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HomeMy WebLinkAboutDocumentation_Pension Public Safety_Tab 04_08/04/2008Laur, Betty from: Dave West [davew@bogdahnconsulting.com] ~ent: Sunday, July 27, 2008 9:31 AM o: Laur, Betty Subject: Tequesta Public Safety: Supplemental Reporting Information Attachments: Tequesta Public Safety_2Q08 attribution commentary_2008-7-25.pdf Importance: High Betty- Please find the supplemental analysis attached for distribution to the Trustees. We were not in a position to compete this by the Friday distribution deadNne. Could you forward Ken's email? Thanks! Regards, Dave David E. West, CFA Iii ~~~C~~~,~~ ~~ simplifying your investment & fiduciary decisions 340 Central Ave., Suite 300 Winter Haven, FL. 33880 Phone:863-293-8289 Fax: 863-292-8717 E-mail: davewCa~bogdahnconsulting coin Please read this warnitg: All email sent to or from this address will be received or otherwise recorded by the Bogdahn Consulting, LLC. email system and is subject to arrtrival, monitoring and/or review, by and/ar disciosure to, someone other than the reapient This message is intended only for the use of ifie person(s) (intended recipient") to whom it is addressed. It may contain information that is privileged and confidential. If you are not the intended recipient, please contact the sender as soon as possible and delete the rrressage withal reading it or making a copy. Any dissemination, distribution, copying, or other use of this message or arty of its content by any person other than the intended recipient is strictly prohibited. *** eSafe scanned this email for malicious content *** *** IMPORTANT: Do not open attachments from unrecognized senders *** • VILLAGE OF TEQUESTA PUBLIC SAFETY OFFICERS' PENSION Investment Performance Attribution Supplement 2Q08 Performance Comparison Total program investment results were positive (1.93%, net of manager fees) overcoming a continued decline in broad equity market valuations and negative total returns in aggregate for the bond market. A period best described as a tale of two markets; overall market breadth was exceptionally narrow with optimism concentrated in the Energy sector (20.4%), and extreme pessimism continuing in Financials (-1b.4%). Inforrnation and Technology stocks provided a boost for Growth stocks in aggregate outperforming the financially heavy value indexes. With limited positive activity, diversified portfolio strategies and indexers were hard pressed to achieve positive returns. Good stock selection, while difficult was the key to generating positive returns. The Fund benefited from good stock selection with active management of equities producing a total return of 4.88% vs. a benchmark return of -2.73% as measured by the S & P 500. Bonds were a detractor from absolute performance declining 1.48% vs. a benchmark decline of 1.53% as measured by the Lehman Intermediate Government Credit Index. A below target allocation to equities (54.1%) going into the quarter actually detracted from performance as the active manager delivered positive returns. The collective effort placed the fund in the top third (3'~) percentile of peers for the quarter. Fiscal year to date results, while down 4.50%, placed the Fund in the top fifteenth (15~') percentile of peers. The year over year return of -0.53% moved the Fund results into the top seventh (7`h) percentile for the period ended June. Absolute rolling returns are below the actuarial required rate of return as measured using non fiscal year periods ended June. Fund cumulative asset growth has been good benefiting from an up market capture experience of 108% and a down market capture experience of 97.7% over the last three years. A total portfolio beta of .9, and a sharp ratio in excess of the target index is suggestive of good risk management. A high tracking error of 6.l suggests a strategy that is benchmark agnostic and subject to return variation fmm the benchmark. This has been the Plan experience. While quarterly results have been mixed, the overall effort has generated a positive alpha 2.3 indicating value added by the active manager. Rockwood Strategic Equity: 2Q08 Holdings-Based Attribution Supplement Key elements of equity manager attribution are as follows: Note to analysis: We used Thomson Portfolio Analytics for the holdings-based attribution analysis, which is based on monthly holdings for the Rockwood "composite" portfolio. Holdings-based attribution can help to identify active elements of the inrvestment manager. The analysis does not reflect the impact of cash flaws or management fees; actual portfolio returns may differ. o Per the Thomson holdings based analysis (excluding cash); the Rockwood's Special Equity outperformed the S&P 500 Index by 718 basis points (bps) during the quarter. While a majority of the out performance was derived from stock selection (589 bps), the portfolio's sector allocation added 129 bps during the quarter. a o As of 6/30/08, the portfolio held 37 securities. Nearly 73% of the portfolio securities are constituents in the S&P 500 Index. At the end of the quarter, the portfolio had a slight growth tilt based on the following characteristics: the forward 12-month P/E was higher than the index, the PEG ratio was higher than the index and was greater than ] , the dividend yield was less than the index, and the PB was higher than the index. A "quality" focus is evident based on a low debt/ equity and a high return on equity. Rockwood Capital Strategic Equity 6/30/2008 No of Securities -----------T 37; 500 --------------- -T----- Bmrk Holdings _____-__~ __ 72 70; 100.00 Top 25 Holdings______ ~ •--- -- - -F 73.97 -----------------------+--- 34.56 -----------• Top 15 Holdings 49.13; 25.28 GICS Sector Analysis o Positive contribution came from a significant underweight to Financials and Consumer Discretionary and from overweights to Materials and Utilities. A significant underweight to the best performing sector (Energy) was the primary detractor during the quarter (-155 bps). o Regarding stock selection, the best performing stock in the portfolio (and the largest holding) was United States Steel; it returned +45.9% and contributed 156 bps. All of the top five holdings were positive, with three of the names having double-digit price appreciation. Mazket