................................................43 Tickets.....................................................................................................................................................43 Chapter 15: Telephone Solicitation ............................................................................................................44 TelephoneSolicitation ............................................................................................................................44 RegisteredAgent ....................................................................................................................................45 Chapter 16: Filing Campaign Reports ..........................................................................................................46 Whereto File ..........................................................................................................................................46 Whento File ...........................................................................................................................................46 PenaltyforLate Filing .............................................................................................................................47 Noticeof No Activity ...............................................................................................................................47 IncompleteReports ................................................................................................................................47 ReportingTotal Sums .............................................................................................................................48 ReportingContributions .........................................................................................................................48 ReturningContributions .........................................................................................................................48 ReportingExpenditures ..........................................................................................................................49 Special Requirements for Judicial Retention Candidates .......................................................................49 Chapter17: Termination Reports ...............................................................................................................51 Prior to Disposing of Surplus Funds ........................................................................................................51 Disposingof Surplus Funds .....................................................................................................................51 Money from Separate Interest-Bearing Account or Certificate of Deposit ............................................52 CampaignLoans Report ..........................................................................................................................52 iii Candidate & Campaign Treasurer Handbook J 2 Chapter 18: Reporting for Individuals Seeking a Publicly Elected Position on a Party Executive Committee....54 Whereto File .......................................................................................................................................... 54 Whento File ...........................................................................................................................................54 TerminationReports Not Required ........................................................................................................54 Penaltyfor Late Filing .............................................................................................................................54 IncompleteReports ................................................................................................................................55 ReportingRequirements ........................................................................................................................55 Chapter 19: Electronic Filing of Campaign Reports ....................................................................................56 Accessingthe EFS .................................................................................................................................... 56 CreatingReports .....................................................................................................................................56 SubmittingReports .................................................................................................................................56 ElectronicReceipts .................................................................................................................................57 Chapter20: Office Accounts ....................................................................................................................... 58 Usingthe Office Account ........................................................................................................................58 ReportingOffice Account Funds .............................................................................................................59 Chapter 21: Carryover Campaign Funds .....................................................................................................60 Chapter22: Recordkeeping ........................................................................................................................61 Contributions.......................................................................................................................................... 61 Expenditures........................................................................................................................................... 61 Preservationof Accounts ........................................................................................................................62 Inspections.............................................................................................................................................. 62 Chapter 23: Bookkeeping Suggestions ........................................................................................................ 63 Chapter 24: Florida Elections Commission .................................................................................................64 AutomaticFine Appeal Process ..............................................................................................................64 ComplaintProcess ..................................................................................................................................64 Appendix A: Frequently Asked Questions ...................................................................................................66 Candidates.............................................................................................................................................. 66 CampaignFinance ...................................................................................................................................67 Appendix B: 2016 Deadlines for Accepting Contributions ............:.............................................................73 iv Candidate & Campaign Treasurer Handbook June 2015 C�nap�er 1: �c�ground Other helpful websites are: The information contained in this publication is intended as a quick reference Rorida BectionsQ�mmission: guide only and is current upon publication. To the extent that this handbook covers � - =-_ _ material beyond that contained in law or rule, the Division of Elections (Division) offers such material to candidates as guidelines. Chapters 97-106, Florida Florida Bected Offiaals: Statutes, the Constitution of the State of Florida, Division of Elections' opinions and �- -- �� ' - - - - � ---� rules, Attorney General opinions, county *_a���,- e;ec.� :-��Fic:a;s,' charters, city charters and ordinances, and other sources should be reviewed in their entirety for complete information regarding campaign financing and qualifying. Florida 9.�pervisorsof Bections: In addition, the following publications �` ����•mvflorida.com/elections/contact ;/su�e; v���r-�=__�i r produced bythe Division should be reviewed — for further information: • State Qualifying Handbook Rorida Assoaation of Qty Qerks: • Candidate Petition Handbook • Candidate Electronic Filing System =-"��� `�` f� y° '�"'uac�e� Ks.�r� User's Guide • Calendar of Reporting Dates Florida Attorney General: All forms and publications mentioned in this - �ya: /�:,:= u: . � �.� _� �_-� handbook are available on the Division's � website at: _: � - 1 � : �- � _. Federal Bection Commission: publications/ httq://www.fec.�ov 1 Candidate & Campaign Treasurer Handbook June 201 Chapter 2 : �"l� ��pal�r • Reports to the Florida Elections � i��� Commission any apparent violations .�S � ��? � `�� of � - - - __ _ • Prescribes rules and regulations to carry �� � _� � _ � - � �'� - �__ _=;, regulates out the provisions of � : �;e;� " - campaign financing for all candidates, _. _ -- ----=-- ���� : ����a�., including judicial candidates, political (�ions :;� ==and �='�.2�, F.S) committees, electioneering communication — -- organizations, affiliated party committees, and political parties. It does not regulate campaign finanang for candidates for federal office. Individuals9eeking a publidy elected position on a political party executive committee who reoeive contributions or make expenditures must comply with Section _��.��-�_, F.S, regarding reporting requirements. (See : _:apter 1 �, i-��ortinG for � � �=;:s �e;in� a Publically Bected Pos: �,� a Partv 6cecutive Committee.) The Division of Elections: • Oversees the interpretation of and provides guidance on the election laws. • Provides advisory opinions to supervisors of elections, candidates, local officers having election related duties, political parties, political committees, or other persons or organizations engaged in political activity, relating to any provisions or possible violations of Florida election laws with respect to actions such person or entity has taken or proposes to take. • Conducts audits with respect to reports and statementsfiled under :�_ =��. 2 Candidate & Campaign Treasurer Handbook June 2015 Chapter 3: Officesto � �@ 8?CtAC� Judiqal (Nonpartisan) � � 2�� � expire January 2017 • Justice of the Supreme Court Federal Offices • Judge, District Court of Appeal • President and Vice President • Circuit Court Judges • Representative in Congress (all districts) • County Court Judges • U.S. Senate gate Offices • State Attorney (Circuits 1-19) • Public Defender (Circuits 1-19) • State Senator (odd numbered districts) • State Representative (all districts) County Offices • These vary from county to county, however, most will elect: o Board of County Commissioners o School Board o Other offices depending on co u nty. • Information for a particular county can be obtained from the �- � 3 Candidate & Campaign Treasurer Handbook June 2015 ���t��' �°�j'^�aY�.,� ^t T4r�c This definition does not include an individual � � seeking a publically elected position on a political party executive committee. C�mpaign Fund F�iser: Any affair held to 9zct ions �7. v2 �; 5; and �:�,�' "3l F.S raise funds to be used in a campaign for -- ) public office. (�ction �_ _ . � -� F.S) -- �ntribution: (�e �ction �� ��..;;,�; �i i.� F.S and = _--- - ^ ._-•) C�mpaign Treasurer: An individual appointed by a candidate or political committee as provided in Chapter 106, F.S. Bection: Primary election, special primary (�ction �:.� �" -; = F.S) election, general election, special election, or municipal election held in this state for the purpose of nominating or electing Candidate: A person to whom any of the candidates to public office, choosing following applies: delegates to the national nominating conventions of political parties, selecting a • person who seeks to qualify for member of a political party Executive nomination or election by means of Committee, or submitting an issue to the the petitioning process; electors for their approval or rejection. (�ction - =, F.S) • person who seeks to qualify for election as a write-in candidate; HeCtior�eering C�rr�x,r�ic�ti0n: Communication • person who receives contributions or Publicly distributed by a television station, makes expenditures, or gives his or radio station, cable television system, her consent for any other person to satellite system, newspaper, magazine, receive contributions or make direct mail, or telephone that (1) refers to or expenditures, with a view to bringing depicts a clearly identified candidate for about his or her nomination or office without expressly advocating the election to, or retention in, public election or defeat of a candidate but that is office; susceptible of no reasonable interpretation other than an appeal to vote for or against a • person who appoints a campaign specific candidate; (2) is made within 30 days treasurer and designates a primary before a primary or special primary election depository; or or 60 days before any other election for the office sought by the candidate; and (3) is targeted to the relevant electorate in the • person who files qualification papers geographical area the candidate would and subscribes to a candidate's oath represent if elected. as required by law. (9�ction !__- =_ FS) 4 Candidate & Campaign Treasurer Handbook June 2015 6cpenditure: (3�e �ction 106.011; i C;, F.S election or retention thereto is prohibited and :��:apter 1?. Ex�enditures.) from campaigning or qualifying for such an office based on party affiliation. (S�ction �' ��-.;;� , F.S) Rling Officer: The person before whom a � candidate qualifies the agency or officer with whom a political committee registers Minor Fblitical Party: Any group which on (9zCtion __�= �� �: , F.S) January 1 preceding a primary election does not have registered as members five percent of the total registered electors of the state. General 6ection: An election held on the (�ction �� =_� ._�, F.S) first Tuesday after the first Monday in � November in the even-numbered years, for the purpose offilling national, state, county, NOminal Value: Having a retail value of $10 and district offices and for voting on or less. constitutional amendments raot otherwise (5ection �__�__�_ F.S) provided for by law. (�ction ^ .0� ____, F.S) Nonpartisan Office: An office for which a candidate is prohibited from campaigning or Indepe�'tdertt E�enditure: (3�e qualifying for election or retention in office 3action i;� ��_�, F.S ar�d =____ based on party affiliation. �er�dit:.;�.) (�ction ��.J�_� � �_, _ FS) In-Kind Cbntribution: In-kind contributions OfficeAocount: A candidate elected to office are anything of value made for the purpose or a candidate who will be elected to office of influencing the results of an election by virtue of his or her being unopposed may except money, personal serv�ces provided transferfunds from the campaign account to without compensation by individual an office account up to limits listed under volunteers, independent expenditures, as Section 106.141(5), F.S. This fund must be defined in Section ^^ "=_;"=_, F.S., or used only for legitimate expenses in endorsements of three or more candidates connection with the candidate's public by affiliated party committees or political office. parties. (�e Division of BectionsOpinion �__ (�ction ___;� -_, FS) _) P�rson: An individual or a corporation, �dicial Office: Includes the office of Justice association, firm, partnership, joint venture, of the Supreme Court, judge of a district joint stock company, club, organization, court of appeal, judge of a circuit court, and estate, trust, business trust, syndicate, or `' county court judge. A judicial office is a other combination of individuals having nonpartisan office and a candidate for collective capacity. The term includes a 5 Candidate & Campaign Treasurer Handbook June 2015 political party, affiliated party committee, or �eCi31 Primary BeCtion: A special political committee. nomination election designated by the (�ction _:��� ;;' !=�':, F.S) Governor, called for the purpose of nominating a party nominee to be voted on in a general or special election. F�tty Cdsh: Cash accumulated pursuant to (S�;ction =.�%� �=v, F.S) statutory limits and spent in amounts of less than $100 to be used only for office supplies, transportation expenses, and other gatewide OFfice: Governor, Cabinet, and necessities by the candidate. Supreme Court Justice. (9zctions� �� _-� and ___�;, F.S) Unopposed C�ndidate: A candidate for PblitiCal Advertisement: (S�e nomination or election to an office, who, S�ction -= -� � , F.S and �'�� __�= after the last day on which a person, __=� :ad'✓_e'=�_�+"'�.) including a write-in candidate, may qualify , is without opposition in the election at which the office is to be filled or who is without Pt'imary Bection: An election held preceding such opposition after such date as a result of the general election for the purpose of a primary election or of withdrawal by other nominating a party nominee to be voted for candidates seeking the same office. A in the general election to fill a national, state, candidate is not an unopposed candidate if county, or district office. there is a vacancy to be filled under (S�;ction y-.�`%"� �;2�', F.S) Section ��:::�,____ _, F.S., if there is a legal proceeding pending regarding the right to a ballot position for the office sought by the Public Office: A state, county, municipal, or candidate, or if the candidate is seeking school or other district office or position that retention as a justice or judge. is filled byvote of the electors. (�ction=�.�� ��_ F.S) (3�ction ______� F.S) �ecial Bec�ion: Called for the purpose of voting on a party nominee to fill a vacancy in the national, state, county, or district office. (3�ction :;_ �?' ��, F.S) 6 Candidate & Campaign Treasurer Handbook June 2015 Chapter 5: ��m� �g c� candidate can appoint a campaign r� r �; �� � treasurer and designate a campaign �� � depository at any time, but no later than the date the candidate qualifies for office, and before any contributions are received, A candidate is a person who: any expenditures are made, and any signatures are obtained on a candidate 1. Seeks to qualify for nomination or petition. Nothing prohibits a person from election by means of the petition announcing their intention to become a process; candidate prior to filing =T as long as no contributions are received, no 2. Seeks to qualify for election as a write-in expenditures are made, and no signatures candidate; are obtained on a candidate petition. Individuals seeking a publically elected 3. Receives contributions or makes position on a political party executive expenditures, or consents for any other committee are also required to file =� �-� _� person to receive contributions or make __. (See �-= :�.�: � �_ _-- �_:,�rers.) expenditures, with a view to bring about — � his or her nomination or election to, or -_� --- retention in, public office; --- --- • Is considered "filed" only when the filing 4. Appoints a treasurer and designates a officer receives the form, (not upon primary depository; or mailing) and determines that the form is complete. 5. Files qualification papers and subscribes to a candidate's oath as required by law. . Shall be filed with the filing officer prior to opening the campaign account. 6. This definition does not include an individual seeking a publically elected , Shall be filed with the filing officer prior position for a political party executive to the candidate accepting any committee. contributions or making any (�Ction _=�T=____ F.S) expenditures, or authorizing anotherto accept contributions or make expenditures on the person's behalf. ��l� r a 1 �1`Cli iU �1s� � .., _ _ _ . • Shall be filed with the filing officer prior _� �__- .�, Appointment of C�mpaign to obtaining signatures on a�_ -�_ _� �, Treasurer and Designation of Campaign Candidate Petition. Depository for C�ndidates, is the first document that must be filed with the filing =__�___-__ _, gatement of C�ndidate, officer to become a candidate. At the same must be filed with the filing officer within time, the candidate must designate the 10 days after filing _ �. �-�___- __ =. This form office for which he or she us running. A states that the candidate has been provided 7 Candidate & Campaign Treasurer Handbook June 2015 access to read and understand the Resign-to-f�n requirements of = _ - ` rt = �. The execution and filing of the statement of No officer may qualify as a candidate for candidate does not in and of itself create a another state, district, county, or municipal presu_mption that any violation of �-��.�; public office if the terms or any part _� -..�., or �:� :��:_� ��-- =._:, is a willful thereof run concurrently with each other, violation. An individual seeking election to a without resigning from the office he or political party Executive Committee is NOT she presently holds. The resignation is required to file _�__�=_:: _>�_. irrevocable. -:: �- =_-: __:, S�atement of C�ndidate for The written resignation must be submitted Judiaal Office, must be filed by each at least ten days prior to the first day of candidate for judicial office, including an qualifying for the office. The resignation incumbent judge, within 10 days after must be effective no later than the earlier of filing -__________= the following dates: This form states that the judicial candidate • The date the officer would take office, if has received, read, and understands the elected; or requirements of the Florida Code of Judicial Conduct. • The date the officer's successor is (Sections 1� �:..JJ� , 106.C�' required to take office. and 106.023, F.S) (�ction = __� ��_ � , FS) A person who is a subordinate officer, FII!�?� �rE�.r deputy sheriff, or police officer must resign effective upon qualifying pursuant The filing officer is the person before whom to this chapter if the person is seeking to a candidate qualifies: qualify for a public office that is currently held by an officer who has authority to • Division of BeCtions appoint, employ, promote, or otherwise o State, multicounty district, and supervise that person and who has judicial offices (except county qualified as a candidate for reelection to court judge) that office. (5ection =:�.�_=__._, F.S) • �pervisor of Bections o County court judge, countywide, The resign-to-run law does not apply to and district offices (except political party offices, persons serving multicounty offices) without salary as members of an appointive board or authority, and persons • Municipal Qerk holding federal office or seeking the office o Municipal offices of President or Vice President. (3�ction� �_._:�, FS) (9zction�= � .=�:.._-"-NV-.� FS) 8 Candidate & Campaign Treasurer Handbook June 2015 For additional information regarding resign- potential candidates. Inquiries about the to-run, see the Division's Frequently Asked Hatch Act should be directed to the Special Questions page: Counsel's "Hatch Act Unit." The contact may be in writing or by telephone at: - �:!l�O�.i:^,y"�G� ��:;a.�u(:":/c;�C�:vi;�. - _ __ .. s/frequentiv-asked-questions; Hatch Act Unit U.S. Office of Special Counsel 1730 M Street, N.W., Suite 218 Federal Hatch Act for State anC Washington, D.C. 20036-4505 L�cal Employees Tel: (800) 85-HATCH or (800) 854-2824 (202) 254-3650 Although a person may not be someone who would have to resign under Florida's Requests for Hatch Act advisory opinions may be resi n-to run law the made by e-mail to: hatchact@osc.�ov g , person may be precluded by the federal Hatch Act (5 USC § 1501 — 1508) from holding his or her Information about the Hatch Act as it current job and becoming a candidate in a pertains to state and local employees may partisan election. The Hatch Act restricts the be found at: political activity of individuals employed by the state, county, or municipality if the ` �- employee's salary is paid for completely by federal funds. With local governments making increasing use of federal grants, �deral Hatch Act for Federal state and local government employees must �'�1p��`��°°� be cognizant of the Hatch Ac�t as it relates to their political activities. All civilian employees in the executive branch of the federal government, except Please note, however, that �rursuant to 5 the President and the Vice President, are USC § 1502(c), governors, lieutenant covered by the provisions of the Hatch Act. governors, mayors, elected heads of Employees of the U.S. Postal Service and the executive departments, and individuals District of Columbia, except for the Mayor holding elective office are exempt from the of the District of Columbia, the District of prohibition against being a candidate for Columbia's City Council and the District's public office. The Hatch Act prohibits state, Recorder of the Deeds, are also covered by county and municipal employees seeking the Act. Part-time federal employees are public office in a partisan election, not an covered by the Act. If covered by the act, a elected officer seeking re-election or federal employee may not be a candidate in election to another office. a partisan election. For more information about the Hatch Act as it relates to federal The Division has no authority to advise employees, see: individuals on the applicability of the Hatch Act; however, the U.S. Office of Special =�_ -___ _�__ �._____:__� ____ Counsel provides advisory opinions to 9 Candidate & Campaign Treasurer Handbook June 2 Changing Partiesfor Partisan Offices share of all contributions given in support of the original office. A candidate seeking to qualify as a political party candidate may not have been a • If the contributor does not return =crm registered member of any other political =�- �� �-:: within 30 days of receiving the party for 365 days before the beginning of notice, the candidate may use the qualifying precedingthegeneral electionfor contribution for the newly designated which the person seeks to qualify. This office up to the maximum of the provision also applies to individuals seeking contribution limits allowed by law. The election to a political pa�ty executive full amount of the contribution for the committee office. original office shall count toward the (�ction v=,:: __, F.S) contribution limits for the new office. Any amount that exceeds the contribution limits for the new office �dnginCthe Designat Of OffiCe must be properly disposed of pursuant to law. A candidate may change the designation of (�ion � �.�- _.��: F.S) office by filing a new =�-� �_-Y= � and a written statement indicating the change The following formula is used to determine with the filing officer. However, the the pro rata share: candidate must notify each contributor in The amount of contributions contributed to writing and offer to return their the campaign that remain in the campaign contribution using the following acoount on the date the candidate filed the procedure: change of designation • Within fifteen days after filing the MINUS change with the filing officer the candidate must send a written notice to �e amount already obligated for goods or all contributors. servicPs • The candidate must offer (in the notice) DIVIDED BY to return to the contributor on a pro rata basis all contributions given in support The total amount of contributions of the original office. �pntributed tothecampaign • The candidate must include (with the MULTIPLIED BY notice) a copy of = " ��� ��=�_=, F�quest for F�turn of Cbntribution. The amount of the contribution contributed by the individual contributor • If the contributor returns = � - - "- � - " within 30 days of receiving the notice, the candidate must return a pro rata 10 Candidate & Campaign Treasurer Handbook June 201 Pro Rata Refund Example The candidate received a total of $5,000 from all contributors. Of this amount, the candidate has $2,500 remaining in the campaign account with an outstanding amount of $500 owed for goods and services. This leaves $2,000 in the account to be used for pro rata refunds. One contributor gave a $500 original contribution and wishes to have it returned. $2, 500 - $500 = $2, 000 = $5, 000 = 40% x $500 =$200 pro rata refund to the contributor (�ction �__ _ � F.S) 11 Candidate & Campaign Treasurer Handbook June 2015 Chapter 6: Stat�rr�ent ��f Penalty ��r' ate Filing �!i�i±�.#��r; Failure to timely file =_ -m �S-D� _v _ shall subject the person to a civil penalty of $50 per day for each late day, payable from the Who Must File : v; r:l: � ���� �. �:�, personal funds ofthe violator. Statement of Soliatation The Governor, Lieutenan�t Governor, public Website and Mission members of the Cabinet, state legislators, or �atement candidates for such offices who directly or indirectly solicit, cause to be solicited, or Upon filing = -_ -, with the accept any contribution on behalf of an Division, a public website must be created organization that is exempt i�rom taxation under s. 527 or s. 501(c)(4) of the Internal that contains the mission statement and the Revenue Code, which such individuals, in names of persons associated with the whole or in part, establish, maintain, or organization. The address of the website shall be reported to the Division within 5 control, must file =� �� Y=-v =:__. business davs after the website is created. When to File Additiona! RepoY}�r� Each office holder or candidate must All contributions received shall be disclosed file =� -- �:j-_ =�� � within 5 davsafter he or on the website within 5 business days after she directly or indirectly solicits, causes to be deposit, together with the name, address, solicited, or accepts any contribution on and occupation of the donor. All behalf of a 527 or 501(c)(4) organization. An office holder or candidate is required to file expenditures by the organization shall be this form only once for each organization. individually disclosed on the website within 5 business days after being made. _� - - = - '= � � - gatement of Soliatation � �� ✓� �-' Imqortant: An individual acting on behalf of shall be filed with the Division and, at a minimum, must contain the following his or her own campaign, a political party, or information: an affiliated party committee of which the individual is a member is not required to file =::. -_ �__�_ _�=. • The name of the person ac�ing on behalf (�ion _ �_�__=_, F.S) of the organization. — - • The name and type of the organization. • A description of the relationship between the person and the organization. 12 Candi�date & Campaign Treasurer Handbook June 2015 Chapter 7: Prohibited Acts UsingServicesof S�ate, County, Muniapal, or District Officersor Empl oyees �eaking at Political Meefiings A candidate may not, in the furtherance of No person shall pay money or give anything his or her candidacy for nomination or of value for the privilege of speaking at a election to public office in any election, use political meeting in the furtherance of his or the services of any state, county, municipal, her candidacy, nor shall anyone speaking for or district officer or employee of the state such a person pay money or gie�e anything of during working hours. value for such privilege. (9�ction �:;u. �.: ;; . F.S) (�ction � ;;�. i 5; F.S) Making Q�ntributions in the Name of UsingS�ate-Owned Aircraft or Motor Another Vehide A person may not make any contribution No candidate, in the furtherance of his or her through or in the name of another, directly candidacy for nomination or election to or indirectly, in any election. public office in any election, shall use any (3�ction � �:_�.__:`, F.S) state-owned aircraft or motor vehicle, as � provided in _-_ �.� �; T=_ ___ solely for the purpose of furthering his or her candidacy. SpIICltltlOn ffOCTI R�IIgIOUS, However, in the event a candidate uses any ��ritable and Q �✓iCOrgar�izatiOns state-owned aircraft or motor vehicle to conduct official state business and while on Candidates may not: such trip performs any function in the furtherance of his or her candidacy for � nomination or election to public office in any Solicit contributions from any religious, election, the candidate shall prorate the charitable, civic, or other causes or expenses incurred and reimburse the organizations established primarily for the public good. appropriate agency for any trip not exclusively for state business and shall pay . Make contributions, in exchange for either a prorated share of all fixed and variable expenses related to the ownership, Political support, to any religious, operation, and use of such aircraft or one- charitable, civic, or other cause or half of the total fixed and variable expenses organizations established primarily for the public good. related to the ownership, operation, and use of such aircraft, whichever is greater. The It is not a violation: reimbursement shall be made from the — campaign account of the candidate. . To make gifts of money in lieu of flowers (9zction _::,�_____ F.S) in memory of a deceased person. 13 Candidate & Campaign Treasurer Handbook June 2015 Making False F�epresentation of • For a candidate to continue membership �/I i I itary Ser�a in, or make regular donations from personal or business funds to, religious, A candidate may not falsely represent that political party, civic, or charitable he or she served or is currently serving in the groups of which the c�andidate is a military, whether active duty, Reserve or member or to which the �candidate has National Guard. been a regular donor for imore than six (�Ction ;:;-..�:- ,_, F.S) months. - -- • For a candidate to p�¢rchase, with 1 . campaign funds, tickets, admission to ��:� ��''� �`�'�'�-� events, or advertisements from religious, civic, political party, or charitable groups. Any candidate, campaign manager, (S2Ction _ ����: :_ F.S, campaign treasurer, or deputy treasurer and Division of BectionsOpinion �-- ��:) Who willfully certifies the correctness of any -� report while knowing that such report is incorrect, false, or incomplete commits a misdemeanor of the first degree. AcceptingContributionsin a (�ctions�o6.c���_ and �u�. i�, FS) Government- Owned Building No person shall make and no person shall �mitationson Pblitical Activityfor solicit or knowingly accept any political Judi�ial Cand�d�.�es contribution in a building owned by a governmental entity. Accept means to receive a contribution by p�ersonal hand A candidate for judicial office shall not: delivery from a contributor or the contributor's agent. This prohibition does ' Participate in any partisan political party not apply when a government-owned activities, except that such candidate building or any portion thereof is rented for may register to vote as a member of any the specific purpose of holding a campaign political party and may vote in any party fund raiser. primary for candidates for nomination of (9�ction __�;. �-- F.S) the party in which he orshe is registered to vote. Making �1/laliaous�atementa ' Campaign as a member of any political pa rty. A candidate may not, with actual malice, . publicly represent or advertise herself or make any false statement about an opposing himself as a member of any political candidate. party. (3�ction _�-=�. %�-�`�� , F.S) • Endorse any candidate. 14 Candidate & Campaign Treasurer Handbook June 2015 • Make political speeches otherthan in the Judiaal �andidates and the Judicial candidate's own behalf. �hiCSA.dviSOry COmmitt�e ��AG� • Make contributions to political party The Florida Supreme Court recognizes the funds. 1EAC as the body that may render written advisory opinions concerning the conduct of • Solicit contributions for any political judges and judicial candidates for opinions party. relating to elections and campaign—related topics, see: • Accept contributions from� any political party. - _���,:i'iwww.;uao.c� �i �e�aiCcrnmunizvi �e� __='ac+ ce/opinions/leacopinions/sublectopi • Accept or retain a place on any political --n�/��o�+��r; �,+m� party committee. ^ • Make any contribution tc� any person, group, or organization for its endorsement to judicial office. • Agree to pay all or any part of an advertisement sponsored by any person, group, or organization wherein the candidate may be endorsed for judicial office by any such persnn, group or organization. A candidate for judicial office or retention therein who violates the provisions of this section is liable for a civil fine of up to $1,000 to be determined by the Florida Elections Commission. A candidate for judicial office may attend and speak on his or her own behalf at political party meetings and other functions. However, care must be exercised to insure compliance with �___;_:____ _ and the _-- -_ �__ ._ -- (�ction _ ��,� :__, FS, and Division of BectionsOpinion -�-v=) 15 Candidate & Campaign Treasurer Handbook J un e 201 �'��tor �' �(p����r �y���,�,Y�w� • A candidate for statewide office (Governor, Cabinet and Supreme Court Justice) may appoint no more than 15 deputy campaign treasurers. Any other �,p�0'� nti�r�ampaic�r Treasurersan candidate may appoint no more than Deputy Treasurers three deputy campaign treasurers. Each candidate and each individual seeking . Deputy campaign treasurers are election to a political party executive appointed in the same manner as the committee shall appoint a campaign cam ai n treasurer b filin -.: � u�-_ _ p g Y g _-- ^--=-_� treasurer by filing =�_;,� =.