Cap Value Analysis o With an average market cap significantly less than the index ($48.4b vs. $88.9b), a focus on smaller companies benefited performance. Neazly 4% of portfolio was invested in "mega cap" companies (>$200b), compared to nearly 14% for the S&P 500; this underweight added 52 bps. Additionally, an overweight to the larger mid cap/ smaller large cap companies (market cap range of $lOb to $20b) contributed 20 bps. Country Analysis o Neazly 13% of the portfolio was invested in non-US securities and this portion of the portfolio returned -8.3% during the quarter, which detracted 95 bps from performance. For a comparison, the MSCI EAFE returned -1.9%. Recommendations: o Review local ordinance and statute provisions for allowance of additional investment alternatives. b GICS Sector Market Cam, and Country Attribution Rrmlrwrmd f:anital Strategic Equity Vs. SBeP 500 3/31/2008 - Total PortfoYo i0IC8 Ec~noirrc Materials Industrials Consumer Discretionary ----------------------------------- Consum_ er Staples .Health Care------ ---------. ------ F~ancials -Information Technology _Telecomm-Service Utilities Total Partfolb QVUct C Mkt C_ap Buckets 1 Mkt Cap-Buckets 2------- -- ----- -- -- - - -- Mkt Cap Buckets 3 Mkt Cap-Buckets 4 ------ ---- --------- Mkt Cap Buckets 5 Total Portfoio (Can N/A --------------------------------- U.S.A, 10.00: 100.00E 4.45: -2.73; 4.451 -2731 1~~ -`5.89 7.18 5.661 14,41] 12.30; 17.31; 0.42; 2.19; -1.551 -0.38~ -1.93 14.331 3.73; 20.971 4.421 2.701 0.14 -----2.92 12.661 11,67] 3,40; -10,111 0,92E -1.181 0.01 1.81 2.06 E 8.551 1.461 -7.80; 0.031 -0.66 0.53 18.801 10.61; -5.59; -5.361 -1.151 -0.581 -0.11E -0.02; -0.12 15,701 11.441 0,321 -1.241 0.331 -0.141 -0.21 0:13 5.611 16.28 ~ 14.68 ~ -18.291 0.761 -2.97 3.63 15.001 16.25; 1.051 2,501 -0.021 0.331 -0.11; -0.181 -0.29 2.641 3.36; -11.131 -4.131 -0.29; -0.141 0.01; -0.191 0.19 -------- -- --- - 7.551 3.691 10.841 7.971 0.741 0,28 0.70 ]0.001 100.00; 4.45; -2.731 4.451 -2.T3~ 0.79: 6.39; 7.18 -- 0.001 0,19; 0.001 -18.351 0.001 -0.041 0.031 0.001 0.03 16.981 9.61; 0.821 -4.061 0.631 -0.33 0.671 0.80 23,561 14.131 10,461 -0,991 2.991 -0.13 -2.28 2.47 ----- - - 55.76i 62.42; 3.611 -1,811 1.261 -1.051 -0.091 3.391 3.30 3.69E 13.64; 5.281 7.281 0.431 1,18 0.051 0.57 DOAQE 10x.00; 4.451 -2.73; 4.45E -2.73; -0.95 .8.13! 7.18 12.89E D.Ol -8,33; 0,001 -1.26; 0.001 -0,951 0.201 -0.75 87.111 99.99; 6.51; -2.701 5.72; -2.731 0.00; 7.931 7.92 1 ~ :~ Mkt Cap Bucket 1 {small cap} $ 2,000,000,000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Mkt Cap Bucket 2 {mid cap) $ 10,000,000,000 ........................................................................................................................................................................ Mkt Cap Bucket 3 {midllarge cap} $ 20,000,000,000 Mkt Cap Bucket 4 {large cap) $ 200,000,000,000 Mkt Cap Bucket 5 {"mega" cap} Infinit C {~S April 14, 2005 maintained at all times reflecting the financial composition of the Fund and of the accounts in place to segregate the assets of the employee classes covered by the System, induding accurate current accounts and entries as regards the following: A. Current amounts of Accumulated Contributions of Members on both an individual and aggregate account basis, and B. Receipts and disbursements, and C. Benefit payments, and D. Current amounts clearly reflecting all moneys, funds and .assets whatsoever aitn'butable to contributions and deposits from the Village, County or State, and E. All interest, dividends and gains (or losses) whatsoever, and F. Such other entries as may be properly required so as to reflect a clear and complete financial report of the Fund. G. Such other entries as required by the Chapters. 6S. An independent audit shall be performed annually by a certified public accountant for the most recent fiscal year of the Village showing a detailed listing of assets and a:statement of all income and disbursements during the year for each Fund. Such income and disbursements must be reconciled with the assets at the beginning and end of the year. Such report shall reflect complete evaluations of asset on both a cost and market basis, as well as other items normally included in a certified audit. 76. The Board of Trustees shall have the following investment powers and authority: A. The Board of Trustees shall be vested with full legal title to the Fund, subject, however, and in any event to the authority and power of the Tequesta Village Council to amend or terminate this Trust, provided that no amendment or Fund termination shall ever result in'the use of any assets of the Fund except for the payment of regular expenses and benefits under this System. All contributions from time to time paid into the Fund, and the income thereof, without distinction between principal and income, shall be held in the Fund and administered by the. Board or its Agents. B. All moneys paid into ar to be held shall be invested and reinvested by Page 8 of 35 1 April 14, 2005 the Board and the investment of all or any part of such funds shall be limited ta: (1) Annuity and life insurance.contracts of life insurance companies in amounts sufficient to provide, in whole or in part. the benefits to which all of the participants in the-Fund shall -be entitled under the provisions of the Plan and pay the initial and subsequent premium thereon. (2) Time or savings accounts of a national bank, a state bank insured by the Bank Insurance Fund, or a savings and .loan association insured by the Savings Association Insurance Fund which is administered by the Federal Deposit Insurance Corporation or a state or federal chartered credit union whose share accounts are insured by the National Credit Union Share Insurance Fund. (3) Obligations of the United States or obligations guaranteed as to principal and interest by the government of the United States. (4) Bonds, stocks, commingled funds administered by National or State Banks or evidences of indebtedness issued or guaranteed by a corporation organized under the laws of the United States, any state - or organized territory of the United States, or the District of Columbia, provided that the corporation is traded on a nationally recognized Exchange and in the case of bonds only holds a rating in one of the four highest classifications by a major rating service, and if such investments are made in a pooled fund administered by a state or nationa! bank, then the rating of each issue in the pooled fund shall hold a rating within the top four (4) rating classifications of a major rating service. (5) Real estate (6) Up to 10% of Plan assets may be invested in foreign securities. (7) All monies paid into or held in the Pension Fund shall be invested and reinvested by the Board of Trustees and the investment of all or any part of such funds shall be invested in accordance with an established investment policy adopted by the Board of Trustees. C. The Board of Trustees shall not invest more than five percent (5%) of its assets in the common stock or capital stock of any one issuing company, nor shall the aggregate investment in any one issuing Page 9 of 35 Apri! 14, 2005 company exceed five percent (5%) of the outstanding capital stock of that company; nor shall the aggregate of its investments in common stock, capital stock and convertible bonds at cyst exceed sixty percent (60%) of the assets of the Fund. .D. The Board of Trustees may retain in cash and keep unproductive of income such amount of the Fund as it may deem advisable, having regard for the cash requirements of the System. E. No person or entity shall be liable for the making, retention or sale of any investment or reinvestrnent made as herein provided, nor for any loss or diminishment of the Fund, except that due to hislheror its owri negligence, willful misconduct or lack of good faith. F. The Board may cause any investment in securities held to be registered in or transfernsd into their name as Trustee or into the name of such nominee as they may direct, or they may retain them unregistered and in form permitting #ransferability, but the books and records shall at all times show that all_ investments are part of the Trust Fund. G. Tfie Board is empowered, to vote upon any stocks, bonds or securities of any corporation, association, or trust and to give general or~specific proxies or powers of attorney with or without power of substitution; to participate in mergers, reorganizations, recapitalization, consolidations and similar transactions with respect to such securities; to deposit such stock or other securities in any voting trust or any protective or like committee with the Trustees or with depositories designated thereby; to amortize or fail to amortize any part of all of the premium or discount resulting from the acquisition or disposition of assets; and generally to exercise any of the powers of an owner with respect .to stocks, bonds, or other investments comprising the Fund which it may deem to be the best interest of the Fund to exercise. This respons~ility may be delegated to an Agent for the Board. H. The Board shall not be required to make any inventory orappraisal or report to~any court, nor secure any order of court for the exercise of any power contained herein. I. Where any action which the Board is required to take on any duty or function which it is required to perform either under the terms herein or under the general law applicable to it as Trustee under this Page 10 of 35 EXHIBIT VANGUARD INDEX FUND: PROSPECTUS EXCERPT https•//personal.vanguard.com/us/FundsStrategyAndPolicy~FundId=0040&FundIntE xt=INT Investment policy The fund reserves the right to invest, to a limited extent, in stock futures and options contracts, warrants, convertible securities, and swap agreements, which are types of derivatives. It may use these investments for two reasons: to keep cash on hand to meet shareholder redemptions or other needs while simulating full investment in stocks or to reduce costs by buying futures instead of actual stocks when futures are cheaper. Losses (or gains) involving futures and options contracts can be substantial-in part because a relatively small price movement in a contract may result in an immediate and substantial loss (or gain) for the fund. Similar risks exist for warrants, convertible securities, and swap agreements. For this reason, the fund will not use such investments for speculative purposes. Only a limited percentage of its assets may be committed to them. To track its target index as closely as possible, the Fund attempts to remain fully invested in stocks. To help stay fully invested and to reduce transaction costs, the Fund may invest, to a limited extent, in derivatives. Generally speaking, a derivative is a financial contract whose value is based on the value of a financial asset (such as a stock, bond, or currency), a physical asset (such as gold), or a market index (such as the S&P 500 Index). The Fund will not use derivatives for speculation or for the purpose of leveraging (magnifying) investment returns. VILLAGE OF TEQUESTA PUBLIC SAFETY OFFICERS' PENSION Investment Performance Attribution Supplement 2Q08 Performance Comparison Total program investment results were positive (1.93%, net of manager fees) overcoming a continued decline in broad equity market valuations and negative total returns in aggregate for the bond mazket. A period best described as a tale of two markets; overall mazket breadth was exceptionally narrow with optimism concentrated in the Energy sector (20.4%), and extreme pessimism continuing in Financials (-16.4%). Information and Technology stocks provided a boost for Growth stocks in aggregate outperforming the financially heavy value indexes. With limited positive activity, diversified portfolio strategies and indexers were hard pressed to achieve positive returns. Good stock selection, while difficult was the key to generating positive returns. The Fund benefited from good stock selection with active management of equities producing a total return of 4.88% vs. a benchmark return of -2.73% as measured by the S & P 500. Bonds were a detractor from absolute performance declining 1.48% vs. a benchmazk decline of 1.53% as measured by the Lehman Intermediate Government Credit Index. A below target allocation to equities (54.1 %) going into the quarter actually detracted from performance as the active manager delivered positive returns. The collective effort placed the fund in the top third (3'~) percentile of peers for the quarter. Fiscal year to date results, while