�� �_=, _ with the filing officer. Appointment of C�mpaign Treasurer and Designation of C�mpaign Depository for _� . �., - � �- _ - Candidates with the filing officer before whom the candidate qualifies. The name and . Is considered "filed" only when the filing address of the campaign treasurer must be officer receives the form, (not upon included on the form. A c�ndidate may mailing) and determines that the form is appoint a campaign treasurer and designate complete. a campaign depository at any time, but no later than the date the candidate qualifies . Shall be filed with the filing officer prior for office, and before any contributions are to opening the campaign account. received, any expenditures are made, and any signatures are obtained o� a candidate . Shall be filed with the filing officer prior petition. Nothing prohibits a person from to the candidate accepting any announcing his or her intention to become a contributions or making any candidate prior to filing _�r 1�-; _^, as expenditures, or authorizing another to long as no contributions are received, no accept contributions or make expenditures are made, and no signatures expenditures on the person's behalf. are obtained on a candidate petition. • Shall be filed with the filing officer rior • A candidate or individual seeking to obtaining signatures on a��-::_ " election to a political party executive Candidate Petition. � �-, committee must appoint a campaign treasurer. • A candidate or individual seeking DUtI2S��G �'�°�^�;.�::�::2v election to a political party executive committee may appoint herself or No contribution or expenditure, including himself as campaign treasurer or deputy contributions or expenditures of a candidate campaign treasurer. or of the candidate's family, shall be directly or indirectly made or received in furtherance of the candidacy of any person for nomination or election to political office in the state except through the duly appointed 16 Cand�date & Campaign Treasurer Handbook June 2015 campaign treasurer of the candidate, subject contributions received and all to the following exceptions: expenditures made by or on behalf of the candidate. Such accounts must be kept • Independent expenditures; current within not more than two days after the date a contribution is received • Reimbursements to a candidate or any or an expenditure is made. other individual for expenses incurred in connection with the camp�ign by a check • Shall deposit all funds received by the drawn upon the campaign account and end of the 5th business day into the reported pursuant to =,_ ��_-� -_, campaign depository. All deposits F.S. The full name and address of each shall be accompanied by a bank deposit person to whom the candidate or other slip containing the name of each individual made payment for which contributor and the amount of each reimbursement was made by check contribution. drawn upon the campaign account shall be reported pur•suant to • Shall keep detailed accounts of all Section _ � u._; �___, F.S., tog�ether with the deposits made in any separate interest- purpose of such payment; bearing account or certificate of deposit and all withdrawals made from these • Expenditures made indirectly through a accounts to the primary depository and treasurer for goods or services, such as all interest earned. communications media placement or procurement services, campaign signs, • 9�tall preserve all aCCOUntsfor a number insurance, or other expenditures that of years equal to the term of office to include multiple integral camponents as which the candidate seeks election. part of the expenditure and reported pursuant to Section :_:. �.��____, _____�.; or • Shall file regular reports of all contributions received and expenditures • Expenditures made directly by affiliated made by or on behalf of such candidate. party committee or political party regulated by _� -___ ______ for • May be fined $1,000 or more or be obtaining time, space or services in or by subjected to criminal penalties for failing any communications medium for the to file a campaign report or filing an purpose of jointly endorsing three or incomplete or inaccurate report. more candidates, and any such expenditure shall not be considered a Deputy campaign treasurers may exercise contribution or expenditure to or on any of the powers and duties of the behalf of any such candidate for the campaign treasurer when specifically purposes of this chapter. authorized to do so by the campaign treasurer and candidate. The campaign treasurer: Accounts, including separate interest- • Shall keep detailed aca�unts of all bearing accounts and certificates of deposit, 17 Candidate & Campaign Treasurer Handbook June 2015 kept by the campaign treasurer of a officer on Form DS-DE 9, Appointment of candidate may be inspected under Campaign Treasurer and Designation of reasonable circumstances before, during, or Campaign Depository for Candidates. after the election to which the accounts (9zction �:;��. �% ��LL, F.S) refer by any authorized representative of the Division orthe Florida Election:� Commission. (�ctions� ���,, � �, _ -�-_, �_= and �' ��6.26:;, F.S) Resignation or Removal IMPOF�tTANT: When a campaign treasurer resigns or is removed by the candidate, a copy of the letter of resignation or removal must be filed with the filing officer. A campaign treasurer or deputy treasurer can resign by: • Submitting his or her resignation to the candidate in writing and filing a copy with the filing officer; • The resignation is not eff�ctive until a copy of the written resignation is filed with the filing officer. A candidate may remove the campaign treasurer or deputy treasurer by: • Giving written notice to the campaign treasurer or deputy treasurer and filing a copy with the filing officer; • The removal isnot effective until acopy of the written notice is fuled with the filing officer. In the case of death, resignation, or removal of a campaign treasurer or deputy treasurer, the candidate shall appoint a successor by certifying the name and address to the filing 18 Candidate & Campaign Treasurer Handbook June 2015 Chapter 9: Carr�p�ic�r� mean physically opening an account. It is ����� merely naming the financial institution where the campaign funds will be deposited. This is because most banks require an initial deposit to open a campaign account and a Prirr�ary Campaign Depository contribution cannot be accepted priorto the candidate filing a complete = :_�� ��-��_ _. A candidate and each individual seeking � election to a political party executive All funds received by the campaign treasurer committee must designate a primary shall, prior to the end of the fifth business campaign depository with a bank, savings dayfollowing the receipt thereof, Saturdays, and loan association, or credit union Sundays, and legal holidays excluded, be authorized to do business in the State of deposited in a campaign depository Florida. The campaign depository is designated pursuant to Section _�_=�w, designated at the same time as a treasurer is F.S., in an account that contains the name of appointed on =� �� l _�_: (Appointment the candidate. of Campaign Treasurer and D�esignation of Campaign Depository for C�andidates). A IMPiOF�fANT: All deposits must be candidate who seeks to qualify by the accompanied by a bank deposit slip petition process shall designate a campaign containing the name of each contributor and depository prior to obtaining signatures on the amount contributed by each. petitions. (�ctions , _ �-�. � ��_ � and � � �. �L, F.S, and Divisionof BectionsOpinion :�=��) IMPiOf�TANT: All contributions must be ' deposited into such account and all expenditures must be drawn by a check on c���a�ry �t;r��ai��'' �e;�O�:C�v such account, except when paid with petty �' cash. (See ______, - __:_�: ). A candidate may designate one secondary depository in each county where an election A candidate and each individual seeking is held in which the candidate participates election to a political party executive for the sole purpose of depositing committee must file the name and address contributions for transfer into the primary of the primary campaign depository with the depository. same officer with whom the c�andidate files the name of his or her campa�ign treasurer A candidate must file the name and address on =_� � �-- _= of each secondary campaign depository with the same officer with whom the candidate The campaign account must be separate files the name of his or her campaign from any personal or other account and used treasurer on = �-- � �-_; __. only for depositing campaign contributions ---"- �-- and making expenditures. If a contribution is deposited in a secondary depository, the depository shall forward the Designating a campaign depository does not full amount of the deposit, along with a copy 19 Candidate & Campaign Treasurer Handbook June 2015 of the deposit slip, to the primary depository the completeness and accuracy of the prior to the end of the first business day information on such check and for insuring following the deposit. that such expenditure is an authorized (Sections ". :�.�2' - and ". ��.v:�, F.S) expenditure. Campaign checks must contain the following Separate Interest-Bearing Accounts information: and �ertificates of Deposit ' • The name of the campaign account of In the event funds are available in the the candidate primary campaign depository that are not currently needed for the disbursement of ' Account number and name of bank, expenditures, the campaign treasurer or deputy campaign treasurer may deposit ' The exact amount of the expenditure, such funds into a separate interest-bearing account designated as "(Name of • The signature of the campaign treasurer Candidate) Separate Inter�est- Bearing or deputy treasurer, Campaign Account" or may purchase a certificate of deposit with the available • The exact purpose of the expenditure, funds. and Any bank, savings and loan association, or • The name of the payee. credit union authorized to transact business in Florida may be used for this purpose. • This information may be typed or hand- The separate interest-bearin� account or printed on starter checks provided bythe certificate of deposit shall be separate from bank until printed checks arrive. any personal or other separate interest- (Section ______ _____ F.S) bearing account or certificate of deposit. 6cample of C�mpaign Chedc: Any withdrawal from a separate interest- bearing account or certificate of deposit of � —`������ -.— -�__._.--�,—.�-, W:::, John Doe Campai�zn 9ccowt . 00001 � State Senate Distriet 3 Date 711110 the principal or earned interest or any part P��-TO� ! ORDER OF XYZ Lumber Company S 200.00 ' thereof shall be made only for the purpose Two Hundred and 001100 DOLL4RS of transferring funds to the primary BANKOFFLORIDA campaign BCCOUCIt. TALLAHASSEE,FL 32323 (a:Ll � On i �lb. �G I� - F S) '. FOR Sign mateuals Signature olCampaign Treasumr �.' j 003iS'_iiS:0326 OO;i39: � Cam pai gn C�? ecks IMPiOFtTANT When issuing checks from the campaign account, the campaign treasurer or deputy treasurer shall be responsible for 20 Candidate & Campaign Treasurer Handbook June 2015 Debit C�rds to use the card shall be filed with the Division. �� `_ - `-Xtie� _�.) • Must expire no laterthan midnight ofthe A candidate may use a debit card to make last day of the month of the general campaign expenditures. election. • Must be obtained from the same bank • Billing statements shall be paid upon that has been designated as the primary receipt. campaign depository. • Campaign travel-related expenditures • Must be issued in the name of the shall include transportation, lodging, treasurer, deputy tr�asurer, or meals, and other expense incurred in authorized user and state the name of connection with traveling for campaign the campaign account of the candidate. purposes. • No more than three debit cards shall be issued. (�ction _ ��. �� �� �%`�, F.S, and Divison of BectionsOpinion :;:;-�:;) Credit C�rds (�e .��=pte; 1', F�cpenG�tures.) Candidates for statewide office (Governor, C�binet, and SLpreme Court Justioe) may obtain and use credit cards for travel-related campaign expenditures if the following conditions are met: • Must be obtained from the bank which has been designated as the primary campaign depository. • Shall be in the name of the candidate and reflect that the account is a campaign account. • Prior to use, a copy of the agreement or contract between the candidate and the bank, and a list of all persons authorized 21 Candidate & Campaign Treasurer Handbook June 2015 ���1�� ' �'�• ���t'i � i±=,��� IMPiORfANT: The law b provides no exceptions for reporting contribution A contribution is: information, regardless of the size of the contribution (e.g., the reporting • A gift, subscription, conveyance, deposit, requirements would be the same for a 50 loan, payment or distribution of money cent contribution as for a $500 or anything of value made for the contribution). purpose of influencing the results of an (�tion " ��� �- �_ F.S) election or making an electioneering communication. Thes� include contributions in-kind, having an Unauthorized Co �t'`IbUtiOnS attributable monetary value in any form; Any contribution received by a candidate • A transfer of funds betvveen political with opposition in an election or by the committees, between electioneering campaign treasurer or deputy campaign communications organizations, or treasurer on the day of that election or less between any combination of these than five days prior to the day of the groups; election must be returned to the contributor and may not be used or expended by or on • The payment, by any person other than behalf of the candidate. a candidate, of compensation for the (S�ction ��.;;�i= , F.S) personal services of another person V which are rendered to a candidate without charge to the candidate for such Ar'Or1V�'IOuS i.�;'.: ;'�ui �OrS services; or J When a candidate receives an anonymous • The transfer of funds by a campaign contribution it must be reported on the treasurer or deputy campaign treasurer candidate's campaign treasurer's report as between a primary depo�sitory and a an anonymous contribution. A letter should separate interest-bearing account or be submitted to the filing officer explaining certificate of deposit. The term includes the circumstances surrounding the any interest earned on such account or acceptance of the anonymous contribution. certificate. The candidate cannot spend the anonymous The exceptions are: contribution, but at the end of the campaign can donate the amount to an appropriate • Services provided without compensation entity under Section __v �__- :_, F.S. by individuals volunteering a portion or (Division of BectionsOpinion �-�%) all of their time on behalf of a candidate including, but not limited to, legal and accounting services; • Editorial endorsements. 22 Candidate & Campaign Treasurer Handbook June 2015 In-�Gnd Contributions endorsers, includingthe date and amount of each loan on the campaign treasurer's In-kind contributions are anything of value report. made for the purpose of irufluencing the results of an election. Loans made by a candidate to his or her own campaign are not subject to contribution The exceptions are: limitations. A candidate who makes a loan to his or her campaign and reports the loan as • Money; required by Section _=_, F.S. may be reimbursed for the loan at any time the • Personal services provitled without campaign account has sufficient funds to compensation by individual volunteers; repay the loan and satisfy its other obligations. • Independent expenditures, as defined in Section ���.�__ �_ F.S.; or All personal loans exceeding $500 in value, made to a candidate and used for campaign • Endorsements of three or more Purposes and made in the twelve months candidates by affiliated party preceding his or her election to office, must committees or political parties. be reported on Forms :- :v� _�-'�. and �'�__, (S;ction _��� , F.S; �Paign Loans F�port, and filed with the and Division of BectionsOpinion 4=--� �) filing officer within ten days after being elected to office. Any person who makes an in-kind contribution shall, at the time of making the Any person who makes a contribution to pay contribution, place a fair market value on the all or part of a loan incurred in the twelve contribution. In-kind contributions are months preceding the election, to be used subject to contribution limitations. Travel for the campaign, may not contribute more conveyed upon private aircraft shall be than the amount allowed in Section valued at the actual cost of per person 106.08(1), F.S. ions _�6. � � ; , ; ;� commercial air travel for th�e same or a ����•�� substantially similar route. and � 05.075, F.S) (9zction � �o.�ti; � , F.S, and Divison of aectionsOpinion � = ____ ) � �ash Cont.ribut�ons I�ans A candidate may not accept an aggregate cash contribution or contribution by means Loans are considered contributions and are of a cashier's check from the same subject to contribution limitations. Loans to contributor in excess of $50 per election. A or from each person or political committee money order or traveler's check is not must be reported together with names, considered cash. addresses, occupations, and principal places of business, if any, of the lenders and IMPOF�fANT: Cash contributions must be 23 Candidate & Campaign Treasurer Handbook J un e 201 reported on campaign treasurar's reports to These limits do not apply to contributions include the full name and address of each made by a state or county executive person who gave a cash contrubution during committee of a political party or affiliated the reporting period, together with the party Committee regulated by ���.