down 4.50%, placed the Fund in the top fifteenth (15`x) percentile of peers. The year over year return of x.53% moved the Fund results into the top seventh (7`h) percentile for the period ended June. Absolute rolling returns aze below the actuarial required rate of return as measured using non fiscal year periods ended June. Fund cumulative asset growth has been good benefiting from an up mazket capture experience of 108% and a down market capture experience of 97.7% over the last three years. A total portfolio beta of .9, and a sharp ratio in excess of the target index is suggestive of good risk management. A high tracking error of 6.1 suggests a strategy that is benchmark agnostic and subject to return variation from the benchmazk. This has been the Plan experience. While quarterly results have been mixed, the overall effort has generated a positive alpha 2.3 indicating value added by the active manager. Rockwood Strategic Equity: 2Q08 Holdings-Based Attribution Supplement Key elements of equity manager attribution are as follows: Note to analysis: We used Thomson Portfolio Analytics for the holdings-based attribution analysis, which is based on monthly holdings for the Rockwood "composite" portfolio. Holdings-based attribution can help to identify active elements of the investment manager. The analysis does not reflect the impact of cash flows or management fees; actual portfolio returns may differ. . o Per the Thomson holdings based analysis (excluding cash); the Rockwood's Special Equity outperformed the S&P 500 Index by 718 basis points (bps) during the quarter. While a majority of the out performance was derived from stock selection (589 bps), the portfolio's sector allocation added 129 bps during the quarter. o As of 6/30/08, the portfolio held 37 securities. Nearly 73% of the portfolio securities are constituents in the S&P 500 Index. At the end of the quarter, the portfolio had a slight growth tilt based on the following characteristics: the forward 12-month P/E was higher than the index, the PEG ratio was higher than the index and was greater than 1, the dividend yield was less than the index, and the PB was higher than the index. A "quality" focus is evident based on a low debt/ equity and a high return on equity. GICS Sector Analysis o Positive contribution came from a significant underweight to Financials and Consumer Discretionary and from overweights to Materials and Utilities. A significant underweight to the best performing sector (Energy) was the primary detractor during the quarter (-155 bps). o Regarding stock selection, the best performing stock in the portfolio (and the largest holding) was United States Steel; it returned +45.9% and contributed 156 bps. All of the top five holdings were positive, with three of the names having double-digit price appreciation. Market Cap Value Analysis o With an average market cap significantly less than the index ($48.4b vs. $88.9b), a focus on smaller companies benefited performance. Nearly 4% of portfolio was invested in "mega cap" companies (>$200b), compared to nearly 14% for the S&P 500; this underweight added 52 bps. Additionally, an overweight to the larger mid cap/ smaller large cap companies (market cap range of $ I Ob to $20b) contributed 20 bps. Country Analysis o Nearly 13% of the portfolio was invested in non-US securities and this portion of the portfolio returned -8.3% during the quarter, which detracted 95 bps from performance. For a comparison, the MSCI EAFE returned -1.9%. Recommendations: o Review local ordinance and statute provisions for allowance of additional investment alternatives. b GICS Sector Market Cap, and Country Attribution Rockwood Capital Strateai[; Eauit~ vs. S&P 500 3/31/2008 - Total Portfolio (GICS Economic Sector] 100A01 100.00; 4.45; -2.73; 4.45; -2.73; 1.291 5.89; 7.18. Energy 5,66; 14.41; 12.301 17.31; 0.42; 2.19; 1,551 0.38; 1.93; MaUerials 1 14.331 3.73; 20.971 4,42; 2.70; 0.14' 0.77; 2.15; 2.92! Industrials-----------------------------------------------;__----12.66+---------11-67'-_-- 3,401---1o-11;-------0,92+-------1-181----0-011 1.80? 1.811, Consumer Discretionary-- -------------------------------2.06---_---___8.55;--_--1.46;__--7.80;---_____0.03 ---_-_-0.66;-_--0.341____.0.19,____-053'. Consumer Staples 18.80; 10.61. 5.59; 5,36; 1.15, 0.58; 0.11; 0.02, -0,12 Health Care 15.701 11.44 0.321 1.241 0.331 0.14; 0.211 0.33; 0.13 Financials 1 5.611 16.28; 14.681 15.291 0.761 2.971 1.651 1.981 3.63 --------------------------------------------------------------r-------------- --•-------- -; ----------- ~-------------- Information Technology 1 15.001 16,25; 1.05; 2,50; -0.021 0.331 -0.111 -0.181 -0.29 Telecomm Service 2.641 3.36; 11.131 4.131 0.29; 0.141 0.011 -0,19; -0.19 Utilities i 7.551 3.691 10.841 7.971 0.741 0.281 0.481 0.221 0.70 Total Portfo~o (Mkt Cap Buckets) 1 100.001 100.00; 4.451 -2.731 4.451 -2.731 0.791 6.391 7.18 +------------------r - +--------------.----- , Mkt Cap Buckets 1 0.00; 0.19; 0.00! 18.351 0.001 0.041 0.031 0.001 0.03 Mkt Cap Buckets 2 16.981 9.611 0.821 4.061 0.631 0.33' .0.131 0.671 O.SO Mkt Cap Buckets 3 23561 14.13; 10.461 -0.99, 2.991 -0.13::~.;,.A 2.28; 2.47 Mkt Cap Buckets 4 55.761 62,42; 3.611 1.811 1,261 1.051 0.091 3.391 3.30 Mkt Cap Buckets 5 i 3.691 13.64; 5.281 7.281 0.431 1.181 0.521 0.051 0.57 Total Portfolio (Country (MSCI) 100.001 100.001 4.451 2.731 4.451 -2.731 -0.95; 8.131 7.18 N/A 12.891 0.011 8,331 0.001 1.261 0.001 0.951 0.201 0.75 U.S.A. 87.11; 99.991 6,51; 2.701 5.72; 2.731 O.OOi 7.931 7.92 1 1 :~ Mkt Cap Bucket 1 {small cap) $ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . .. . . 2,000,000,000 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Mkt Cap Bucket 2 {mid cap) $ ................................................................................................................ 10,000,000,000 ........................................................ Mkt Cap Bucket 3 {midllarge cap) $ 20,000,000,000 - Mkt Cap Bucket 4 {large cap) $ 200,000,000,000 Mkt Cap Bucket 5 {"mega" cap) Infinity C {~s April 14, 2005 maintained at all times reflecting the financial composition of the Fund and of the accounts in place to segregate the assets of the employee classes covered by the System, induding accurate current accounts and entries as regards the following: A. Current amounts of Accumulated Contributions of Members on both an individual and aggregate account basis, and B. Receipts and disbursements, and C. Benefit payments, and D. Current amounts clearly reflecting all moneys, funds and .assets whatsoeveratMbutable tocontributions and depositsfromthe Village, County or State, and E. All interest, dividends and gains (or losses) whatsoever, and F. Such other entries as may be properly required so as to reflect a clear and complete financial report of the Fund. G. Such other entries as required by the Chapters. 65. An independent audit shall be performed annually by a certified public accountant for the most recent fiscal year of the Village showing a detailed listing of assets and a:statement of all income and disbursements during the year for each Fund. Such income and disbursements must be reconciled with the assets at the beginning and end of the year. Such report shall neflect complete evaluations of assefis on both a cost and market basis, as well as other items normally included in a certified audit. 7fi. The Board of Trustees shall have the following investment powers and authority: A. The Board of Trustees shall be vested with full legal title to the Fund, subject, however, and in any event to the au~ority and power of the Tequesta Village Council to amend or terminate this Trust, provided that no amendment or Fund termination shall ever result in~ the use of any assets of the Fund except for the payment of regular expenses and benefits under this System. All contributions from time to time paid into the Fund, and the income thereof, without distinction between principal and income, shall be held in the Fund and administered by the. Board or its Agents. B. All moneys paid into or to beheld shall be invested and reinvested by Page 8 of 35 l~~il~V4 r~~ ..T~~ ~~ April 14, 2005 the Board and the investment of all or any part of such funds shall be limited ta: (1) Annuity and life insurance.contracts of life insurance companies in amounts sufficient to provide, in whole or in part. the benefits to which all of the participants in the Fund shall ~be entitled under the provisions of the Plan and pay the initial and subsequent premium thereon. (2) Time or savings accounts of a national bank, a state bank insured by the Bank Insurance. Fund, or a savings _and .loan association insured by the Savings Association Insurance Fund which is administered by the Federal Deposit Insurance Corporation or a state or federal chartered credit union whose share accounts are insured by the National Credit Union Share Insurance Fund. (3) Obligations of the United States or obligations guaran#eed as to principal and interest by the government of the United States. (4) Bonds, stocks, commingled funds administered by National or State Banks or evidences of indebtedness issued or guaranteed by a corporation organized under the laws of the United States, any state or organized territory of the United States, or the District of Columbia, provided that the corporation is traded on a nationally recognized Exchange and in the case of bonds only holds a rating in one of the four highest classifications by a major rating service, and if such investments are made in a pooled fund administered by a state or national bank, then the rating of each issue in the pooled fund shall hold a rating within the top four (4) rating classifications of a major rating service. (5) Real estate (6) Up to 10% of Plan assets may be invested in foreign securities. (7) All monies paid into or held in the Pension Fund shall be invested and reinvested by the Board of Trustees and the investment of all or any part of such funds shall be invested in accordance with an established investment policy adopted by the Board of Trustees. C. The Board of Trustees shall not invest more than five percent (5%) of its assets in the common stack or capital stock of any one issuing company, nor shall the aggregate investment in any one issuing Page 9 of 35 April 14, 20D5 company exceed five percent (5%) of the outstanding capital stock of that company; nor shall the aggregate of its investments in common stock, capital stock and convertible bonds at cost exceed sixty percent (60%) of the assets of the Fund. D. The Board of Trustees may retain in cash and keep unproductive of income Such amount of the Fund as it may deem advisable, having regard for the cash requirements of the System. E. No person or entity shall be liable for the making, retention or sale of any investment or reinvestment made as herein provided, nor for any loss or diminishment of the Fund, except that due to hislheror its~owri negligence, willful misconduct or lack of good faith. F. The Board may cause any investment in securities held to be registered in or transferred into their name as Trustee or into the name of such nominee as they may direct, or they may retain them unregistered and in form permitting transferability, but the books and records shall at all times show that all_ investments are part of the Trust Fund. G. The Board is empowered, to vote upon any stocks, bonds or securities of any corporation, association, or trust and to give general or~specific proxies or powers of attorney with or without power of substitution; to participate in mergers, reorganizations, recapitalization, consol"~dations and similar transactions with respect to such securities; to deposit such stock or other securities in any voting trust or any protective or like committee with the Trustees or with depositories designated thereby; to amortize or fail to amortize any part of all of the premium or discount resulting from the acquisition or disposition of assets; and generally to exercise any of the powers of an owner with respect to stocks, bonds, or other investments comprising the Fund which it may deem to be the best interest of the Fund to exercise. This responsibility may be delegated to an Agent for the Board. H. The Board shall not be required to make any inventory or appraisal or report to~any court, nor secure any order of court for the exercise of any power contained herein. 