�.:, -;' amount and date of such cash contribution. = or to amounts contributed by a (9zctions � ��. �- -'_ and �: �J. ��, F.S, candidate to his own campaign. The and Division of BectionsG�inion ��- ,�.) oontribution limits do not apply to individuals seeking election to a political party executive committee because they Debit and Q'edit Card Coritributions arenot "candidates." A candidate may accept contributions via a A candidate may not: credit card or debit ��ard. These contributions are categorized as a"check" • Accept contributions until =_ � ��-_ _=, for reporting purposes. Appointment of Campaign Treasurer and (Division of BeCtionSOpinions ---� = Designation of Campaign Depository for and �=-= r) Candidates, is filed with the filing officer; • Accept a contribution in excess of the r r I f r above limits from any one person per Cont.ibu.ion �mits.o: C.�ndi�ates election, provided the candidate is an IMPOR'fANT: Except for political parties or opposed candidate and the contribution affiliated party committees, no person or is received within the timeframe political committee may make contributions applicable to each election; in excess of: (1) $3,000 to a�andidate for statewide office or for retention as a justice ' Accept contributions from family of the Supreme Court. Candidates for the members in excess of the above limits offices of Governor and Lieutenant Governor per election; on the same ticket are considered a single candidate for the purpose of ttvis section; (2) ' Accept contributions from a county $1,000 to a candidate for retention as a executive committee of a political party judge of a district court of appeal; a Whose contributions in the aggregate candidate for legislative office; a candidate exceed $50,000, or from the national or for multicounty office; a candidate for state executive committees of a political county-wide office or in any election party, including any subordinate conducted on less than a countywide basis; committee of such political party or or a candidate for county court judge or affiliated party committees, who circuit judge. The primary and general contributions in the aggregate exceed elections are separate elections. (See $50,000. Polling services, research C ossary for the definition of "�er9on." ) services, cost for campaign staff, (�C;tion ��, �:� ��_ F.S) professional consulting services, and ��-� telephone calls are not contributions to be counted toward the contribution 24 Candidate & Campaign Treasurer Handbook June 2015 limits, but must still be reported by the limits prescribed by Section �� �_ � � F.S.; candidate. All other contributions are counted toward the contribution limits; • Fails to report any contribution required to be reported by _ ________ ; • A candidate for statewide (Governor, Cabinet and Supreme Court Justice) • Falsely reports or deliberately fails to office may not accept contributions from include any information required by a national state or cou�ty executive ,,� +a� '- =_:• or 1 1 .'�.. J:.._. __�J committee of a political party, including any subordinate committee of a • Makes or authorizes any expenditure in national, state, or county a�mmittee of a violation of Section __" _� F.S., or political party, or aff�liated party any other expenditure� prohibited by committee, which contributions in the _--.:'__�__ _^ is guilty of a aggregate exceed $250,000; or misdemeanor of the first degree, punishable as provided in Section • Accept contributions after the date he or __ __ �_ or Section __ = F.S. she withdraws his or her candidacy, is (S2ction �-. _�, F.S) defeated, becomes unopposed or is elected. (�ctions_�:.�=; and i�6.�. �,, F.S) 2016 Deadlinesfor Aocepting Contributions Foreign Contributions Any contribution received by a candidate with opposition in an election, or the Federal law prohibits contributions from campaign treasurer or deputy campaign foreign nationals to any federal, state, or treasurer, on the day of that election or less local candidate, unless the foreign national than five days prior to the day of that possesses a green card. Furth�r information election must be returned to the can be accessed by contactin;g the Federal contributor. It may not be used or expended Election Commission at 1-800�-424-9530 or by or on behalf of the candidate. on their website at - ��: = - - (�2 � n 1 ;v' J��%�u�i;i"i�S� �✓I OI a� I O Cl S Any candidate, campaign manager, campaign treasurer, or deputv treasurer of any candidate, agent or person acting on behalf of any candidate, or other person who knowingly and willfully: • Accepts a contribution in excess of the 25 Candidate & Campaign Treasurer Handbook June 2015 Chapte� 11: Expenditur2s person acting on behalf of the foregoing, shall authorize any expenses, unless there are sufficient funds on deposit in the primary depository account of the candidate to pay '�@�i��.`.;0"�: the full amount of the authorized expense, to honor all other checks draw on such An expenditure is a purchase, payment, account, which checks are outstanding, and distribution, loan, advance, transfer of funds to meet all expenses previously authorized by a campaign treasurer or deputy campaign but not yet paid. treasurer between a primary c9epository and a separate interest-bearing account or Sufficient funds means that the funds at certificate of deposit, or gift of money or issue have been delivered for deposit to the anything of value made for the purpose of financial institution at which such account is influencing the results of ain election or maintained and not that such funds are making an electioneering comimunication. available for withdrawal in accordance with the deposit rules or the funds availability policies of such financial institution. Genera! Requirements A candidate shall: CheCkS • Pay all campaign expenditures by a check IMP�OF�fANT Only a campaign treasurer or drawn on the campaign account (except deputy campaign treasurer is allowed to sign petty cash); checks drawn on the campaign account. The campaign treasurer or deputy campaign • Pay the qualifying fee by � check drawn treasurer who signs a check shall be on the campaign account; responsible for the completeness and accuracy of the information on the check • Pay for all expenses authorized or and for ensuring it is an authorized incurred for the purchas� of goods or expenditure. C�ndidates are prohibited services upon final delivery and from signing campaign checks unless they acceptance of the goods or services; and have appointed themselves campaign treasurer or deputy treasurer. • Pay for public utilities such as telephone, electric, gas, water and like services A candidate or other individual may be when the bill is received. Utility reimbursed for expenses incurred in companies providing services to connection with the campaign by a check candidates must charge a deposit drawn on the campaign account and sufficient to meet all antici�ated charges reported pursuant to Section __ �:_. "" - F.S. during a billing period. The full name and address of each person to whom the candidate or other individual IMP�TANT: No candidate, campaign made payment for which reimbursement manager, treasurer, deputy treasurer, or any was made by check drawn upon the 26 Candidate & Campaign Treasurer Handbook June 2015 campaign account shall be reported • Not use petty cash for the purchase of pursuant to Section _� �.:;� � F.S., together time, space, or services from any with the purpose of such payment. communications media. uving Expenses ��i�son Petty Cash Fur,d Amou�ts A candidate or the spouse of a candidate From the day a candidate appoints his or her may not use campaign funds to defray campaign treasurer until the last day a normal living expenses for the candidate or candidate can qualify for office, the the candidate's immediate family other than campaign treasurer may withdraw from the expenses actually incurred during the campaign account for the purpose of campaign for transportation, meals and providing a petty cash fund for the lodging. candidate: (�IOC1S___ _. - �� v: �� _ '- and 106.140;;, F.S) •$500 per calendar quarter. After qualifying is over and until the election Petty Cash Funds in which the candidate is eliminated or elected to office or the time in which the A campaign treasurer may provide a petty candidate becomes unopposed, the cash fund for the candidate. To establish a treasurer may withdraw: petty cash fund, the campaign treasurer must write a check drawn on the primary •$500 per week for all statewide campaign account. Petty cash may only be (Governor, Cabinet, and Supreme used for office supplies, transportation Court Justice) candidates. expenses, and other necessities. •$100 per week for all other candidates. A candidate must: (�ctions ��= and __: ��_-, F.S, and Division of eectionsOpinion �_:- __) • Spend petty cash in amounts of less than $100; !r�dependent Expenditures • Report the total amount withdrawn and the total amount spent for petty cash in An independent expenditure means an each reporting period; expenditure made by a person for the purpose of expressly advocating the • Keep complete records of petty cash election or defeat of a candidate, which although each expenditure does not expenditure is not controlled by, have to be reported individually; coordinated with, or made upon consultation with, any candidate or agent of • Not mix cash contributions with petty such candidate. An expenditure for such cash; and purpose by a person having a contract with 27 Candidate & Campaign Treasurer Handbook June 2015 the candidate or agent of such candidate in preparation of, use of, or payment for, a given election period is not an independent the specific expenditure or advertising expenditure. campaign at issue; or 6cpressly advOCates means any 2. Makes a payment in cooperation, communication which uses phrases consultation, or concert with, at the including, but not limited to: "vote for", request or suggestion of, or pursuant to "elect," "support," "cast your ballot for," any general or particular understanding "Smith for Congress," "vote against," with the candidate, the candidate's "defeat," "oppose," and "rejec:t." campaign, a political committee supporting the candidate, or an agent of If the independent expenditure is, in the the candidate relating to the specific aggregate, in the amount of $5000 or more, expenditure or advertising campaign at the person must file reports with the issue; or candidate's filing officer in the same manner and time as a political committee. 3. Makes a payment for the dissemination, distribution, or republication, in whole or Political advertisements paid for by an in part, of a broadcast or a written, independent expenditure must contain the graphic, or other form of campaign following statement: "Paid political material prepared by the candidate, the advertisement paid for by (name and candidate's campaign, or an agent of the address of person paying for the candidate, including a pollster, media advertisement) independently of any consultant, advertising agency, vendor, (Candidate or committee)." advisor, or staff member; or However, an expenditure for tlhe purpose of 4. Makes a payment based on information expressly advocating the election or defeat about the candidate's plans, projects, or of a candidate which is made bythe national, needs communicated to a member of state, or county executive committee of a the committee or person by the political party, induding any subordinate candidate or any agent of the candidate, committee of a national state or county provided the committee or person uses committee of a politiCal party, an affiliated the information in any way, in whole or party committee, or by �3ny political in part, either directly or indirectly, to COmmittee, or any Other person, is not design, prepare, or pay for the specific considered an independent expenditure if expenditure or advertising campaign at the committee or person: issue; 1. Communicates with the candidate, the 5. After the last day of the qualifying period candidate's campaign, or an agent of the prescribed for the candidate, there is a candidate acting on behalf of the consultation about the candidate's candidate, including a pc�llster, media plans, projects, or needs in connection consultant, advertising agency, vendor, with the candidate's pursuit of election advisor, or staff member concerning the to office and the information is used in 28 Candidate & Campaign Treasurer Handbook June 2015 any way to plan, create, design, or campaign expenditures to include prepare an independent expenditure or transportation, lodging, meals, and other advertising campaign with: travel expenses incurred. o An officer, director, employee or • It must be obtained from the same bank agent of a national, state or county designated as the primary campaign executive committee of a political depository. party or an affiliated party committee that has made or intends • It must be in the name of the candidate to make expenditures in connection and reflect that it is a campaign account. with or contributions to the candidate; or • A copy of the agreement or contract between the candidate and bank, along o A person whose professional services with a list of all persons authorized to use have been retained by a national, the card, must be filed with the Division state or county executive committee of Elections rior to being used. of a political party thai: has made or intends to make expenditures in • The credit card must expire no laterthan connection with or contributions to midnight of the last day of the month of the candidate; the general election. 6. After the last day of the qualifying period • Each statement received from the issuer prescribed for the candidate, retains the of the credit card must be paid upon professional services of any person also receipt. providing those services to the candidate (9zction _�•� ��_, F.S) in connection with the candidate's pursuit of election to office; or 7. Arranges, coordinates, or directs the Debit Cards expenditure, in any way, with the candidate or an agent of the candidate. Debit cards may be used in lieu of campaign checks and are considered bank checks if: (�ctions __ =--_-�---= � and_.== _�-_�_, F.S) —�— • Obtained from the same bank as the primary campaign depository. ����' `� • Issued in the name of the treasurer, deputy treasurer, or authorized user. Candidates for statewide office (C�vernor, C�binet and �preme C:ourt Justice) may . Contains the name of the campaign obtain a credit card under the following account of the candidate. conditions: • No more than three are issued. • For use in making �travel-related 29 Candi�date & Campaign Treasurer Handbook � June 2015 • The person using the card does not candidate; receive cash as part of, or� independent of, any transaction for goo��s or services. • Is made within 30 days before a primary or special primary election or 60 days All debit card receipts must contain: before any other election for the office sought by the candidate; and • Last four digits of the debit card number. • Is targeted to the relevant electorate in • Exact amount of expenditure. the geographical area the candidate would represent if elected. • Name of payee. The exceptions are: • Signature of campaign trea�surer, deputy treasurer, or authorized user. 1. A communication disseminated through a means of communication other than a • Exact purpose of expenditure. television station, radio station, cable television system, satellite system, Any of the above listed information, if not newspaper, magazine, direct mail, included on the receipt, may be handwritten telephone, or statement or depiction by on, or attached to, the receipt by the an organization, in existence before the authorized user before submitting to the time during which a candidate named or campaign treasurer. The debit card user shall depicted qualifies forthat election, made be responsible for the completeness and in that organization's newsletter accuracy of the information and for insuring distributed only to members of that that such expenditure is authorized. organization; (�ct i on ---- ---- F � 2. A communication in a news story, commentary or editorial distributed d��,�, ,�� ;��.,..,�� ��t.�,�� through the facilities of any radio station, television station, cable television Electioneering communication means a system, or satellite system unless the communication publicly distributed by a facilities are owned or controlled by a television station, radio station, cable political party, political committee, or television system, satellite system, candidate. A news story distributed newspaper, magazine, direct mail, or through the facilities owned or telephone that: controlled by a political party, political committee, or candidate may • Refers to or depicts a clearly identified nevertheless be exempt if it represents a candidate for office with��ut expressly bona fide news account communicated advocating the election or defeat of a through a licensed broadcasting facility candidate but that is susceptible of no and the communication is part of a reasonable interpretation other than an general pattern of campaign-related appeal to vote for or against a specific news accounts that give reasonably 30 Candidate & Campaign Treasurer Handbook June 2015 equal coverage to all opposing An expenditure for an electioneering candidates in the area; communication is made when the earliest of the following occurs: 3. A communication that constitutes a public debate or forum that includes at • A person executes a contract for least two opposing candidates for an applicable goods or services; office or one advocate and one opponent of an issue, or that solely • A person makes payment, in whole or in promotes such a debate o� forum and is part, for the production or public made by or on behalf of the person dissemination of applicable goods or sponsoring the debate or forum, services; or provided that the staging c�rganization: • The electioneering communication is o Is either a charitable organization publicly disseminated. that does not make other (�tions _�=_____ __�__ ___ F.S) electioneering communications and does not otherwise support or oppose any political candidate or political party; or a newspaper, radio station, television station, or other recognized news medium; and o Does not structure the debate to promote or advance one candidate or issue position over another. Expendituresfior Hectioneering Communicati�ons An expenditure made for, or in furtherance of, an electioneering communication shall not be considered a contribution to or on behalf of any candidate and shall not constitute an independent expenditure, nor be subject to the limitations applicable to independent expenditures. 