1. Where any action which the Board is required to take on any duty or function which it is required to perform either under the terns herein or under the general law applicable to it as Trustee under this Page 10 of 35 EXHIBIT VANGUARD INDEX FUND: PROSPECTUS EXCERPT https•//personal vanguard com/us/FundsStrategyAndPolicy7FundId=0040&FundIntE xt=INT Investment policy The fund reserves the right to invest, to a limited extent, in stock futures and options contracts, warrants, convertible securities, and swap agreements, which are types of derivatives. It may use these investments for two reasons: to keep cash on hand to meet shareholder redemptions or other needs while simulating full investment in stocks or to reduce costs by buying futures instead of actual stocks when futures are cheaper. Losses (or gains) involving futures and options contracts can be substantial-in part because a relatively small price movement in a contract may result in an immediate and substantial loss (or gain) for the fund. Similar risks exist for warrants, convertible securities, and swap agreements. For this reason, the fund will not use such investments for speculative purposes. Only a limited percentage of its assets may be committed to them. To track its target index as closely as possible, the Fund attempts to remain fully invested in stocks. To help stay fully invested and to reduce transaction costs, the Fund may invest, to a limited extent, in derivatives. Generally speaking, a derivative is a financial contract whose value is based on the value of a financial asset (such as a stock, bond, or currency), a physical asset (such as gold), or a market index (such as the S&P 500 Index). The Fund will not use derivatives for speculation or for the purpose of leveraging (magnifying) investment returns. Village of Tequesta Public Safety Officers' Pension Plan Quarterly Review 2nd Quarter 2008 \~' W \\'. R O (~ [) A F f N C. R O [ ! P. C O M si»rplifyng your invesnnent mad frducim.y decisions The Market Environment Asset Class Performance Period Ended June 30, 2008 Quarter Performance --- MSCI EAFE -2.3% MSCI Emerg. Mkts. ', -1.8% S&P 500 Russell 3000 Russell 1000 Russell 2000 Year-to-Date Market Performance MSCI EAFE _. _ _ __ -11.4% MSCI Emerg. Mkts. -12.7% S&P 500 -11.9% Russell 3000 •»~~% Rusae111000 -11.2% Russe112000 -9~4% ii Lehman US Agg. Lehman US Gov. Lehman MBS Fixed Lehman US Credit 3mos. T-Bill -4.0% Five Year Annualized Performance MSCI EAFE MSCI Emerg. Mkta. S&P 500 Russell 3000 Russell 1000 Russell 2000 Lehman US Agg. Lehman US Gov. Lehman MBS Fixed Lehman US Credit 3mos. T-Bill 0.0% 5.0% 10.0% 15.0% 20.0% 25.0% 30.0% Source: MSCI Capital Markets, Russell Co., HFR, Lehman, & Bogdahn Consulting, LLC. Page 2 of 19 Lehman US Agg. Lehman US Gov. Lehman MBS Fixed i Lehman US Credit ~~ 3mos. T-Bill -16.0 % -12.0% -8.0 % -4.0% 0.0% 4.0 % 8.0% 12.0 Ten Year Annualized Performance MSCI EAFE MSCI Emerg. Mkts. S&P 500 Russell 3000 Russell 1000 Russell 2000 Lehman US Agg. Lehman US Gov. Lehman MBS Fixed Lehman US Credit 3mos. T-Bill 0.0% ~~ I FIF. BOGDAHN GROUP -2.0% 0.0% 2.0% 4.0% 3.0% 6.0% 9.0% 12.0% 15.0 Page 3 of 19 The Market Environment Equity Sector Performance Period Ended June 30, 2008 Sector Performance as of 6/30/2008 ENERGY MATERIALS INDUSTRIALS CONSUMERDISCR i CONSUMER STAPLES HEALTH CARE FINANCIALS -38.8% INFORMATION TECH TELECOM SVC UTILITIES D^1YR 'I'1 rn. BOGDAHN GROUP Source: MSCIBarra & Bogdahn Consulting, LLC. The Market Environment Equity Style Performance Period Ended June 30, 2008 Source: Russell Co. Russell All Cap Style Performance 24 is s 0 -3 is 24 all Cap Style Performance Page 4 of 19 24 16 10.4 10.3 10.0 8 7.5 4.5 6.1 3.S ??~`` 5.b 1.4 2.8 0.6 0 T- ~~..~: -8 -3.6 .,. ~; •8.9 -9.4 9.8 -10. ~ 16 °16.2 24 _ _ _ _ _ -24:6.. _ _ _-- _ - Qtr YTD lyr Syr Syr l0yr 02000 Growth ®2000 Index ^2000 Value ~~"~ '1'llt: BOGDAHN GROUP Qtr YTD lyr Syr Syr l0yr ^ 3000 Growth ®3000 Index ~ 3000 Value The Market Environment Trends for Stocks and Bonds Period Ended June 30, 2008 Source: Frank Russell Co. & Bogdahn Consulting, LLC. Growth vs. Value Russell 1000 Excess Return Rolling 12 Month Periods Total Fund June 30, 2008 March 31, 2008: $4,201,376 June 30, 2008: $4,356,553 Segments Market Vah~e Allocation Segments Market Value Allocation ^ Equity 2,274,145 54.1 ^ Eq~iity 2,450,468 56.2 ^ Domestic Fixed Income 1,645,054 39.2 ^ Domestic Fixed Income 1,437,898 33.0 ^ Cash Equivalent 282,178 6.7 ^ Cash Equivalent 468,187 10.7 Page 6 of 19 ~~ BOGDAHN GROUP Total Fund June 30, 2008 March 31, 2008: $4,201,376 Manager ^ Rockwood Capital Advisors Balanced Account Page 7 of 19 Market Value Allocation ~$) ~%) 4,201,376 100.0 June 30, 2008 X4,356,553 Manager Market Value Allocation ~$~ ~°~n~ ^ Rockwood Capital Advisors Balanced Account 4,356,553 100.0 ~~ 'I~HP. BOGDAHN GROUP Historical Asset Allocation By Segment Total Fund October 1, 2007 To June 30, 2008 Page 8 of 19 ~~ TIIt: BOGDAHN GROUP Tequesta Public Safety Officers' Comparative Performance Trailing Returns As of June 30, 2008 Total Fund (Net) 1.93 (3) -4.50 (15) -0.53 (7) 6.21 (6) 5.50 (27) N/A I„Ial Iun~l I'~,lic_~ '_.I~ 1~I1 -?.;~, ~~>1 -~.I-4 1-!ti) -~.~? I~-Fl -t5I 1-~,) V A Difference 4.05 2.86 4.61 1.98 0.99 N/A Mixed-Asset Target Alloc Moderate Funds (MF) Median -0.99 -7.05 -5.55 3.55 433 4.93 Total Fund (Gross) 2.06 -4.13 -0.01 6.77 6.07 N/A l~~i.il Iun~l I'~,lic~ _'.I_' -.;~, -~.I~ -t.~? -l.~l Difference 4.18 3.23 5.13 2.54 1.56 N/A Total Equity Portfolio SCI' X11(1 Difference US Core/Large Cap Equity (SA+CF) Median Domestic Fixed I li(~( Int~rm~~Jiai~ lirnxl In~lce Difference US Intermediate Fixed Income ~ N/A 6.79 N/A 05/01/2005 V'' _ A ~ .11~) V' \ N/A 1.70 6.01 NiA N/A 7.34 05/01/2005 N:1 >.nv N/A 2.25 4.88 (4) -11.13 (26) -6.50 (16) 6.28 (15) 6.65 (26) N/A N/A 8.79 N/A 05/01/2005 ~_'; rx?~ 1-t~; (7?) -I?.I' 171i ?.?~, ir,~>> -t.-ll (?.el ~.,~,~ i~;~ ?.,~1 (~,i ~?~ V ~ 7.61 3.72 6.62 3.92 2.24 N/A N/A 3.54 -1.19 -13.25 -11.85 3.09 5.24 6.13 8.58 N/A -1.48 (79) 7.02 (1) 10.48 (1) 8.08 (1) 5.55 (1) N/A N/A 5.62 N/A 05/01/2005 -I.>; ~,~;~ i.?' (>li f-~`)~ r,.>- ~-l~~ -1.~~(, ~r~t,~ l.?~) It,~~l ~.-l~ i7~1 1.