31 Candidate & Campaign Treasurer Handbook Jun 201 C�apt er 12: p�i it i�a1 ad �J2�"t � SI nC� Also, the disdaimer language alternatives provided above must beverbatim asquoted in s. _v_= _-�, F.S Variationsare prohibited A political advertisement is a paid expression by law. in a communications medium prescribed in section � �__ - F.S., whether radio, Any political advertisement of a candidate television, newspaper, magazine, periodical, running for partisan office shall express the campaign literature, direct maul, or display or name of the political party of which the by means other than the spoken word in candidate is seeking nomination or is the direct conversation, which expressly nominee. advocates the election or defeat of a candidate or the approval or rejection of an �f the candidate for partisan office is issue. running as a candidate with no party (�ction ����.:; � �; ;,� F.S) affiliation, any advertisement of the � candidate must state that the candidate has no party affiliation. A candidate who is registered in a political party may run as a C�ndidate Disdaimers candidate with "no party affiliation" without changing his or her registration. 6ccept as noted below, any political advertisement that is paid for by a The candidate shall provide a written candidate (except a write-in candidate) and �atement of authorization to the that is published, displayed, or circulated newspaper, radio station, television station, before, or on the day of, any election must or other medium for each advertisement prominently state: submitted for publication, display, „ broadcast, or other distribution. Pblitical advertisement paid for and approved by (name of candidate), (party Candidates running for non-partisan office affiliation) for (office sought)" or "Paid by may not state the candidate's political party (name of candi�date), (party affiliation), for affiliation in the disclaimer, or in the body of (office sought). the advertisement. Exception: The candidate is not prohibited from stating the Any political advertisement that is paid for candidate's partisan related experience. by a write-in candidate and that is (�ions _�_______ _�_ �__:-_ _ F.S) published, displayed, or circulated before, or on the day of, any election must prominently Note: A candidate running for an office that state: has a district, group, or seat number does „ not have to indicate the district, group, or Pblitical advertisement paid for and seat number in the political advertisement approved by (name of candidlate), write-in or disclaimer. candidate, for (office sought)" or "Paid by (name of candidate), write-in candidate, for (office sought)." (�ction _.�_=::_:_-_____� F.S) 32 Candidate & Campaign Treasurer Handbook June 2015 Exceptionsto Disclaimer account is an official website or account I�q�irament� of the candidate or political committee and is approved by the candidate or The disclaimer requirement in section political committee. A website or _�==`= � Florida Statutes, does not apply account may not be marked as official to any campaign message or political without prior approval by the candidate advertisement used by a canclidate and the or political committee. candidate's supporters or by a political committee if the message or advertisement is: (f) Distributed as a text message or other message via Short Message Service, (a) Designed to be worn by a person. provided the message is no more than 200 characters in length or requires the (b) Placed as a paid link on an Internet recipient to sign up or opt in to receive it. website provided the message or advertisement is no more than 200 �g) Connected with or included in any characters in length and the link directs software application or accompanying the user to another Internet website that function, provided that the user signs up, complies with the disclaimer opts in, downloads, or otherwise requirements in section -- --:;, _ accesses the application from or through Florida Statutes. a website that complies with section = - - Florida Statutes. (c) Placed as a graphic or picture link where compliance with the requirements of �h) Sent by a third-party user from or this section is not reasonably practical through a campaign or committee's due to the size of the graphic or picture website, provided the website complies link and the link directs the user to with section _ � �:_- r: __ Florida Statutes. another Internet website 1that complies with section =. _:_- ___ Florida Statutes. �i) Contained in or distributed through any ! other technology-related item, service, (d) Placed at no cost on an Internet website or device for which compliance with for which there is no cost tc► post content section = u'-� =___ Florida Statutes, is for public users. not reasonably practical due to the size or nature of such item, service, or device (ej Placed or distributed on an unpaid as available, or the means of displaying profile or account which i� available to the message or advertisement makes the public without charge or on a social compliance with section =-:_- _ networking Internet website, as long as Florida Statutes, impracticable. the source of the imessage or (�ction =__.-= �_ F.S) advertisement is patently clear from the content or format of the message or Disdaimer requirements do not apply to advertisement. A candidate or political �ndividuals seeking a publidy elected committee may prominen�tly display a position on a political party executive statement indicating that the website or �mmittee. 33 Candi�date & Campaign Treasurer Handbook June 2015 6camplesof advertisements�niith disdaimers: Note: The word "elect" or "re-elect" is not required to be used in political advertisements. However, the word " re-elect " may not be used ifthe candidate is notthe incumbentforthe office sought. 1. Non-incumbent, partisan candidate running for partisan office: ELECT �R ELE�T JANE DQE JANE DOE For State Representative For state Representative District 9 District 9 Political advertisement paid for and approved Paid by Jane Doe, Rep., for State by Jane Doe, Republican, for State Representative Representative 2. Incumbent, partisan candidate running for partisan office: RE-ELECT RE-ELECT JOHN DOE John Doe Sheriff Sheriff Political advertisement paid for and approved byJohn Doe Paid by John Doe, Democrat, Demacrat, for Sheriff far Sheriff OR 3. Non-incumbent, no party affiliation candidate running for partisan office: ELECT ELECT John Doe Joe Doe For State Senate For State Senate Political advertisement paid for and Paid by John Doe, No Party Affiliation, approved by John Doe, NPA, for Sta�te Senate for State Senate OR 34 Candidate & Campaign Treasurer Handbook June 2015 4. Non-incumbent candidate running for nonpartisan office: ELE�T ELECT `,,� Jahn Doe �john Doe For School Board For School Board P�litical advertisement paid for and Paid by Jahn Dae for Schoal Board appraved by John Doe for School Board OR 5. Incumbent candidate running for nonpartisan office: RE-ELE�T RE-ELECT `/�' Jane Doe ` f �ane Doe School Board School Board Palitical advertisement paid f�r and Paid by Jane Dae for Scho�l Baard appr�ved by Jane Doe for Schaol Baard OR �! 5�.+ ~ . . . -. a � � . ,.,,,,� .� � ,.; : -,., : :.' v "� r v-` "� ..a.: . .u�:2S Any political advertisement that is paid for by a write-in candidate and that is published, or circulated before, or on the day of, any election must prominently state: "political advertisement paid for and approved by..(name of candidate).., write-in candidate, for...(office s�ught)..:' OR "Paid by...(name of candidate).., write-in candidate, for...(office sought).." 6campl e: ��, ,�, � J` Elect John Doe -J Elect John Doe �--� �ounty Commission `�� District 5 County Commission District � Political advertisement paid for and approved byJohn Doe, Paid by John Qoe, �nrrite-in candidate, write-in candidate, for County Commission for County Commission OR 35 Candidate & Campaign Treasurer Handbook June 2015 Non-incumbent Advertisements F�qui red: The word "for" must be used in the body of such advertisement between the name of the candidate and the office sought. This does not apply to bumper stickers, or if the advertisement satisfies one of the exceptions in section -= �_-.� _= Florida Statutes. 6campl e: Elect John Doe for County Commission Elect John Doe District 5 for County �ommission District 5 Political advertisement paid far and approved by John Doe, Green I'arty of Paid by John Dae, Green Party af Flarida, f4r County Cammission Florida, for County Commission OR Advertisement Provided In-kind F�qui red: Political advertisements made as in contributions from a political party must prominently state: "Paid political advertisement paid for by in-kind by (name of political party) Approved by (name of person, party affiliation, and office sought in the political advertisement.)" 6cample: Elect Jane Dae , ."-, for State Senate, ,�; Di stri ct 5 Paid palitical advertisement paid far by in-kind by Libertarian Party of Florida Appraved by �ane Doe, Libertarian Party af Flarida, State Senate 36 Candidate & Campaign Treasurer Handbook June 2015 C�apt er 13: Ot her a� scl ai mer�s Any political advertisement not paid for by a candidate that is published, displayed, or circulated prior to, or on the day of, any election must prominently be marked "paid political advertisement or "pd. pol. ad�✓." and must state the name and address of the persons paying for the advertisement. The political advertisement must also state whether the advertisement and cost of production is paid for or provided in-kind by or at the expense of the entity publishing, displaying, broadcasting, or circulating the political advertisement. (3�ction ' "'� � � , F.S) �-_ —� Endorsements in Political Advertisements It is unlawful for any candidate or person on behalf of a candidate to represent that any person or organization supports such candidate, unless the person or organization so represented has given specific approval in writing to the candidate to make such representation. However, this paragraph does not applyto editorial endorsement by any newspaper, radio ortelevision station, or other recognized news medium; and publication by a party committee advocating the candidacy of its nominees. (�ction v � _._:.,_, F.S) Example: Political advertisement for a candidate representing that an organization supports him, paid for in-kind by the organization, with specific approval from the organization in writing: _� ELECT ABC Foundation John Doe luly I5. 2006 For Counry Commissior�, Disirict 1 Democrat Dear Sir or Madam: S���rtEd h}_AE3C Founda io Please let this letter serve as our Pd. Pol. Adv. Sponsored and pald for in-klnd by ABC �Pproval of tl7e polincal Foimdation, Zero Street, Jupiter, FL 32323 Approved �dvertisementsupportingJohn by.lohn Doe, Democrat, For County CommissYon Doe (or County Commission, Dlstnct l. The con[ent of this advertYsement was reviewed and approved in adva�xe. Sincerely, ��Ar.Smrth 37 Candidate & Campaign Treasurer Handbook Ju 20 Independent Expenditure Disclaimers Any person who makes an ind�ependent expenditure for a political advertisement shall provide a written statement that no carididate has approved the advertisement to the newspaper, radio station, television station, or other medium for each such advertisement submitted for publication, display, broadcast, or other distribution. The advertisement must also contain a statement that no candidate has approved the advertisement. This paragraph does not apply to campaign messages used by a candidate and his or her supporters if those messages are designed to be worn by a person. (�ctions :___...__�_...___...._.�.___�---�___ FS) Example: Independent expenditure poli�ical advertisement supporting a partisan candidate running for a partisan office: ABC Foundation Supports ABC Foundation Jane Doe July 1 S, z�06 For Public Defender, Fourth tircuit Democrat Dear Sir or Madam: The enclosed advertisernent is an Paid Political Advertisement paid for by the ABC independent expendlture by the Foundation 444 Robin Lane, Jacksonville, FL 33433 ABC Foundation in support of lane independently of any candidate. �oe for Pubhc pefende�, Fourth ThiS a�iv�rti5ement tivas not approved by any Circuit. : andidate, This advertisementwas not �+pproved by any candidate. S�s�cerely, 1Ar. Snutli 38 Candidate & Campaign Treasurer Handbook June 2015 Disdaimersfor Other thau� Independent Expenditures Any political advertisement, not paid for by a candidate, including those paid for by a political party or affiliated party committee, other than an independent expenditure, offered on behalf of a candidate must be approved in advance by the candidate. Such political advertisement must expressly state that the content of the advertisement was approved by the candidate and must state who paid for the advertisement. The candidate shall provide a written statement of authorization to the newspaper, radio station, television station, or other medium for each such advertisement submitted foir publication, display, broadcast, or other distribution. This paragraph does not apply to messages used by a candidate and his or her supporters if those messages are designed to be vworn by a person. (�ct i on -_== =-_ _�=_--=--= F S ) 6cample: Political advertisement, not an independent expenditure, offered on behalf of a nonpartisan candidate: July 1 S, 2006 ABC Foundation Supports the Re-Election of Jane Doe Nassau �ounty Judge Dear Sir or Madam: Pd. Pol. Adv. By ABC Foundation 111 Jewel Street, Tallahassee, FL 32333 Content approved in advance by Jane Ooe Please let this letter serve as my For Nassau Co�mty Judge approval of the political advertisement by the ABC Foundation supporting my candidacyfor Nassau County Judge. Sincerely, lane Doe 39 Candidate & Campaign Treasurer Handbook June 2015 Disclaimerson Novelty Items None of the requirements of 5ection 106.143, Florida Statutes, apply to novelty items having a retail value of $10 or less which support, but do not oppose, a candidate or issue. (�ction --- _ F.S) 6camples: � r s � � . f;�' . � ✓ . �_ Pens/Pencils Golf Balls Balloons Language Other Than English Any political advertisement which is published, displayed, or produced in a language other than English may provide the information required by Section 106.143, Florida Statutes, in the language used in the advertisement. (�ction � :. � - = ��� F.S) �ectioneering Communicat�ons Disclaimers Any electioneering communication, other than a telephone call, shall prominently state "Paid electioneering communication paid for by... (Name and address of person paying for the communication)..." For disclai�ners on telephone calls, see Chapter 16, Solicitation. Any person who fails to include the disclaimer in any electioneering communication that is required to contain such disclaimer commits a misdemeanor of the first degree, punishable as provided in Section 775.082 or 775.083, F.S. (3�ction � —��, F.S) 40 Candidate & Campaign Treasurer Handbook Jun 2015 Other Political Disdaimer Examples Billboards: ELECT John Doe for Sheriff Politicai advertisement paid for and approved by John Doe, Republican, for Sheriff Clothing: None of the requirements of Section 106.143, Florida Statutes, to include political disclaimers, apply to campaign messages or political advertisements used by a candidate and the candidate's supporters or by a political committee if the message advertised is designed to be worn by a person. (S�ction . t�� FS) � �� . ;� Vote VOte - Re-Elect For �. DOe John Doe, Doe ` ,r Sheriff •,`� �;./ Bumper stickers: Jane Doe State Senate, District 17 Paid by Jane Doe, Rep., for State Senate NOT� On bumper stickers, there is no requirement to use the word "for" between the candidate's name and the office being sought in the body of the bumper sticker. (9�ction ^__ _____ F.S) 41 Candidate & Campaign Treasurer Handbook June 2015 M iscel laneous Advert isernents Any advertisement, other than a political advertisement, independent expenditure, or electioneering communication, on billboards, bumper stickers, radio, or television, or in a newspaper, a magazine, or a p�eriodical, intended to influence public policy or the vote of a public official, shall clearly designate the sponsor of such advertisement by including a clearly readable statement of sponsorship. If i:he advertisement is broadcast on television, the advertisement shall also contain a verbal stat:ement of sponsorship. This section shall not apply to an editoriai endorsement. (�ction �' � ��`_: � ., FS) 6cample of an advertisement to influence the vote of a public offiaal: To River Heights County �ommissioners vote AGAI NST increasing our property tax rate. Sponsored by ABC Homeov�rner Association An expenditure made for, or in furtherance of, a miscellaneous advertisement is not considered to be a contribution to or on behalf of a candidate, and does not constitute an independent expenditure. Such expenditur�s are not subject to the limitations applicable to independent expenditures. _ �..-,� �. YJ� "ae 1A �J� �../ i.J ^-. ~ � �.s Y v ! r � �' �. °' �'� �;:,. �'y ;.�., . �.,�,� ;�J::v� �icir, c:."�✓ �:J�:�r ��`:�oc����S Each candidate, political party, and political committee must use closed captioning and descriptive narrative in all t�levision broadcasts regulated by the Federal Communications Commission that are on behalf of, or sponsored by, a candidate, political party, affiliated party committee, or political committee or must file a written statement with the qualifying officer setting forth the reasons for nc�t doing so. Failure to file this statement with the qualifying officer constitutes a violation of the 1=lorida Election Code and is under the jurisdiction of the Florida Elections Commission. (Section �_-�:__;��, F.S) 42 Candidate & Campaign Treasurer Handbook June 2015 Chapter 14: Fund Raisers A campaign fund raiser is any affair held to raise funds to be used in a �campaign for public office. Campaign fund raisers may not be held until the person becomes a candidate. (�ctions � and __� .,`=, F.S) Co�tribution��r�m Fi.�n� I�aisers All monies and contributions received with respect to a campaign fund raiser are campaign contributions. All contributions are subject to the contribution limits contained in Section 106.08, F.S., and are to be accounted for and reported as any other contribution. (9zction - - �%�, F.S) Exper,dirturesfor F�.ard Raisers All expenditures with respect to a campaign fund raiser which are made or reimbursed by a check drawn on the campaign account of the candidate are campaign expenditures. All expenditures must be accounted for and are subject to the same restrictions as other campaign expenditures. (�ction__:��=_-, F.S) T t;�e� s Any tickets or advertising foU a campaign fund raiser must comply� with the requirements of section 106.143, Florida Statutes. (�ction -------=, F.S) 43 Candidate & Campaign Treasurer Handbook J 2 Chapter 15: Telephon� b. No telephone call shall state or imply 50IiCl�at10� that the caller represents a nonexistent person or organization. Telephone Soliatatior 4. Written Authorization F�quirements: Any telephone call, not conducted by Disclosure requirements: independent expenditure, which expressly advocates for or against a 1. Any telephone call, induding an candidate, requires prior written electioneering Communication authorization by the candidate. A copy of telephone call, shall identify the persons such written authorization must be or organizations sponsoring the call by placed on file with the qualifying officer stating either: " Paid for by ...(name or by the candidate prior to the time the persons or organizations sponsoring the calls commence. call) ..:' or "Paid for on behalf of ...(name of persons or organizations authoriang 5. P�nalties: Any person who willfully call)..." This telephone disclaimer does violates any provision of this section not apply to any telephone call in which commits a misdemeanor of the first the individual makingthe call is not being degree, punishable as provided in paid and the individuals participating in Section -i____ or Section _� ��, F.S. the call know each other prior to the call. (�ction 106. i 4:;;� - The term "person" includes any candidate; and �'�__ 1�"__ �; F.S) any officer of any political committee, affiliated party committee, or political party 2. Any telephone call conducted for the executive committee; any officer, partner, purpose of polling respondents attorney, or other representative of a concerning a candidate that is a part of a corporation, partnership, or other business series of like telephone calls that consists entity; and any agent or other person acting of fewer than 1,000 completed calls and on behalf of any candidate, political averages more than two minutes in committee, affiliated party committee, duration is presumed to be a political poll political party executive committee, or and not subject to the provisions of the corporation, partnership, or other business above paragraph. entity. (Section __-_-, F.S) 3. Prohibitions a. No telephone call shall state or imply that the caller represents any person or organization unless the person or organization so represented has given specific approval in writing to make such representation. 44 Candidate & Campaign Treasurer Handbook June 2015 Registered Ager:t Notice, shall be filed with the Division of Elections and, at a 1. Di9dosure requirements: minimum, must elicit all of the following information: a. Any person or organization that conducts any business in this i. The name, address, and state which consists of making telephone number of the paid telephone calls supporting registered agent. or opposing any candidate or elected public official must, prior ii. The name, address, and to conducting such business, telephone number of the have and continuously maintain, person or organization for at least 180 days following the conducting business in cessation of such business this state as specified. activities in the state, a registered agent for the puu of any iii. The Division of Elections service of process, notice, or must be notified demand required ��r authorized immediately of any by law and must file with the changes in the Division of Elections a notice of information required in a. such registered agent. Such above. registered agent must be an individual who is a resident ofthis 2• Volations: Any person or organization state, a domestic c��rporation, or that violates this section commits a a foreign corporati�n authorized misdemeanor of the first degree, to do business in this state. punishable as provided in Section However, this section does not �= or Section -�� -�� F.S. apply to any person or (9zction "�� ---�, F.S) organization already lawfully registered to conduict business in this state. b. Conducting business in this state as specified in the preceding paragraph includes both placing telephone calls fronn a location in this state and placing telephone calls from a location outside this state to individuals located in this state. c. ___._,_.� - _ _., Telephone 9�liatation, F�gis�ered Agent 45 Candidate & Campaign Treasurer Handbook Jun 201 Chapter 16: Filing Campaign When to File !���rts Reports must be filed on the 10th day following the end of each calendar month Each campaign treasurer designated by a from the time the candidate registers, candidate shall file regular reports of all except that if the 10th day occurs on a contributions received and all expenditures Saturday, Sunday or legal holiday, the report made by or on behalf of such candidate. shall be filed on the next business day that is not a Saturday, Sunday or legal holiday. The candidate and his or her campaign A statewide candidate must file reports: treasurer shall certify as to the correctness of each report. Each person so certifying 1. On the 60th day immediately preceding shall bear the responsibility for the accuracy the primary election, and each week and veracity of each report. Any campaign thereafter, with the last weekly report treasurer or candidate who willfully certifies bein filed on the 4th da the correctness of any report vvhile knowing g y immediately that such report is incorrect, false or preceding the general election. incomplete commits a misdemeanor of the 2. On the 10th day immediately preceding first degree. the general election, and each day (3�ction � � �-, F.S) thereafter, with the last daily report being filed the 5th day immediately preceding the general election. Whereto Fi�E All other candidates must file reports on the A campaign treasurer is rec�uired to file 60th day immediately preceding the primary campaign treasurer's reports vu�ith the officer election and bi-weekly on each Friday with whom the candidate registers. thereafterthrough and including the 4th day immediately preceding the general election, Candidates filing reports with the Division with additional reports due on the 25th and are required to file by means of the 11th days before the primary election and ���-__._�._�.��________. If th�e candidate's thegeneralelection. filing officer is other than the Division, contact the appropriate filing officer to find For candidates that file with the Division, see out the requirements. the "Reporting Dates Calendar" at: The web address for filing online with the - --- -:-� ��-;�a.ccr� - - --_, �_, _ ___ _ � _ _ Division is ° _ _ � � - � � - _ -= - - — (3�ction _ '%� F.S) � 46 Candidate & Campaign Treasurer Handbook June 2015 An individual seeking a publicly elected greater, for the period covered by the late position on a political party executive report. However, for the reports committee who receives a contribution or immediately preceding the primary and makes an expenditure must file a single general election, the fine shall be $500 per report of all contributions and expenditures day for each late day, not to exceed 25 on the 4th day immediately �preceding the percent of the total receipts or expenditures, primary election. (3�e �� �.:�t�� ��, i=�p�ri; �..� whichever is greater, for the period covered �-� 3���u�v.���;� ���,::�; � PUbliclV Bectec� by the late report. For a candidate's Pbsition on a PartV Executive Gommittee.) termination report, the fine shall be $50 per day for each late day, not to exceed 25 Unless the electronic filing requirements of percent of the total receipts or expenditures, Section ____��__, Florida Statutes, apply, whichever is greater for the period covered reports shall be filed no later than 5 p.m. of by the late report. All fines must be paid the day designated. A report postmarked by from the candidate's personal funds — not the U.S. Postal Service no laterthan midnight campaign funds. of the day designated is deemed timely filed. (9�ction _i ��. �,'2� ;��:����,. F.S) A report received by the filing officer within 5 days after the designated due date that was delivered by the U.S. Postal Service is ;�jp��r,� �* [�j0 ACti'�/'}y' deemed timely filed unless it has a postmark indicating the report was mailed after the In any reporting period during which a designated due date. A certificate of mailing candidate has not received funds or made obtained from and dated by the U.S. Postal any expenditures, the filing of the required Service at the time of mailing or a receipt report for that period is waived. However, from an established courier company, which the candidate must notify the filing officer bears a date on or before the date on which �n writing on or before the presq'ibed the report is due, is proof of mailing in a reporting date that no report is being filed timely manner. Reports filed with the on that date. (A notice of no activity filed Division through the _._ __ �_ '-=��_:_ With the Division must be filed electronically _-� are due no laterthan midnight, Eastern using the =;__.) The next report filed must Time, of the due date. specify that the report covers the entire (Sections___ ..: �; ____ period between the last submitted report and __;)6 F.S) and the report being filed. (3�ction . .f�._-, F.S) P2na±} �C�r � a�� �l�i�� Incomplet� Reports Any candidate failing to file a report on the designated due date shall be s�bject to a fine If a campaign treasurer files a report that is of $50 per day for the first three days late deemed incomplete, it shall be accepted on and, thereafter, $500 per day for each late a conditional basis. The campaign treasurer day, not to exceed 25 percent of the total Will be notified by the filing officer as to why receipts or expenditures, whichever is the report is incomplete. The campaign 47 Candidate & Campaign Treasurer Handbook June 2015 treasurer must file an addendum to the principal place of business of the lender incomplete report within seven days of and endorser, date and amount of each notification. The addendum must include all loan. necessary information to complete the report. • Statement of each contribution, rebate, (�ction i G_o.G7�� %�i, FS) refund, or other receipts not listed in 1. through 3. above. (�ctions � � �-;=�� and Rep�rtingTotal �ms � = ��� %�;z"� FS) Each campaign treasurer's report required by �-=:�_�- _______ _., shall contain the total �turningContributions sums of all loans, in-kind contributions, and other receipts by or for such candidate, and Contributions must be returned to the total sums of all expenditures made by such contributor if: candidate during the reporting period. The reporting forms shall be designed to elicit . q candidate receives a contribution in separate totals for in-kind contributions, excess ofthe limitations provided by law. loans, and other receipts. (�ction =. ��, F.S) . A candidate with opposition in an election receives a contribution on the day of that election or less than five days Reporting Contributions priorto the date of that election. Each report must contain: • A candidate receives a contribution once he or she is elected, defeated, becomes • Full name, address, specific occupation, unopposed, or withdraws his or her amount, and date of each person making candidacy. a contribution. Reports must provide as clear a description as practicable of the If the contribution to be returned has not principal type of business conducted for been deposited into the campaign account, corporations contributing. The prinapal report the contribution as a contribution type of business or the oocupations are returned using form ��-_._ __. not required if the contribution is $100 or less, or from a relative provided the If the contribution has been deposited into relationship is reported. the campaign account: • Name, address, amount, and date of • Report the contribution; and each political committee making any transfer of funds. • Write a check from the campaign account to the contributor for the • Full name, address, specific occupation, amount of the contribution and report 48 Candidate & Campaign Treasurer Handbook June 2015 this on the itemized contribution report • Amount and nature of debts and using the contribution ty�pe "Refund." obligations owed by or to the candidate, This amount is reported as a negative. which relate to the conduct of any The candidate may also wish to submit a political campaign. written explanation to the filing officer. (�ction ��.:c, F.S) • The amount and nature of any separate interest-bearing accounts or certificates of deposit. Identification of the financial Repor�ing E>cpen�itures institution in which such accounts or certificates of deposit are located must Each report must contain: be identified. • Full name and address of each person to • The primary purposes of an expenditure whom expenditures have� been made made indirectly through a campaign along with the amount, d�te, and clear treasurer for goods and services such as purpose of the expenditure. Name, communications media placement or address, and office sought by each procurement services, campaign signs, candidate on whose behalf such insurance, and other expenditures that expenditure was made. include multiple components as part of the expenditure. The primary purpose of • Full name and address of each person to an expenditure shall be that purpose, whom an expenditure for personal including integral and directly related services, salary or reimbursed authorized components, that comprises 80 percent expenses was made along with the of such expenditure. amount, date, and clear pa�rpose of the expenditure. • Total sum of expenditures during the reporting period. • Total amount withdrawn ,and the total (�ction __Y_:_=, F.S) amount spent from the pe�tty cash fund. Each expenditure from th�e petty cash fund need not be individ�ally reported �eaa1 Requirementsfor Judiaai but complete records of petty cash (�tgntjp�� 'a�N��a�oc expenditures must be kept. � v � A candidate for retention as a Justice of the • Transaction information for each credit Supreme Court or a Judge of a District Court card purchase. Credit cards may be used of Appeal who has not received any by statewide (Governor, Cabinet and contributions or made any expenditures, Supreme Court Justice) candidates only. may file a sworn statement on =' �`^` �� �` (5'ee Division of BectionsOpinion ;� ___LL Affidavit of Intention, at the time of qualifying that he or she does not anticipate receiving contributions or making expenditures in connection with his or her candidacy for retention to office. 49 Candidate & Campaign Treasurer Handbook June 2015 Such candidate must file a final report within 90 days following the general election for which the candidate's name appeared on the ballot for retention. The candidate may use ._�° �� �'� �=�-, Affidavit of Gompliance, for this purpose. A candidate for retention to judicial office who, after filing ______�___;__�=_� receives any contributions or makes any expenditures in connection with his or her �andidacy for retention must immediately file a statement to that effect with the qualifying officer and must begin filing reports as an opposed candidate pursuant to Section __�.;:�, F.S. (9zctions -- � and ���, F.S) 50 Candidate & Campaign Treasurer Handbook June 2015 Chapt2t' 17; Te1'ITl{nc.�: :�; verification of petition signatures without I�eports imposing an undue burden on his or her personal resources or on resources otherwise available to him or her, must reimburse the state or local government Once a candidate withdraws, becomes entity, whichever is applicable, for such unopposed, is eliminated, or elected to Waived fee prior to disposing of any funds office, he or she may only expend funds from under the surplus provisions contained in the campaign account to: Section =� =_-- ____, F.S. (�ction � :;_� � = - , F.S) • Purchase "thank you" advertising for up to 75 days after he or she withdraws, becomes unopposed, is eliminated, or elected to office. ���oSirg oT �rpl:.as Furds • Pay for items which were obligated Once a candidate withdraws, becomes before he or she withdrew, became unopposed, is eliminated, or elected to unopposed, was eliminated, or elected office, the candidate must dispose of the to office. funds on deposit in his or her campaign account and file a campaign treasurer's Pay for expenditures necessary to close report (termination report) reflecting the � disposition of funds. down the campaign office and to prepare final campaign re�aorts. A candidate required to dispose of surplus funds must, at the option of the candidate, • Dispose of surplus funds �is provided in dispose of such funds within 90 days by any Section _Ai F.S. of the following means, or a combination (Section _ � � �; �' v F.S) thereof: Because individuals who seek election to a 1. Return pro rata to each contributor the political party executive committee are not funds that have not been spent or "candidates," they do not file termination obligated. reports. 2. Donate the funds that have not been spent or obligated to a charitable �'fl� `� ���'`°���'� �' �-i° t�' �^� ��^��j organization or organizations that meet the qualifications of Section 501(c)(3) of A candidate may be reimbursed by the the Internal Revenue Code. campaign for any previously reported contributions by the candi�ate to the 3. Give not more than $25,000 of the funds campaign, in full or in part. that have not been spent or obligated to the political party of which such A candidate who filed an oath s;tating that he candidate is a member. or she was unable to pay the fee for 51 Candidate & Campaign Treasurer Handbook June 2015 4. Give the funds that have r�ot been spent refund disposed of pursuant to Section or obligated: ���,�`.