-1 \ ~ 0.05 2.65 3.11 I.51 1.29 N/A N/A I.15 Median -1.07 4.39 7.29 6.51 4.46 4.56 3.72 N/A Returns for periods greater than one year are annualized. Returns are expressed as percentages. Page 9 of 19 ~~ Tf~E. BOGDAHN GROUP Tequesta Public Safety Officers' Comparative Performance Fiscal Year Returns As of June 30, 2008 Total Fund (Net) 14.24 (16) 4.07 (95) N/A N/A N/A N/A N/A l~,tal I~un<I l'nlir~ 12.112 I-~21 ,.R\ (;~) 'V :1 N,~ ~ ;A 'V ~ N ;A Difference 2.22 -3.81 N/A N/A N/A N/A N/A Mixed-Asset Target Alloc Moderate Funds (MF) Median 1 1.42 7.14 9.46 9.39 15.73 -8.28 -12.02 Total Fund (Gross) 14.82 4.67 N/A N/A N/A N/A N/A fetal fund P~,lir_~ 12.112 ~.~ti ti \ N_A N .1 N :1 ~ Difference 2.80 -3.21 N/A N/A N/A N/A N!A al Equity Portfolio P 5~)(J ference Core/Large Cap Equity (SA+CF) Median Domestic Fixed 113(i(~ li<nxl Incl~~ Difference US Broad Market Core Fixed Income (SA+CF) Median Returns for periods greater than one year are annualized. Rch~rns arc expressed as percentages. Page 10 of 19 21.99 (9) 5.38 (96) N/A N/A N/A N/A N/A lh.-l-l 1,7) ~I1.%9 1-~~~) 12.2 IS2) 1 ~.~7 ((,(1) ~~.-l(1 (-F-l1 -,f)~- I-J1 -~(,.(,~ (67) 5.55 -5.41 N/A N/A N/A N/A N/A 16.60 10.77 14.42 14.27 24.12 -19.17 -25.80 5.93 (9) 3.88 (44) N/A N/A N/A N/A N/A j.fl~ ~~,il ~.>; ~~)C,1 2.~h (9(l) 3.;~ (~fl) (~.jl (2h) 9.2U 121 I~.IS ((,0) 0.85 0.55 N/A N/A N/A N/A N/A 5.16 3.85 3.10 3.78 5.79 8.56 13.32 ~"'~ hFIF: BOGDAHN GROUP Tequesta Public Safety Officers' Total Fund Portfolio (Net) June 30, 2008 ' 1 t ~ Market Value ,Market ~'aluc As of 'T'ransfers Contributions Distributions Fees Expenses Income ;~pprec.p/~Ucprec. ~~ of 3/31 /2008 fi/30/2008 Total Fun<I Portfolio (Nett 4,201 - R7 - -6 -12 44 42 4,357 • . t t t 1 . Market Value Market Value As of het Contributions Distribntinns Fees Expenses Income CaPdal ;~s of 9/30/2007 Transfers Apprec./ Deprec' fi~;0/2008 'T'otal Nund Portfolio (Net) 4?35 - 308 -31 -17 -IG 99 -~30 4357 S 140.0 20.0 10.0 5130.0 ^ 0 ~1 z ~~ s1zo.0 -10.0 - -z0.0 _ ~ ~ 1 . __ ~ ~ __ ~ 5110.0 I Oct-2007 1 2 3 4 5 Quarter To Year Years Years Years Years .1 u n-2008 ^ Tolal Nund Portfolio (Net) IA (3) -4.5 (IS) -0.5 (7) 62 (G) 5.5 (27) N/A N/A ` Total Fund Policy -2.1 (31) -7.4 (55) -5.1 (4G) 42 (341 4.5 (47) N/A N/A $100.0 Median -I.0 -7.0 -5.6 3.5 4.3 49 6.0 -Total Fund Portfolio IN~etl 'T'otal I~und Policy 123.1 in~1 1 1 ~' 1 1 I 1 1 I 1 Quarter Quarter Quarter Quarter Quarter Quarter N;nding Ending Ending Ending N;nding N;nding ~I ar-2008 Dec-2007 Sep-2007 .lu n-2007 11 ar-2007 Dec-2110fi Total Fund Portfolio (Net) -5.71 (61) -0.64 (39) 4.16 (2) 1.89 (90) 4.04 (I) 3.4fi (93) Total Nund Polity -4.5G (341 -0.84 149) 2.40 (30) 3.70 (26) 1.03 133) 4.41 (6°_1 Mixed-Asset Target Alloc Moderate Funds IMF) Median -5.41 -0.36 1.87 3.07 1.71 d.72 Page 11 of 19 ~~ ~i~IIN: BOGDAHN GROUP 4/05 I /06 10/OG 7/07 6/OS Tequesta Public Safety Officers' Total Fund Portfolio (Net) June 30, 2008 G.0 Over P erfo nrmn ce 5 () 0 0 a ~ 4 I) T-_ - T---_ -- -- - _- -_ -r- __-- c 4.0 4.4 4.8 5.2 F Total Fund Policy ('% ) fUndcrPerfnrn~nce -a~-.tun-2008 +lun-2008 c 0 z 10.0 7.5 5.0 2.5 0.0 -2.5 S.0 3.0 -- --r----- - --- --r ~_. _. _ ~ _ r ____ as co ~s 9n tns Iz.o Risk (Standard Deviation'%,) Return Standard Deviation ^ Total Pund Portfolio (NcU 5.5 6.4 O Total I~und Policy 4.5 5.8 Median 4.3 6.4 c 2 C v ~c 5 e 7 v a I oo.o ~ 9/03 9/05 5-25 25-Median Count Count 0 (0%) I (5%) 0 (0%) I (5%) 9/04 7btal Period ^ "Total Fund Portfolio (Net) 20 Total Fund Policy 20 c c 12.5 - I0A 7.5 5.0 2.5 0.0 -2.5 3.0 ~ - -- 4.5 (.0 7.5 Risk (Standard Dcs~ation %) Return Standard Deviation ^ Total Pund Portfolio (Vet) N/A V'A O Total Pund Policy NIA NiA Median V.0 G. I 9.0 Tracking Up Market Down M1larket :11pha tR Shape Beta Downside Error Capture Capture Ratio Risk Total Fund Portfolio (Veq 3.G 108.0 97.7 1.4 0.3 0.2 0.9 43 Total Fund Policy 0.0 100.0 100.0 0.0 N!A 0.1 I.0 4.0 1 Tracking Up Market Down Market :11pha IR Sharpe F3cta Downside _ Error Capture Capture Ratio Risk ~Ibtal Fund Portfolio (Net) WA N/A NiA N/A NSA ~~/A V!A V~iA Total Pund Policy NiA N%A N/A ViA N'A M1!A N/A V; A Page 12 of 19 5.G 6.0 ~ ~rtli. BOGDAHN GROUP ~T T' 9JOG 9/07 6/08 Median-75 75-95 Count Count I (5"~) 0 (0%) 0 f0%) 0 (0"~) Tequesta Public Safety Officers' Total Equity Portfolio June 30, 2008 ' t t ~ Market Value Net Market A'alue ,~s of Contributions Distributions Dees Es enscs Income Capital 3/31/z008 Transfers p Apprec/ Deprec. 6/30/2008 Total Equity Portfolio 4,201 - 87 - -G -12 44 42 4,357 • t i t 1 Alarket A"aloe Market Value .As of Net Capital Transfers Contributions Distributions Fees N:xpenses Income As of 9/30/2007 Apprcc./ Deprec. fi/30/2008 Total Equity Portfolio 4,285 _ 208 -21 -17 -16 99 -280 4.357 ' t t t t t ~. t 20.0 ~ - - -- - _ $I50.0~ 10.0 ~ ^ 0.0 c -10.0- 5 -2n.o -30.0 ~ t 1 oer-zoos Quarter To .lun-2008 ^ Total Equity Portfolio 4.9 (41 -I I.I (26) " SCI' 500 -2.7 (83) -14.8 (77) ~T v~ I z 3 Year Years Years -6.5 (16) 63 (15) 6.G (26) 13.1 (71) 2.4 1691 4.4 (78) 4 5 Years Yeas V'A N!A 4.9 (85) 7.6 (85) $140.0 $ 13 0.0 $ 12 0.0 ~ I I o.o R t nn.o $90.0 1$ ~ 22.3 5 $II_.4 ~r (,/08 Median -1.2 -13_1 -I 1.9 3.1 5.2 (,.I 8.6 -Total Equity Portfr>lio SCI' 500 t t ' t 1 Qu artcr Ending Afar-2008 1 Quarter Ending Dec-2007 I Quarter Ending Se -z007 1 Qu artc r N:nding aun-2007 1 Qu artcr N;nding Afar-2007 1 Quarter Ending Dec-200fi Ibtal F,quity Portfolio SCP 500 US Core/Large Cap Equity (SA i CF1 Median -12.83 (95) -9.45 (47) -9.47 -z.80 (481 -3.33 1661 -2.87 5.z1 (fi) 2.03 (46) 1.96 3,48 6?8 6.27 (97) fi.lfi (11 (49) 0.64 (73) I.IB 5.55 (Rfi) 6.70 (49) 6.69 Page 13 of 19 ~~ I't I t: BOGDAHN GROUP -r- 3/OS 12/05 9/06 G/07 7.0 over Per&imm~ce G.0 y° 5.0 .~ w 4.0 - F 4A 4.(i 5,2 5,$ 5&P 500 ('%~ 1 f l~nderPerk~rn~nce ~ Iu^-2008 +Jun-2008 20.0 I G.0 12.0 8.0 4.0 0 a o.o a.n -- 2.5 5.0 7.5 I QO 1 2.5 Risk (Standard Deviation % ) Return Standard Deviation ^ Total Cyuity Pottfolio U.6 IO.R O S&P 500 4.4 9.1 Median 52 9.1 ~ 25.0 C c 50.0 a e 75,0 C 100D o n; ^ Total Pquity Pottliilio SR P 500 '.. 1 1 2 0.0 I5.0~ i 10.0 c ~ 5.0 C n.n I50 2.5 9/04 9!05 9/(1G 9/07 6/0$ I'Mal Period 5-25 25-Aledian Median-75 75-95 Count Count Count Count 20 0 10%) 0 (0%) 13 IGS"6) 7 135"~1 5.0 ^ Total Equity Portfolio O S&P 500 Median ~, T-- - -- - - _.l 7.5 10.0 12.5 I S II Risk (Standard 1>eciation '% ) Return Standard Deviation NA ~'A Z6 24 8.6 9.5 ' Up Dorn Tracking Market i~1arket .Alpha IR Sharpe Reta Downside Error Capture Captum Ratio Risk l~olal 1-quily Poitlolio G.I I IG.R 104.0 2.3 0.4 03 LO S.3 S~~P 500 0.0 100.0 1011.0 0.0 N/A 0.1 LO 7.4 1 i P Down Tracking, ~1arket Market ;11pha IR Sharpe Beta Downside Error Capture Capture Ratio Risk Total 8quity Portfolio N/A N!A N/n N/A N'A ViA ViA VGA S&P 500 0.0 100.0 100.0 0.0 N/A 0.5 I.0 G.2 Page 14 of 19 Tequesta Public Safety Officers' Total Equity Portfolio June 30, 2008 ., ~. - ~ o.o ~lndar Pedo rnpnce ~ -- 6.4 7.0 ~^ ~I•IIE ` BOGDAHN GROUP Tequesta Public Safety Officers' Total Fixed Portfolio June 30, 2008 ' t t ~ Market Value Market ~'alne As of Net Contributions Distributions Fees Fxpenses Income ~~aprtal As of 3/31/2008 Transfers Apprec./ Deprec. fi/30/2008 'T'otal Fixed Portfolio 4,201 - R7 - -6 -12 44 42 4 357 Market Value Nct Ca rtal Market Value As of Transfers Contributions Distributions Fees Expenses Income ,4pprecJ Deprec. As of 9/30/2007 6/30/2008 "Total Fixed Portfolio 4255 - 308 -21 -17 -16 99 -230 4357 15.0 10.0 - 5.0 E a U0 -S.U - 1 Quarter ^ Total Fixed Portfolio -I.5 133) LBCC F3ond htde.x -I.5 139) Oct-21107 1 2 To Year fears .Tun-2008 7.0 p) 10.5 (I) 3.1 13) 4.1 149) 72 (42) 6b (48) 3 4 Years fears 5.5 (1) N/A 3.5 1651 4.7 (60) ~ $105.0 Years N/A 3.6 (77) $100.0 1159 114.1 Median -I.0 4.0 7.1 6.G 4.1 4.3 3.9 -Total Fixed Portfolio - -~- LBGC Bond Index t ~ , ' t I I 1 I 1 I Quarter Quarter Quarter Quarter Quarter Quarter Ending Ending Ending Ending F,nding Ending Mar-2008 Dec-2007 Sep-2007 .tun-2007 Mar-2007 Ucc-2006 Total Fixed Portfolio 5.28 (1) 3.19 (20) 3.23 (10) -0.26 (15) Lfi5 (IR) 1.21 (61) LBGC Bond Index 2.57 (261 3.10 (2(i) 3.01 (251 -0.49 (4G) 1.47 BO) L04 (57) US Broad Market Core Fixed Income (SA~CF) Median 1.98 2.39 2.34 -0.51 L55 L25 Page I S of 19 ~8~0° 4125.11 4120.0 $ 115.0 $1100 ~~ THF. BOGDAHN GROUP 4/05 I/O6 IO/06 7/07 G/OS Tequesta Public Safety Officers' Total Fixed Portfolio June 30, 2008 e.o over Perfnninncc. .., 5.0 _c 0 a 4~~ v ^. c 3.0 - ~. --r ~ F 3.0 3 b 4.2 4.8 LBGC Bond Index(%.) ~UnderPerlbrnwnce +Jun-2008 6.0 4.5 3.0 I .5 c OOH ce _ I.5 _ .. - - -r. 0.0 30 ^ Total Fixed Portfolio O LBGC Bond Index tilcdian 1, nder I' erfomm~ ce 5.4 6.0 20 c ?5.0 C c 501) v d c ~ 5.11 C I Oll.ll 9/03 9/04 Total Period ^ Total Iixal Po~tiolio ?0 LBGC Bond Index ~0 5.0 4.0 3.0 c ~ 2.0 a I .n 9/05 9/06 9/07 5-25 25-Median Median-75 Count Count Count I (5%) (1 10"rb) U 10%1 o (0"0) 9 f45%) 3 115"/1 6/08 7.5-95 Count tl 10%) 8 140'% ) O 4.0 60 R.0 10.0 120 2.0 30 40 Risk (Sta nda rd Deviati on %) Risk (Standard Ik viatinn '% ) Keturn Standard Deviation Return Standard Deviation 5.5 3.7 ^ Total Fixed Portfolio N/A NSA 3.3 3.5 O LBGC Bond Index 3b 3.9 4.1 3. I Median 3.9 33 s.n ' ~ LAP Down I rackin~ Market Market :~Ipha IR Sharpe Befa Downside Error Ratio Risk Capture Capture Total Fixed Portfolio 1.4 98.1 39.1 2.5 LI 0.5 o.R LO LBGC Bond Index QO 100.0 100.0 (1.0 NSA -0.1 I.0 L6 t •. Up Down Trackin„ Market Market :11pha IR Sharpe Reta Downside Error Capture Captm~c Ratio Risk Total Fixed Porltblio V!A N/A N/A V/A V%A N!A NiA Vrq IBGC Bond Index 0.0 100.0 loco 0.0 n~;n 0.1 I.0 2.S Page 16 of 19 ~~ BOGDAHN ~"'" GROUP Historical Hybrid Composition Total Fund As of June 30, 2008 Page 17 of 19 ~~ ~ ~ Effective Date: Apr-2005 S&P 500 Index 60.0 LBGC Intermediate Bond Index 40.0 ~~"~ "1'ttF. BOGDAHN GROUP Statistics Definitions Statistics Description Return -- Compounded rate of return for the period. Standard Deviation -- A statistical measure of the range of a portfolio's performance, the variability of a return around its average return over a specified time period. Sharpe Ratio -- Represents the excess rate of return over the risk free return divided by the standard deviation of the excess return. The result is the absolute rate of return per unit of risk. The higher the value, the better the product's historical risk-adjusted performance. Alpha -- A measure of the difference between a portfolio's actual returns and its expected performance, given its level of risk as measured by beta. It is a measure of the portfolio's historical performance not explained by movements of the market, or a portfolio's non-systematic return. Beta -- A measure of the sensitivity of a portfolio to the movements in the market. It is a measure of a portfolio's non-diversifiable or systematic risk. R-Squared -- The percentage of a portfolio's performance explained by the behavior of the appropriate benchmark. High R-Square means a higher correlation of the portfolio's performance to the appropriate benchmark. Treynor Ratio -- Similar to Sharpe ratio, but focuses on beta rather than excess risk (standard deviation). Represents the excess rate of return over the risk free rate divided by the beta. The result is the absolute rate of return per unit of risk. The higher the value, the better the product's historical risk-adjusted performance. Downside Risk -- A measure similar to standard deviation, but focuses only on the negative movements of the return series. It is calculated by taking the standard deviation of the negative quarterly set of returns. The higher the factor, the riskier the product. Tracking Error -- A measure of the standard deviation of a portfolio's performance relative to the performance of an appropriate market benchmark. nation Ratio -- Measured by dividing the active rate of return by the tracking error. The higher the Information Ratio, the more value-added contribution by the manager. stency -- The percentage of quarters that a product achieved a rate of return higher than that of its benchmark. The higher the consistency figure, the more value a manager has contributed to the product's performance. s Return -- Arithmetic difference between the managers return and the risk-fi-ee return over a specified time period. e Return -- Arithmetic difference between the managers return and the benchmark return over a specified time period. s Risk -- A measure of the standard deviation of a portfolio's performance relative to the risk free return. Page 18 of 19 p Market Capture -- The ratio of average portfolio return over the benchmark during periods of positive benchmark return. Higher values indicate better product performance. own Market Capture -- The ratio of average portfolio return over the benchmark during periods of negative benchmark return. Lower values indicate better product performance. Calculation based on monthly periodicity. ~~~ 'I'1iE: BOGDAHN GROUP