�, F.S. An amended termination report must be filed with the filing officer. a. In the case of a candidate for state office, to th�e state to be All reports must be signed by the candidate deposited in the General and the campaign treasurer and certified as Revenue Fund; or true and correct. (S�ction _' � _, F.S) b. In the case of a candidate for office of a political subdivision, to such political subdivision, to be Money from Separate Interest deposited in the general fund Bearing A000unt or Certificate of thereof. Deposit 5. Transfer funds to an offic� account (�e - -- - A campaign treasurer of any candidate who � � �� withdraws, becomes unopposed, or is 6. In the case of a candidate elected to eliminated, or elected to office, and who has state office, retain up to $20,000 in the funds on deposit in any interest-bearing campaign account for re-election to the account or certificate of deposit, must, same office. (See ��� %� .' _ within seven days, transfer such funds and � u ._-,��� � ---� accumulated interest earned thereon to the primary campaign account for disposal. The termination report must include: However, when funds are in an account in which penalties will apply for withdrawal 1. The name and address of each person or within the seven day period, the campaign unit of government to whom any of the treasurer must transfer such funds and funds were distributed ancl the amounts accumulated interest earned thereon as thereof; soon as the funds can be withdrawn without penalty, or within 90 days after the 2. The name and address of each person to candidate becomes unopposed, withdraws whom an expenditure was made his or her candidacy, or is elected, or together with the amount and purpose; eliminated, whichever comes first. and (S�ction �, ::���_ '� , F.S) 3. The amount of such funds �ransferred to an office account together with the Campaign Loans Report name and address of the bank in which the office account is located. A person elected to office must report all loans, exceeding $500 in value, made to him If a refund check isreceived after all surplus or her and used for campaign purposes, and fundshave been disposed of, the check may made in the twelve months preceding his or be endorsed by the candidate and the her election to office, to the filing officer. 52 Candidate & Campaign Treasurer Handbook June 2015 The report must be made on Forms DS�DE73 and ='� _, C'ampaign L�an F�port within ten days after being elected to office. Loan reports filed with the Division must be filed using the ��. Any person who makes a cont:ribution to an individual to pay all or part of ai loan incurred in the twelve months preceding the election, to be used for the individual's campaign, may not contribute more than the amount which is allowed in Section �:.: � �� F.S. (�ction � �=, F.S) 53 Candi�date & Campaign Treasurer Handbook June 2015 Chapter 18: F�eporting for the report is due is proof of mailing in a individuals Seeking a Pub�;�,��� timely manner. Bected F'osition on a Part ';; The report filed must contain information of �CE'ClltIV2 (ACTIIl'l1�t22 all contributions received and expenditures made as of the day preceding the designated due date. All such reports must be open to An individual seeking a pu�licly elected public inspection. position on a political party executive (�ion ���..;�`;;% ___ F.S) committee who receives a contribution or makes an expenditure shall file a report of all A reporting individual may submit the report contributions received and all expenditures required under this section through an made. electronic filing system, if used by the (�Ction ��__-_�__ F.S) supervisor for other candidates, in order to satisfy the filing requirement. Such reports shall be completed and filed through the electronic filin s stem not later than VV}��'2 `O ,�-�.'.2 midnight on he y 4th day immediately preceding the primary election. The report shall be filed with the �:;�e-� sy� (�ions_ .;�.�� i- � F.S) ��=��c��;:; �s of the appropriate county. When to File Termination ReportsNot Required The report shall be filed on the 4th day Because individuals seeking a publicly elected position on a political party immediately preceding the primary election. executive committee are not "candidates," such individuals are not required to file Reports shall be filed no later than 5 p.m. of termination reports. the day designated; however, any report postmarked by the United States Postal Service by the day designated shall be deemed to have been filed in a timely ���a'��!` S�r ��e Fif;�?C manner. Any report received by the filing officer within 5 days after the designated Any reporting individual who fails to file a due date shall be deemed timely filed unless report on the designated due date shall be it has a postmark that indicates that the subject to a fine of $50 per day for the first report was mailed after the designated due three days late and, thereafter, $500 per day date. A certificate of mailing o�btained from for each late day, not to exceed 25 percent and dated by the United ;�tates Postal of the total receipts or expenditures, Service at the time of mailing, or a receipt Whichever is greater. from an established courier coi�npany, which (Section ;_ .:;�:;%�; F.S) bears a date on or before the date on which 54 Candi�ate & Campaign Treasurer Handbook June 2015 Incomplete Report� • Full name and address of each person to whom expenditures have been made A report that is deemed to be incomplete by along with the amount, date, and clear the supervisor shall be accepted on a purpose of the expenditure. Name, conditional basis. The reporting individual address, and office sought by the will be notified by the supervisor as to why reporting individual on whose behalf the report is incomplete. The reporting such expenditure was made. individual must file an addendum to the incomplete report within seven days of • Transaction information for each credit notification. The addendum must include all card purchase. necessary information to complete the report. • Amount and nature of debts and (�ction �_� _`i_�_� F.S) obligations owed by or to the reporting individual, which relate to the conduct of any political campaign. Reporting Requirements • The amount and nature of any separate Each report must contain: interest-bearing accounts or certificates of deposit. Identification of the financial • Full name, address, specific occupation, institution in which such accounts or amount, and date of each person making certificates of deposit are located must a contribution. Reports must provide as be identified. clear a description as practicable of the (�ctions __-_ __: _____ and principal type of business conducted for _-_ �---_,_. F.S) corporations contributing. The prinapal type of business or the oo�.�pations are not required if the contrib�ution is $100 or less, or from a relative provided the relationship is reported. • Name, address, amount, and date of each political committee making any transfer of funds. • Full name, address, specific occupation, principal place of business of the lender and endorser, date and amount of each loan. • Statement of each contribi.ation, rebate, refund, or other receipts not listed in above. 55 Candidate & Campaign Treasurer Handbook June 2015 Chapter 19: 8ectr�n�v �+��� ��f Acxessingthe �S Campaign F�eportv From Internet Explorer you can access the EFS at - - _ - �.,,;-- - Each candidate is provided an identification The "=�_�- �_: _` ��.,s:=�- _=_ is an number and initial password to gain entry. Internet system for recording and reporting Once ou lo campaign finance activity. Each candidate y g�n using the initial password, required to file reports with the Division You will be prompted to change it to a under Section -=_=._, F.S., rmust file such confidential one. reports with the Division by means of the � Q'�atin� Reports Reports filed pursuant to this s�ection: Campaign reports must be entered, saved, • Shall be completed and filed through the reviewed, and filed via the !_; either by � not later than 12:00 midnight, directly entering data into the web Eastern Time, of the due date. Reports application or by uploading data using an not filed by this time are late filed and approved vendor's software. The Division are subject to the penalties under maintains a list of �;=_;,�: � �� whose Sections ,__ � �"�' or ��E ___ �, F.S., as programs meet the file specifications for applicable. ` filing campaign reports. Instructions for uploading reports are provided in the =_� • Are considered to be under oath by the -= - - candidate and treasurer, and such persons are subject to provisions of Sections 106.04(4)(d), � " " "� �, or �1brTtittiClC� �pO�'iS _�_:___._ F.S., as applicable. Persons given a secure sign- on to the =_: are Reports will be held in pending status until responsible for protecting such from the report is ready to be filed. Each person disclosure and are responsible for all eligible to file a report will receive a PIN filings using such credentials, unless they (personal identification number) that allows have notified the Division that their the person to file reports via the .__. A credentials have been compromised. person's PIN isconsidered the same asthat (Sections � �-�.� person's signature on a filed report. and __ _ � �, F.S) 56 Candidate & Campaign Treasurer Handbook Ju 20 Bectronic Receipts The person filing a report on the =�= may print an electronic receipt verifying the report was filed with the Division. Each report filed by means of the �=� is considered to be under oath and such persons filing the report are subject to the provisions of � _ ��� - _ �5 HBP LJ NE (850) 245-6280 �5 HHP GUI DE CQ�. iy. ` " :`i`i c�la/D7�+iJ.`".�i/.:I sde110a.pdf NOT� For further information on the =; see =��. " " � -. � l, Florida Administrative Cbde, F�porting F�quirements for �ampaign Treasurer's F�ports. 57 Candidate & Campaign Treasurer Handbook Ju ne 2 ���t�� ��' �rf� ;� �,;� ��..;nts Usingthe Offi� AcGO�;�*. The office account must be separate and A candidate elected to office or a candidate apart from any other account, including any who will be elected to office by virtue of his other type of "office account" such as a or her being unopposed may, in addition to legislative account. Any funds so retained by disposing of all the funds in �the campaign a candidate must be used only for legitimate account in accordance vvith Section expenses in connection with the candidate's - -_,=., F.S., transfer funds from the public office, which may include: campaign account to an office account any amount up to the limits listed I�elow: 1. Travel expenses incurred by the officer or staff member; • $50,000 for a candidate for statewide office; 2. Personal taxes payable on office account funds by the candidate or elected public •$10,000 for a candidate for multicounty official; office; 3. Professional services provided by a •$10,000 multiplied by the number of certified public accountant or attorney years in the term of office for which for preparation of the election public elected for a candidate for legislative official's financial disclosure filing office• pursuantto s _-= ___-�-: ors. _"="_ �� �-��. , -- � • $5,000 multiplied bythe numberofyears 4. Costs to prepare, print, produce, and in office for which elected for a mail holiday cards or newsletters about candidate for county office or for a the elected public official's public candidate for any election on less than a business to constituents if such countywide basis; correspondence does not constitute a political advertisement, independent •$6,000 for a candidate for iretention as a expenditure or electioneering justice of the Supreme Court; communication as provided in s. - —_; •$3,000 for a candidate for iretention as a judge of a district court of appeal; 5. Fees or dues to religious, civic, or charitable organizations of which the •$3,000 for a candidate for county court elected public official is a member; judge or circuit judge. 6. Items of modest value such as flowers, (S�ction __� � =_,�_ F.S) — greeting cards, or personal notes given as a substitute for, or in association with, an elected public official's personal attendance at a constituent's special event of family occasion, such as the 58 Candidate & Campaign Treasurer Handbook June 2015 birth of a child, graduation, wedding, or electronic filing system at: funeral; _�:��s:: �'�����;�cure.aoss�ate.z�.�,s/vftfceHCc 7. Personal expenses incui�red by the ountsOn!ine! elected public official in connection with attending a constituent meeting or event Unless the county or city has a different where public policy is discussed, if such process, those candidates required to file meetings or events are limited to no with county or city filing officers file reports more than once a week; or using the following forms: 8. Expenses incurred in the operation of the • -_ � __ _-�, pffice Account Report, elected public official's office, including and the employment of additional staff. • - �� ��� �= � - Office Account - , As the duties and responsibilities of each Disbursement or Deposit Information. office are different, what are considered "legitimate expenses in connection with the Upon leaving office, any person who has candidate's public office" will vary. For funds in an office account shall give such additional information, please contact the funds to: legal or accounting department for your office. • A charitable organization or organizations that meet the If a candidate is re-elected to office or requirements of Section 501(c)(3) of the elected to another office and has funds Internal Revenue Code; or, remaining in the office account, the candidate may transfer surplus campaign • In the case of a state officer, to the state funds to the office account. However, at no to be deposited in the General Revenue time may the total funds in the office Fund• or , , account exceed the limitation imposed by Section - ��_--_ `___ F.S. • In the case of an officer of a political (�ction ==_^___, F.S) subdivision, to the political subdivision to be deposited in the general fund thereof. Repor�inc Office Acxount F.�nd� Such reports shall be signed by the candidate, certified as true and correct and A candidate is required to file a report on the filed with the officer before whom campaign 10th day following the end of each calendar reports were filed. quarter following the 90-day termination (�ion � ��__-_�___._�__ F.S, report until the office account is closed. and Division of BectionsOpinion i___ ) The officers required to file office account reports with the Division must file reports electronically using the office account 59 Candidate & Campaign Treasurer Handbook Ju 2 Chapter �1: �arryover Campaign Requirements in this section application to Funds the disposal of surplus funds, including reporting requirements, are applicable to the disposal of retained funds. (�ction -=-� � =: - � F.S) A candidate elected to state office or a candidate who will be elected to state office by virtue of his or her being un�opposed after candidate qualifying ends, ma�r retain up to $20,000 in her or her campaign account, or in an interest-bearing account or certificate of deposit, for use in her or her next campaign for the same office, in addition to the disposition methods provided in subsections - " - -- _ - - . All requirements applicable to candidate campaign accounts under this chapter, including disclosure requirements applicable to candidate campaign accounts, limitations on expenditures, and limitations on contributions, apply to any retained funds. The term "state office" means Governor, Lieutenant Governor, Attorney General, Chief Financial Officer, Commissioner of Agriculture, State Senator, State Representative, Justice of the Supreme Court, District Court of Appeal Judge, Circuit Court Judge, State Attorney, and Public Defender. The term "same office" with respect to legislative office means an offir.e in the same legislative body, irrespective of district number or designation or geographic boundary. If a candidate who has retained funds under this subsection does not qualify as a candidate for reelection to the same office, all retained funds shall be disposed of as otherwise required by this section or `� within 90 days after the last day of candidate qualifying for that office. 60 Candidate & Campaign Treasurer Handbook June 2015 r �..�C �er 22; R��rdk�����!c • Contributions deposited in a secondary � campaign depository shall be forwarded to the primary campaign depository ;. prior to the end of the first business day COn��IbUtIOnS following the deposit. A copy of the deposit slip shall accompany the deposit. • The campaign treasurer of each (�tion �. �6.C5, F.S) candidate shall keep detailed accounts of all contributions received, which shall be current within not more than two days �pendit after the date of receiving the contribution. • The campaign treasurer of each (�ction __ ::_, F.S) candidate shall keep detailed accounts of � all expenditures made, which shall be • All funds received by the campaign current within not more than two days treasurer of any candidate shall be after the making of the expenditure. deposited in the campaign depository (3zCtion _�.��6, F.S) prior to the end of the fifth business day following receipt (Saturdays, Sundays • Q"edit Cards for gatewide (Governor and legal holidays excluded). Cabinet and 9.�preme Cburt Justice) (�ction =�.:;�, F.S) �ndidates Only - Receipts for each credit card purchase shall be retained by • All money and contributions received the treasurer with the records for the with respect to a campaign fund raiser campaign account. The treasurer shall are deemed campaign contributions and require an accounting of actual expenses shall be accounted for and subject to the and reconcile any overpayment or same restrictions as other campaign underpayment to the original payee. contributions. (�ctions . ���. �- and ����. -_:., F.S) (�ction _ ��� --�; F.S) • Receipts for debit card transactions must • All deposits shall be accompanied by a contain: (1) the last four digits of the bank deposit slip containing the name of debit card number; (2) the exact amount each contributor and the amount of the expenditure; (3) the name of the contributed by each. payee; (4) the signature of the campaign (3�ctio�t ::_ __ __, F.S) treasurer, deputy treasurer, or authorized user; and (5) the exact • The campaign treasurer shall keep purpose for which the expenditure is detailed accounts of all deposits made in authorized. Any information required any separate interest-bearing account or but not included on the debit card certificate of deposit and of all interest transaction receipt may be handwritten earned. on, or attached to, the receipt by the (3�ction _� J�.�:_�:, F.S) authorized user before submission to the - treasurer. (�ct i on -_----' F S ) 61 Candidate & Campaign Treasurer Handbook June 2015 • All expenditures made with respect to a of inspection may be enforced by campaign fund raiser which are made or appropriate writ issued by any court of reimbursed by a check drawn on the competent jurisdiction. campaign account shall be deemed to be (S�ction �' �r.��; F.S) campaign expenditures to be accounted ` for and subject to the same restrictions • Records maintained by the campaign as other campaign expenditures. depository shall be subject to inspection (3�ction ����_c, F.S) by an agent of the Division or the Florida Elections Commission at any time during • The campaign treasurer shall keep normal banking hours, and such detailed accounts of all withdrawals depository shall furnish certified copies made from any separate interest- of any such records to the Division or bearing account or certificate of deposit Florida Elections Commission upon to the primary depositoiy and of all request. interest earned. (9zction ______ _, F.S) (3�ction _ � _=�, F.S) • It is the duty of the Division to make, • The campaign treasurer shall retain the from time to time, audits and field records pursuant to Sectio� _��:: �, F.S. investigations with respect to reports (�ction �:�. �-, F.S) and statements filed under the provisions of Chapter 106, F.S., and with respect to alleged failures to file any E�''2S�rV�t'O�'1 OT .ACGOun�S report or statement required under the provisions of Chapter 106, F.S. Accounts kept by the campaign treasurer of (9zCtion _____ =,, F.S) a candidate shall be preserved by the campaign treasurer for a nurnber of years • It is the duty of the Division to conduct equal to the term of the office� to which the random audits with respect to reports candidate seeks election. and statements filed under Chapter 106, (S2ctioin ____� .::��, F.S) F.S., and with respect to alleged failure to � file any reports and statements required under Chapter 106, F.S. Ir�spectit�, :s (�ction ._��.%%._, .Jr. F.S) • Accounts kept by the campaign treasurer of a candidate, including separate interest-bearing accounts and certificates of deposit, may be inspected under reasonable circumstances before, during, or after the election to which the accounts refer by an�r authorized - representative of the Di�rision or the Florida Elections Commisslion. The right 62 Candidate & Campaign Treasurer Handbook June 2015 Chapter 23: �o�kk °�p''�� • Keep a petty cash ledger of all p, r . G ��;,,,, ,` � expenditures. These individual listings do ��"� �' ✓ not have to be listed on campaign treasurer's reports, only the total amount withdrawn and total amount The Division has a few suggestions which spent per reporting period. may be helpful to campaign treasurers in setting up a system to record and maintain . Monitor the cash flow to know how campaign information. much money is available at all times in the account to avoid any possibility of • Keep a schedule of due dates for authorizing an expenditure when money campaign treasurer's reports. The is not available to pay for such Division's website provides each expenditure. candidate with a calendar of election and reporting dates. • Maintain a listing of all funds currently in the separate interest-bearing account, • Know what period of tim�e each report certificate of deposit or money market covers and only report activity occurring account. during that reporting period. • Make sure an authorization for • If filing with the Division, keep a copy of advertising has been obtained from the the electronic receipt for each report candidate. filed for your own records. If filing with the local officers, keep the certificate of mailing. • Record all contributions when received. Make sure to include the name, address, specific occupation, or principal type of business if over $100, amount, and date of each contribution. Keep contributions itemized by monetary, in-kind, and loans. • Record all expenditures when they occur. List the name and address of each person to whom the expenditure was made along with the amount, date, and purpose. 63 Candidate & Campaign Treasurer Handbook J 2 Chapter 24: Rorida 8�ctions Comnlaint Process Commission Any person who has information of a violation of Chapters -�=; or ��_, F.S., shall The Florida Elections Commission is a file a sworn complaint with the Florida separate and independent entity from the Elections Commission, 107 West Gaines Division. Commissioners are appointed by Street, Suite 224, Tallahassee, Florida 32399- the Governor from lists of names submitted 1050 or call 850- 922-4539. A complaint by legislative leaders. form may be obtained from the Florida Elections Commission or downloaded from the Commission's website at: Automatic Fine Appeal Process Any candidate may appeal or dispute a fine � �� � for a late filed campaign treasurer's report. (�tions - ,�'�.25 and =�_=, F.S) The appeal must be based upon, but not limited to, unusual circumstances surrounding the failure to file on the designated due date. The candidate may request and is entitled to a hearing before the Florida Elections Commission, which has the authority to waive the fine in whole or in part. The Florida Elections Commission must consider the mitigating and aggravating circumstances contained in Section ' 0� _� _� F.S., when determining the amount of a fine, if any, to be waived. The appeal must be made within 20 days of the receipt of the notice of payment due. The candidate must, within the 20 day period, notify the filing officer in writing of his or her intention to bring the matter before the Commission. (9zction --____ _ _ , F.S) 64 Candidate & Campaign Treasurer Handbook June 2015 . e n ix 65 Candidate & Campaign Treasurer Handbook June 2015 Appendix A: Frequently Asked Questions � G�' ��t °S Q1, If I want to be a no pairty affiliation candidate, can I still be registered to vote as a F�publican or Democrat? Yes. Any registered elector who qualifies for office without party affiliation will have their name placed on the ballot at the general election without party affiliation. (�ction � - _^_,_ F.S) Q2. Do I have to designate a campaign treasurer and depository before I make public my intention to run for office? No. A person must appoint a campaign treasurer and designate a depository prior to qualifying for office, obtaining signatures on petitions, accepting contributions or making expenditures. Nothing in the election laws prohibits a person from announcing their intention to become a candidate prior to designating a treasurer or depository as long as no contributions are received and no expenditures are made in connection with that announcement. (9zction � �� _� F.S) Q3. What if I want to change my campaign treasurer or other officers? File a reappointment of campaign treasurer (_ ____ _-_ __ ) with the filing officer along with a copy of the letter of resignatio� or removal. � Q4. How arejudgeselec�ed in Floridaandwhat aretheirterms? Merit I�tention Not all judges in Florida are el�cted to office. Supreme Court Justices and Judges of the District Court of Appeal are always appointed by the Governor from a list of three to six candidates presented by the Judicial Nominating Commission for that court. Once appointed, they must serve at least one year before the next primary (i.e. both the primary and general elections must be one year away) election and, thereafter, must face a"yes" or "no" vote every six years as to whetherthey will remain in off�ce. If a judge is not retained the appointment process starts again. Further information can be obtained from the Florida State Courts website at 66 Candidate & Campaign Treasurer Handbook June 2015 8 ect ed Judges Elected circuit judges and courity court judges have six year terms that begin on the first Tuesday after the first Monday in January following the general election. They are on the primary and general election ballots the year before the term ends in January. If a judicial candidate receives a majority of the votes at th� primary election, the candidate's name will not appear on the general election ballot unless a write-in candidate has qualified for the same office. If no candidate receives a majorit�� of the votes at the primary election, the names of the two candidates receiving the highest number of votes will appear on the general election ballot. The candidate receiving the highest number of votes at the general election is elected to office. Q5. Can a judiaal candidate speak at a political party function? A judicial candidate may attend and speak in his own behalf at political party functions. However, care must be exercised to insure compliance with the election laws and the Code of Judicial Conduct. (Chapter 105, F.S. and Division of Elections Opinion 78-34.) For opinions of the Judicial Ethics Advisory Commission, see: nttp:/�`www iva6 orq/ LeqaiCommunitv/ LeqalPractice�' opinions� ieacoqinions� ieac html Q6. I am a county court judge candidate. Where do I file and qualify? You must file your appointment of campaign treasurer and designation of campaign depository and qualify with the supervisor of elections office in the county where you reside. (3�ction ___ _,.;;;;�., F.S) Q7. When can I start collecting signaturesto qualify asa petition candidate? Before collecting any signatur�s, all candidates (except federal and special district candidates) must file the Appointment of Campaign Treasurer and Designation of Campaign Depository (i __;__�,__�.�) with the filing officer. Each petition must be submitted before noon of the 28th day preceding the first day of the qualifying period for the office sought to the :: _:: � :; „� �_�_ of the county in which such petition was circulated. Campaign Finance Q�. Do persons running for� a political party executive committee office (e.g. precinc# committeeperson) for precinct committeeperson have to file campaign reports? Only if the person has received a contribution or made an expenditure; if applicable, the person 67 Candidate & Campaign Treasurer Handbook June 2015 files a single report on the 4�th day before the primary election. Although, persons seeking election to political party exe�utive committees are specifically exempt from the definition of "candidate," the political party executive office falls within the definition of "election." �. . ) �ctions_ '�.��� ;, 106.�1 �(3�.� and `�6.�7u� F.S Q9. May a candidate appoint himself or herself ascampaign trea.surer? Yes. (�ction -- -- _. F.S) Q10. Must a campaign treasu�er be a registered voter in Florida? No. (�ction ----'�__.` FS) Q11. How many deputy treasurers may a candidate have? Candidates for statewide office may appoint up to 15 deputy treasurers. Other candidates may appoint up to 3 deputy treasurers. (�ction � _� ; : = F.S) Q12. Can a deputy treasurer file and submit campaign reports? Yes. A deputy treasurer may p�erform all of the duties of a campaign treasurer when specifically authorized to do so by the carripaign treasurer. _� _. ion _---'—.--_._ FS) Q13. Who isresponsiblefor keeping tabson aggregatetotalsof campaign contributions? The campaign treasurer is responsible for receiving and reporting all contributions. (S�ction � " �, F.S) 68 Candidate & Campaign Treasurer Handbook June 2015 Q14. May a candidate aooept a contribution from a trust fund? Yes. ��a�te;� iv�, =.�., defines a"person" as an individual, corporation, association, firm, partnership, joint venture, joint stock company, club, organization, estate, trust, business trust, syndicate, or other combination of individuals having collective capacity. The term also includes a political party, affiliated party committee, or political committee. (�ction : Ja.:; _ , F.S) Q15. Do I haveto itemiaesmall contributionsof $5, $10, $50, etc.? Yes. The law provides no exceptions for the reporting of contribution information, regardless of the size of the contribution. The full name and address of the contributor are also required. (Section _ = =--_= =-- F S� Q16. Are in-kind contributionssubject tothesame limitationsasmonetaryoontributions? Yes. In �� ��__ :_ � � ___ the definition of a"contribution" includes contributions in-kind having an attributable monetary value in any form. Therefore, in-kind contributions are subject to the same limitations set for monetary contributions. (3�ction _�:;�. � - - and ` :;��.C,:;, F.S) Q17. How isthe value of an in-kind contribution determined? The contributor must inform the person receiving the contribution of the fair market value at the time it is given. (�ction � ��. __, F.S) Q18. Can a corporation give to a candidate, political committee or political party? Yes. A corporation is under the definition of a"person" in �-: � ,_� __ v=__ _:_ (�ction _ i____ F.S) 69 Candidate & Campaign Treasurer Handbook June 2015 Q19. I am opposed in the general election, but I have no oppostion in the primary election, therefore, my name will not be on the primary election ballot. Must I abide by the prohibition on aooepting contributions lessthan five days prior to the primary election? No. Only candidates opposed in the primary election are required to comply. However, since you are opposed and your name will appear on the general election ballot, you are required to abide by the prohibition on acceptin,g contributions less than 5 days prior to the general election. (9zction � � - �� F.S) Q20. C�n I conduct a raffle to raise money for my campaign? No. Pursuant to Section ^_ �_:, Florida Statutes, it is unlawful for any person in this state to set up, promote, or conduct any lottery for money or anything of value. Q21. I wasgiven cash at a rally and have no information on who it isfrom. What do I do? Report this contribution on your campaign report but do not spend these funds on the campaign. After the campaign is over, dispose of the funds pursuant to Section _ ��_--_ F.S. (Division of aectionsOpinion ��-G2) C�22. What are considered "legitimate office expense�' for purposes of office aocounts? As the duties and responsibilities of each office are different, what are considered legitimate office expenses will vary. For expenses not specifically listed in Section _� _._- �___, please contact your office's legal or accounting department. Q23. C�n I use my leftover campaign fundsto help fund my future re-elec�ion? No, unless you have been elected to a state office or will be elected to state office after being unopposed after the end of the qualifying period and you seek re-election to the same office. If the exception applies to you, you may retain up to $20,000 in your campaign account. (�ction _ _ - _` F.S) 70 Candidate & Campaign Treasurer Handbook June 2015 Q24. I am an elected offiaal and still have funds in my office a000unt. I am now beginning my re- election campaign. May I place the surplus funds in the office account into my campaign acoount for re-election? No. Funds retained by elected officials in their office accounts may only be used for legitimate expenses in connection with their public office. (S�ction'.06.14 ��;. F.S) Q25. Do I have to file campaign reportson the Bectronic Filing 9�rstem (�? If the Division is your filing officer, you are required to file all campaign reports via the -_�. If your filing officer is other than th�e Division, you must contact the filing officer to find out the requirements. (Section ___'_: , F.S) Q26. If my treasurer isout of iown, can I have an extension to file my report? No. The election laws do not provide for an extension under these circumstances. (Sect i ons �: � �----- _ _=_---=- F S � Q27. If I make a mistake on my report can I go badc in and correct it on the �S? Once the report is submitted to the Division of Elections, the EFS will not permit you to go back and make changes. In order to correct mistakes or add and delete information, you must submit an "amendment." Q28. If I am late submitting my report, how is my fine calculated? $50 per day for the first 3 days late and, thereafter, $500 per day for each late day, not to exceed 25% of the total receipts or expenditures, whichever is greater, for the period covered by the late report. However, for reports immediately preceding the primary and general election, the fine shall be $500 per day for each day, not to exceed 25%of the total receipts or expenditures, whichever is greater, for the period covered by the late report. Q29. How long are campaign reoords kept at the Division of Bections or the supervisor of elections? Ten years from the date of rec�eipt. (�ctions __ :.�;=LL and ; ��. %�� ��`;_ F.S) 71 Candidate & Campaign Treasurer Handbook June 2015 Q30. Does the prohibition against aooepting oontributions 5 days prior to an election for "candidate�' apply to individuals running for political party executive committee positions? No, because s. �� c.�8 ��'s prohibition applies only to a"contribution received by a candidate" and persons running for party executive committee persons are not "candidates." Q31. How can I tell if a provisi��n in �^.�:::_�.. � appliesto individualsrunningfor political party executive committee position:s? Besides the provisions of s. u.; :;. �:� �� expressly applying to these individuals, use this as a general rule: Because individuals running for political party executive committee positions are not "candidates," if the ^,�_ __� � i^ provision applies only to a"candidate" or "candidates," the provision will not apply; however, because selecting a member of a political party executive committee is included in the definition of "election," if the provision applies to an "election" without reference to "candidates," the provision will apply. 72 Candidate & Campaign Treasurer Handbook June 2015 Appendix B: 2016 Deadlinesfor pocepting Contributions Other Offices ��ice of the Judge of a Distrid orcuit Judge or (except 9apreme gapreme Cburt Cburt of Appeal �unty (burt Court) �d� If opposed in the $1,000 no later $1,000 no later primaryelection than midnight the Candidate may than midnight on on Au ust 25 August 25, 2016 g � aooept: 2oi6 • $1,000 no later • $1,000 no later than midnight on than midnight on If opposed in the August 25, 2016; August 25, 2016; primary and general eleCtions • $1,000 between • $1,000 between the candidate may August 25 and August 25 and aooept: midnight on midnight on Novemb�er 3, November 3, 2016 2016 • $1,000 no later than midlnight on If opposed only in August 25, 2016; the general election, the • $1,000 between candidate may August 25 and acoept: midnight on November 3, 2016 Cbnsidered an opposed candidate but only $3,000 no later $1,000 no later hasone elec�ion, than midnight on than midnight on the general November 3, November 3, eledion, may 2016 *** 2016 *** acoept: ***Cbntributions may be aocepted during the primary election, but must be applied toward the general election limitation. 73